Ooma legal chief delivers 1,691 shares for taxes

OOMA’s SVP & Chief Legal Officer delivered 1,691 shares to cover tax withholding on RSU vesting, remaining directly holding 224,287 shares.

Available on EDGAR 09/17/2026 - 04:06 PM EDT Accepted by SEC EDGAR 09/17/2026 - 04:05 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

OOMA INC reported that director and executive officer Jenny C. Yeh, who serves as SVP & Chief Legal Officer, disposed of 1,691 shares of OOMA common stock on September 15, 2026. The shares were delivered to OOMA to pay withholding tax liability arising from the vesting of restricted stock units. After this tax-withholding disposition, Yeh directly holds 224,287 shares of OOMA common stock. No transactions were reported as made under a Rule 10b5-1 trading plan.

Insider Trade Summary

Tax Withholding: 1,691 shares

Tax Withholding 1 txn

Insider Yeh Jenny C

Role SVP & Chief Legal Officer

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock F1	1,691	$22.66	$38K

Holdings After Transaction: Common Stock — 224,287 shares (Direct)

Holdings Before and After: Common Stock, 225,978 to 224,287 shares (Direct)

Footnotes (1)

1. F1. Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Key Figures

Shares delivered for tax withholding: 1,691 shares Per-share value for tax-withholding shares: $22.66 per share Shares held after transaction: 224,287 shares

3 metrics

Shares delivered for tax withholding 1,691 shares Common stock delivered on September 15, 2026 to pay withholding tax liability upon RSU vesting

Per-share value for tax-withholding shares $22.66 per share Value applied to the 1,691 shares delivered on September 15, 2026

Shares held after transaction 224,287 shares Direct holdings of OOMA common stock by Jenny C. Yeh following the September 15, 2026 transaction

Key Terms

withholding tax liability, restricted stock units, beneficial ownership

3 terms

withholding tax liability financial

"in payment of the withholding tax liability upon vesting of the restricted stock"

restricted stock units financial

"upon vesting of the restricted stock units."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

beneficial ownership financial

"After this tax-withholding disposition, Yeh directly holds 224,287 shares of OOMA common stock."

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did OOMA (OOMA) report for Jenny C. Yeh?

OOMA reported that Jenny C. Yeh disposed of 1,691 shares of common stock on September 15, 2026 by delivering them to the company to pay withholding tax liability upon vesting of restricted stock units. This was a tax-related share delivery, not an open-market sale.

How many OOMA (OOMA) shares does Jenny C. Yeh hold after this transaction?

After the September 15, 2026 tax-withholding transaction, Jenny C. Yeh directly holds 224,287 shares of OOMA common stock. This figure reflects her direct ownership position as reported following the delivery of 1,691 shares for tax withholding.

What was the value per share used for Jenny C. Yeh’s OOMA tax-withholding shares?

The 1,691 shares delivered by Jenny C. Yeh for tax withholding were valued at $22.66 per share. This per-share figure is used to determine the value of shares delivered to satisfy the reported withholding tax liability on vested restricted stock units.

Was Jenny C. Yeh’s OOMA transaction part of a Rule 10b5-1 trading plan?

No. The filing indicates that no Rule 10b5-1 trading plan is reported for this transaction. The shares were delivered specifically to pay withholding tax liability upon vesting of restricted stock units, rather than under a pre-arranged trading plan.

Did OOMA receive cash proceeds from Jenny C. Yeh’s reported transaction?

The transaction involved 1,691 shares delivered back to OOMA to pay withholding tax liability upon RSU vesting. The filing describes this as a payment of tax liability by delivering or withholding securities, not as a sale generating cash proceeds to the insider.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Yeh Jenny C

(Last) (First) (Middle)

C/O OOMA, INC.

525 ALMANOR AVE., SUITE 200

(Street)

SUNNYVALE CALIFORNIA 94085

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
OOMA INC [ OOMA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SVP & Chief Legal Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/15/2026		F(1)		1,691	D	$22.66	224,287	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

	/s/ Jenny Yeh	09/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)