OppFi CEO has 2,643 and 4,497 shares withheld for taxes

Q: How many OPFI shares were withheld from Todd G. Schwartz for taxes?

Two reported transactions withheld 2,643 shares and 4,497 shares, each at $6.03 per share, on October 1, 2026. The shares covered tax withholding obligations upon settlement of vested restricted stock units.

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Form Type

Rhea-AI Filing Summary

OppFi Inc. (OPFI) Chief Executive Officer, director and ten-percent owner Todd G. Schwartz reported 2,643 and 4,497 Class A shares withheld on October 1, 2026, each at $6.03 per share, to cover tax withholding obligations upon settlement of vested restricted stock units. Reported indirect holdings dated October 1, 2026, include 641,898 shares held by TGS Revocable Trust, of which Schwartz is sole trustee; TGS Capital Group, LP held 24,656,083 shares, and TGS MCS Capital Group LP held 1,949,309 shares.

Insider Trade Summary

Tax Withholding: 7,140 shares

Tax Withholding 5 txns

Insider Schwartz Todd G.

Role Chief Executive Officer

Type	Security	Shares	Price	Value
Tax Withholding	Class A Common Stock ^F1	2,643	$6.03	$16K
Tax Withholding	Class A Common Stock ^F1	4,497	$6.03	$27K
holding	Class A Common Stock ^F2	--	--	--
holding	Class A Common Stock ^F3	--	--	--
holding	Class A Common Stock ^F4	--	--	--

Holdings After Transaction: Class A Common Stock — 294,570 shares (Direct); Class A Common Stock — 641,898 shares (Indirect, By TGS Revocable Trust); Class A Common Stock — 24,656,083 shares (Indirect, By TGS Capital Group, LP); Class A Common Stock — 1,949,309 shares (Indirect, By TGS MCS Capital Group LP)

Footnotes (4)

F1. Represents shares withheld to cover tax withholding obligations upon the settlement of vested restricted stock units.
F2. The reporting person is the sole trustee of TGS Revocable Trust.
F3. The reporting person is the manager of the general partner of TGS Capital Group, LP and may be deemed to beneficially own the securities held by TGS Capital Group, LP. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein.
F4. The reporting person is the manager of the general partner of TGS MCS Capital Group LP and may be deemed to beneficially own the securities held by TGS MCS Capital Group LP. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein.

Key Figures

Shares withheld in first transaction: 2,643 shares Shares withheld in second transaction: 4,497 shares Price per share: $6.03 per share +3 more

6 metrics

Shares withheld in first transaction 2,643 shares Class A Common Stock, October 1, 2026

Shares withheld in second transaction 4,497 shares Class A Common Stock, October 1, 2026

Price per share $6.03 per share Both reported withholding transactions on October 1, 2026

Shares held by TGS Revocable Trust 641,898 shares Reported indirect holding dated October 1, 2026

Shares held by TGS Capital Group, LP 24,656,083 shares Reported indirect holding dated October 1, 2026

Shares held by TGS MCS Capital Group LP 1,949,309 shares Reported indirect holding dated October 1, 2026

Key Terms

tax withholding obligations, vested restricted stock units, pecuniary interest

3 terms

tax withholding obligations financial

"withheld to cover tax withholding obligations"

vested restricted stock units financial

"settlement of vested restricted stock units"

pecuniary interest financial

"except to the extent of his pecuniary interest therein"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many OPFI shares were withheld from Todd G. Schwartz for taxes?

Two reported transactions withheld 2,643 shares and 4,497 shares, each at $6.03 per share, on October 1, 2026. The shares covered tax withholding obligations upon settlement of vested restricted stock units.

Does Todd G. Schwartz claim beneficial ownership of OPFI shares held by TGS Capital Group entities?

Schwartz is the manager of the general partner of TGS Capital Group, LP and TGS MCS Capital Group LP and may be deemed to beneficially own their securities. He disclaims beneficial ownership except to the extent of his pecuniary interest.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/05/2026 - 05:26 PM Accepted by SEC EDGAR 10/05/2026 - 05:25 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Schwartz Todd G.

(Last)

(First)

(Middle)

ONE NORTH WACKER DRIVE, SUITE 3605

(Street)

CHICAGO

ILLINOIS

60606

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
OppFi Inc. [ OPFI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	10/01/2026		F		2,643⁽¹⁾	D	$6.03	299,067	D
Class A Common Stock	10/01/2026		F		4,497⁽¹⁾	D	$6.03	294,570	D
Class A Common Stock								641,898	I	By TGS Revocable Trust⁽²⁾
Class A Common Stock								24,656,083	I	By TGS Capital Group, LP⁽³⁾
Class A Common Stock								1,949,309	I	By TGS MCS Capital Group LP⁽⁴⁾

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Represents shares withheld to cover tax withholding obligations upon the settlement of vested restricted stock units.

2. The reporting person is the sole trustee of TGS Revocable Trust.

3. The reporting person is the manager of the general partner of TGS Capital Group, LP and may be deemed to beneficially own the securities held by TGS Capital Group, LP. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein.

4. The reporting person is the manager of the general partner of TGS MCS Capital Group LP and may be deemed to beneficially own the securities held by TGS MCS Capital Group LP. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein.

	/s/ Marv Gurevich, Esq., as attorney-in-fact for Todd G. Schwartz	10/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR