Ooma insider delivery of 1,198 shares to issuer to cover RSU taxes

Rhea-AI Filing Summary

Shigeyuki Hamamatsu, Chief Financial Officer of Ooma, Inc. (OOMA), reported a disposition of 1,198 shares of common stock on 09/01/2025 at a price of $12.92 per share. The Form 4 indicates the shares were delivered back to the issuer to satisfy the withholding tax liability arising from the vesting of restricted stock units. After the transaction, Mr. Hamamatsu beneficially owns 199,307 shares (direct). The filing is signed on 09/03/2025.

Positive

• Transparent reporting of insider tax-withholding share delivery via Form 4
• Insider retains substantial holding with 199,307 shares beneficially owned after the transaction

Negative

• None.

Insights

Corporate Governance Expert

TL;DR: Routine insider tax-withholding share delivery following RSU vesting; shows standard compliance and no change in control.

The reported transaction is a common method for insiders to satisfy tax withholding obligations when restricted stock units vest. The disposition of 1,198 shares at $12.92 per share reduced the insider's share count but reflects a non-sales disposition to the issuer rather than a market sale, indicating tax-related administrative action rather than active divestiture. The remaining direct beneficial ownership of 199,307 shares maintains insider alignment with shareholders.

Securities Analyst

TL;DR: Small-scale, non-market disposition for tax purposes; immaterial to overall outstanding shares and investor valuation.

From a securities perspective, the transaction appears immaterial in scale relative to typical company float sizes. The use of code F(1) clarifies the mechanism: shares delivered to issuer for tax withholding. No options or derivative exercises are reported. This disclosure meets Section 16 reporting requirements and provides transparency on insider share movements without suggesting a change in insider sentiment.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hamamatsu Shigeyuki

(Last) (First) (Middle)

C/O OOMA, INC.

525 ALMANOR AVE, SUITE 200

(Street)

SUNNYVALE CA 94085

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
OOMA INC [ OOMA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

3. Date of Earliest Transaction (Month/Day/Year)
09/01/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/01/2025		F(1)		1,198	D	$12.92	199,307	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

	/s/ Shigeyuki Hamamatsu	09/03/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did OOMA CFO Shigeyuki Hamamatsu report on Form 4?

He reported a disposition of 1,198 shares of Ooma common stock on 09/01/2025, using code F(1).

At what price were the 1,198 OOMA shares disposed of?

The shares were reported at a price of $12.92 per share.

Why were the shares delivered to the issuer according to the Form 4?

The Form 4 states the shares were delivered to the issuer to pay the withholding tax liability upon vesting of restricted stock units.

How many OOMA shares does the reporting person own after this transaction?

The reporting person beneficially owns 199,307 shares following the reported transaction.

When was the Form 4 signed and filed?

The Form 4 bears the reporting person's signature dated 09/03/2025.