STOCK TITAN

OOMA insider filing: Eric Stang reports RSU tax-share deliveries

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Eric B. Stang, CEO and President of OOMA, Inc. (OOMA) reported two open-market dispositions of common stock and continues to hold substantial direct and indirect positions. On 09/10/2025 he disposed of 9,193 shares at $12.51 per share, leaving 679,536 shares held directly. On 09/15/2025 he disposed of 8,166 shares at $12.73, leaving 671,370 shares held directly.

He also reports indirect beneficial ownership of 1,236,997 shares through the Eric Stang & Pamela Stang TR UA 09/02/2004 (Stang Family Trust). The filing explains the shares were delivered back to the issuer to satisfy withholding tax obligations upon vesting of restricted stock units, and the form is signed by Mr. Stang on 09/17/2025.

Positive

  • Disclosure provides explicit reason for the share transfers (payment of withholding taxes on vested RSUs)
  • Form 4 identifies both direct and indirect holdings, showing transparency about total beneficial ownership
  • Filing is signed and includes dates and prices, meeting reporting requirements

Negative

  • Insider disposals totaling 17,359 shares occurred within a short window (09/10/2025 and 09/15/2025)
  • Direct holdings decreased from 679,536 to 671,370 shares following the reported transactions

Insights

TL;DR: Routine insider share deliveries for tax withholding; total disposals were modest relative to combined holdings.

The transactions on 09/10/2025 and 09/15/2025 show Mr. Stang disposed of 17,359 shares in aggregate at prices of $12.51 and $12.73 respectively, with the filing stating the shares were delivered to the issuer to satisfy withholding taxes on vested restricted stock units. That explanation indicates these were not open-market sales for cash needs but stock-for-tax settlements, which is a common practice among executives upon vesting. Direct holdings remain substantial (671,370 shares) and indirect holdings via trust amount to 1,236,997 shares, so these disposals are relatively small in the context of his total reported beneficial ownership.

TL;DR: Filing reflects compliance with reporting rules and provides required detail on relationship and transaction purpose.

The Form 4 identifies Mr. Stang as both an officer and director and discloses transaction dates, quantities, prices, and an explicit explanation that shares were delivered to cover withholding taxes from RSU vesting. The timely signature and inclusion of both direct and indirect holdings support transparency. From a governance standpoint, the filing contains the necessary elements for investor review without introducing new governance concerns.

Insider STANG ERIC B
Role CEO and Pres.
Type Security Shares Price Value
Tax Withholding Common Stock 8,166 $12.73 $104K
Tax Withholding Common Stock 9,193 $12.51 $115K
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 671,370 shares (Direct); Common Stock — 1,236,997 shares (Indirect, By the Eric Stang & Pamela Stang TR UA 09/02/2004 Stang Family Trust)
Footnotes (1)
  1. [object Object]
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
STANG ERIC B

(Last) (First) (Middle)
C/O OOMA, INC.
525 ALMANOR AVE., SUITE 200

(Street)
SUNNYVALE CA 94085

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
OOMA INC [ OOMA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
CEO and Pres.
3. Date of Earliest Transaction (Month/Day/Year)
09/10/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/10/2025 F(1) 9,193 D $12.51 679,536 D
Common Stock 09/15/2025 F(1) 8,166 D $12.73 671,370 D
Common Stock 1,236,997 I By the Eric Stang & Pamela Stang TR UA 09/02/2004 Stang Family Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.
/s/ Eric B. Stang 09/17/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transactions did Eric B. Stang report on the OOMA Form 4?

He reported dispositions of 9,193 shares on 09/10/2025 at $12.51 and 8,166 shares on 09/15/2025 at $12.73.

Why were the shares transferred according to the filing?

The filing explains the shares were delivered to the issuer to satisfy withholding tax liability upon vesting of restricted stock units.

How many OOMA shares does Eric B. Stang beneficially own after these transactions?

He holds 671,370 shares directly and 1,236,997 shares indirectly through the Stang Family Trust.

What positions does Eric B. Stang hold at OOMA?

The Form 4 lists him as a Director and as an Officer with the title CEO and President.

When was the Form 4 signed?

The document is signed by Eric B. Stang on 09/17/2025.