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Ooma (NYSE: OOMA) CAO uses 153 shares to cover RSU tax liability

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Ooma, Inc. reported a routine insider transaction by its Chief Accounting Officer, who serves as an officer of the company. On 12/01/2025, the officer disposed of 153 shares of Ooma common stock at a price of $10.98 per share. These shares were delivered to Ooma to cover withholding tax obligations that arose when restricted stock units vested, rather than representing an open-market sale. After this tax-related transaction, the officer beneficially owned 64,402 shares of Ooma common stock, held directly.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Sabharwal Namrata

(Last) (First) (Middle)
C/O OOMA, INC.
525 ALMANOR AVE., SUITE 200

(Street)
SUNNYVALE CA 94085

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
OOMA INC [ OOMA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Accounting Officer
3. Date of Earliest Transaction (Month/Day/Year)
12/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/01/2025 F(1) 153 D $10.98 64,402 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.
/s/ Namrata Sabharwal 12/02/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Ooma (OOMA) report in this Form 4?

The filing reports that Ooma’s Chief Accounting Officer disposed of 153 shares of common stock on 12/01/2025 at $10.98 per share, in connection with a tax-withholding event on vested restricted stock units.

Why were Ooma (OOMA) shares disposed of in this transaction?

According to the explanation, the 153 shares were delivered by the reporting person to Ooma in payment of the withholding tax liability that arose when restricted stock units vested.

How many Ooma (OOMA) shares does the officer own after this transaction?

Following the reported tax-withholding transaction, the officer beneficially owned 64,402 shares of Ooma common stock, held directly.

What is the relationship of the reporting person to Ooma (OOMA)?

The reporting person is identified as an officer of Ooma and holds the title of Chief Accounting Officer, as indicated in the filing.

Was this Ooma (OOMA) insider transaction part of a Rule 10b5-1 trading plan?

The form includes a checkbox for indicating whether a transaction was made under a Rule 10b5-1(c) trading plan, but the provided excerpt does not show that box as checked for this transaction.

Does this Ooma (OOMA) Form 4 involve any derivative securities?

The filing includes a table for derivative securities, but in the provided excerpt no derivative transactions are listed; the reported activity relates to common stock used to satisfy tax withholding.

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343.13M
25.77M
6.77%
70.69%
2.53%
Software - Application
Services-computer Processing & Data Preparation
Link
United States
SUNNYVALE