STOCK TITAN

Ooma (OOMA) legal chief gets 69,000 RSUs, delivers shares for tax

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Ooma Inc. director and SVP & Chief Legal Officer Jenny C. Yeh reported two equity transactions in common stock. She disposed of 945 shares on March 1, 2026 at $12.36 per share to cover withholding taxes upon vesting of restricted stock units. On the same date, she acquired a grant of 69,000 restricted stock units at no purchase price, which will vest in equal sixteenth installments starting on June 1, 2026 and every third month thereafter, subject to continued service. Following these transactions, her directly held common stock position was 239,067 shares.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Yeh Jenny C

(Last) (First) (Middle)
C/O OOMA, INC.
525 ALMANOR AVE., SUITE 200

(Street)
SUNNYVALE CA 94085

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
OOMA INC [ OOMA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
SVP & Chief Legal Officer
3. Date of Earliest Transaction (Month/Day/Year)
03/01/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/01/2026 F(1) 945 D $12.36 170,067 D
Common Stock 03/01/2026 A 69,000 A $0 239,067(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.
2. Represents restricted stock units which will vest as follows: 1/16th of the total original number of restricted stock units shall vest on June 1, 2026 and 1/16th of the total original number of restricted stock units shall vest on the same day of every 3rd month thereafter, subject to the Reporting Person's continuous status as a Service Provider (as defined in the Issuer's 2015 Equity Incentive Plan) through each applicable vesting date.
/s/ Jenny C. Yeh 03/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did OOMA SVP Jenny C. Yeh report?

Jenny C. Yeh reported a tax-related disposal and an equity grant. She delivered 945 OOMA common shares to cover withholding taxes and received a grant of 69,000 restricted stock units, both dated March 1, 2026, increasing her direct holdings overall.

How many OOMA shares did Jenny C. Yeh dispose of for taxes?

She disposed of 945 OOMA common shares to satisfy withholding taxes. The shares were valued at $12.36 each and were delivered to the issuer upon vesting of previously granted restricted stock units, as described in the accompanying footnote explanation.

What is the size and vesting schedule of Jenny C. Yeh’s OOMA RSU grant?

She received 69,000 restricted stock units of OOMA common stock. One-sixteenth of the original RSU amount vests on June 1, 2026, with additional sixteenth portions vesting every third month, contingent on her continued service with the company.

What was Jenny C. Yeh’s OOMA share ownership after these transactions?

After the March 1, 2026 transactions, Jenny C. Yeh directly held 239,067 OOMA common shares. This figure reflects both the 945 shares delivered for tax withholding and the impact of the 69,000-share restricted stock unit award recorded in the filing.

Were Jenny C. Yeh’s OOMA transactions open-market buys or sells?

The filing shows no open-market buys or sells. One transaction was a tax-withholding share delivery upon RSU vesting, and the other was a grant of 69,000 restricted stock units at no purchase price, both categorized as non-derivative equity movements.
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351.95M
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Software - Application
Services-computer Processing & Data Preparation
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United States
SUNNYVALE