STOCK TITAN

Director Keating receives stock award from Old Market Capital (OMCC)

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Old Market Capital Corp director Brendan J. Keating received 2,626 shares of common stock on January 9, 2026 as equity compensation for his board service. The shares were issued at a stated price of $0 per share, bringing his directly held common stock to 40,628 shares. In addition, 2,262 shares of common stock are held indirectly through Rosecrest Trust, for which he serves as trustee and could be deemed to have beneficial ownership.

Positive

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Keating Brendan Joseph

(Last) (First) (Middle)
1601 DODGE ST., SUITE 3350

(Street)
OMAHA NE 68102

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
OLD MARKET CAPITAL Corp [ OMCC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/09/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
COMMON STOCK 01/09/2026 A 2,626(1) A $0 40,628 D
COMMON STOCK 2,262 I BY TRUST(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. These shares were issued to the reporting person as part of his compensation for service as a director of the registrant.
2. These shares are directly owned by Rosecrest Trust, of which Brendan J. Keating is the Trustee. Mr. Keating could be deemed to have indirect beneficial ownership of the shares.
/s/ BRENDAN JOSEPH KEATING 01/12/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did OMCC disclose for Brendan J. Keating?

Old Market Capital Corp disclosed that director Brendan J. Keating received 2,626 shares of common stock on January 9, 2026, reported as an acquisition.

Why did Brendan J. Keating receive 2,626 OMCC shares?

The filing states these 2,626 shares were issued to Brendan J. Keating as part of his compensation for serving as a director of Old Market Capital Corp.

What price was used for Brendan J. Keating’s OMCC stock grant?

The 2,626 shares of Old Market Capital Corp common stock were reported with a price of $0 per share, reflecting a compensatory stock award rather than a cash purchase.

How many OMCC shares does Brendan J. Keating own directly after this transaction?

Following the January 9, 2026 grant, Brendan J. Keating beneficially owns 40,628 shares of Old Market Capital Corp common stock in direct ownership.

What are Brendan J. Keating’s indirect OMCC holdings through Rosecrest Trust?

The filing reports that 2,262 shares of Old Market Capital Corp common stock are held indirectly through Rosecrest Trust, where Brendan J. Keating is the trustee and could be deemed to have indirect beneficial ownership.

What is Brendan J. Keating’s role at Old Market Capital Corp?

Brendan J. Keating is identified in the filing as a director of Old Market Capital Corp, and the reported stock grant represents part of his director compensation.

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