Raymond James (ONEW) Form 144: insider resale lists 1,028 shares (02/12/2026)

Rhea-AI Filing Summary

Raymond James & Associates, Inc. reported a proposed sale of 19,354 common shares via a Form 144 filing. The filing lists a transaction by John Troiano showing 1,028 shares on 02/12/2026 and related numeric entries including $236,118.00. The filing is a routine notice of intended resale under SEC rules.

Key Figures

Listed shares: 19,354 shares Monetary figure: $236,118.00 Reported insider transaction: 1,028 shares +1 more

4 metrics

Listed shares 19,354 shares Securities To Be Sold line

Monetary figure $236,118.00 Numeric entry associated with filer information

Reported insider transaction 1,028 shares John Troiano entry dated 02/12/2026

Form date/reference 05/07/2026 Date shown near NASDAQ reference

Key Terms

Form 144, UNIT CONVERSION, Issuer

3 terms

Form 144 regulatory

"COMMON | Raymond James & Associates, Inc. ... 05/07/2026 | NASDAQ"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

UNIT CONVERSION financial

"COMMON | 09/30/2021 | UNIT CONVERSION | ISSUER"

Issuer regulatory

"UNIT CONVERSION | ISSUER | | | 19354 | 09/30/2021"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Raymond James & Associates, Inc. 880 Carillon Parkway St. Petersburg FL 33716	19354	236118.00	16612444	05/07/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
COMMON	09/30/2021	UNIT CONVERSION	ISSUER			19354	09/30/2021	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
John Troiano 6275 Lanier Islands Parkway Buford GA 30518	Common	02/12/2026	1028	13558.00

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 for ONEW disclose?

The Form 144 discloses a proposed resale of 19,354 common shares. It also lists a reported transaction by John Troiano of 1,028 shares on 02/12/2026 and a monetary figure of $236,118.00.

Who is named in the filing and what did they transact?

John Troiano is named and the filing shows 1,028 shares associated with a transaction dated 02/12/2026. The filing presents these as resale information under Form 144 disclosure rules.

Does the Form 144 indicate proceeds go to the issuer (ONEW)?

The filing lists the securities as a resale notice and identifies the seller; it does not state that proceeds are payable to the issuer. The document appears to be a selling-stockholder notice.

What market and date references appear in the filing?

The filing references NASDAQ and includes a date entry of 05/07/2026. It also shows an earlier conversion/date entry of 09/30/2021 tied to the listed securities.