[Form 4] OOMA INC Insider Trading Activity

Rhea-AI Filing Summary

OOMA Inc. reported Form 4 transactions by Jenny C. Yeh, who serves as Senior Vice President & Chief Legal Officer and a company director. The filing shows two dispositions of common stock on 09/10/2025 and 09/15/2025 totaling 3,367 shares sold at prices of $12.51 and $12.73 respectively. After these transactions the reporting person beneficially owned 176,586 shares.

The filing explains the shares were delivered to the issuer to satisfy withholding tax liabilities arising from restricted stock unit vesting. These are routine, non-derivative disposals related to tax withholding rather than open-market sales or new equity grants.

Positive

• Reporting person holds dual roles as SVP & Chief Legal Officer and director, and remains a significant shareholder (176,586 shares).
• Transactions disclosed as tax-withholding for vested RSUs, a routine compensation-related action rather than an active market sale.

Negative

• Total of 3,367 shares were disposed (1,802 on 09/10/2025 at $12.51 and 1,565 on 09/15/2025 at $12.73), reducing the reporting person’s share count.
• Dispositions reduce insider’s direct holdings, although the filing indicates these were for tax withholding rather than for cash-raising purposes.

Insights

Securities Compliance Analyst

TL;DR: Routine tax-withholding dispositions of vested RSUs by an officer/director; compliance filing is timely and standard.

The transactions disclosed are described as share deliveries to the issuer to satisfy withholding taxes upon RSU vesting, indicated by transaction code F. Such transactions are common for executives and typically reflect non-volitional disposals to meet tax obligations rather than discretionary sales. The filing reports the post-transaction beneficial ownership (176,586 shares), which provides transparency on insider holdings. There is no indication of derivative activity or other compensatory grants in this Form 4.

Corporate Governance Specialist

TL;DR: Insider retained significant ownership and disclosed tax-related share dispositions; governance disclosure standards met.

The Form 4 identifies Jenny C. Yeh as both an officer and director, and the signature indicates the report was filed promptly. The explanation clarifies the nature of the dispositions (withholding for RSU taxes), aligning with standard equity compensation practices. From a governance perspective, the disclosure maintains investor transparency about insider holdings and transactions but does not signal a change in control or material shift in alignment with shareholders.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Yeh Jenny C

(Last) (First) (Middle)

C/O OOMA, INC.

525 ALMANOR AVE., SUITE 200

(Street)

SUNNYVALE CA 94085

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
OOMA INC [ OOMA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SVP & Chief Legal Officer

3. Date of Earliest Transaction (Month/Day/Year)
09/10/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/10/2025		F(1)		1,802	D	$12.51	178,151	D
Common Stock	09/15/2025		F(1)		1,565	D	$12.73	176,586	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

	/s/ Jenny C. Yeh	09/16/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Jenny C. Yeh report on the Form 4 for OOMA (OOMA)?

She reported two dispositions totaling 3,367 common shares on 09/10/2025 and 09/15/2025 to satisfy withholding taxes from RSU vesting.

How many shares did the reporting person own after the transactions?

176,586 shares of common stock beneficially owned following the reported transactions.

Were these sales open-market transactions or related to compensation?

The transactions were deliveries to the issuer to satisfy withholding tax liabilities from RSU vesting, not open-market discretionary sales.

What prices were reported for the disposed shares?

$12.51 for the 1,802 shares on 09/10/2025 and $12.73 for the 1,565 shares on 09/15/2025.

Does the Form 4 show any derivative securities activity?

No derivative securities were reported in Table II of this Form 4.