Welcome to our dedicated page for OppFi SEC filings (Ticker: OPFI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
OppFi Inc. filings document a public digital-finance company with Class A common stock and warrants, bank-partner consumer-credit operations, and receivables-based funding arrangements. Form 8-K reports furnish quarterly and annual financial results, earnings presentations, Regulation FD materials, share repurchase authorizations, and material definitive agreements involving OppFi-LLC and related funding subsidiaries.
Proxy materials cover annual-meeting voting matters, director elections, board governance, and stockholder procedures. Credit-agreement disclosures describe revolving facilities, borrowing-base mechanics, eligible receivables, seller subsidiaries, collateral and performance triggers, covenants, maturity terms, and default provisions that support OppFi's finance-charge revenue model.
OppFi Inc. is removing a class of its securities from trading on the New York Stock Exchange. The affected securities are warrants, with each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share. The New York Stock Exchange LLC states it has followed its rules to strike this warrant class from listing and registration, and OppFi has followed the Exchange’s rules and SEC requirements for the voluntary withdrawal of these warrants from listing and registration under Section 12(b) of the Securities Exchange Act of 1934.
OppFi Inc. Chief Executive Officer Todd G. Schwartz reported routine share withholding to cover taxes on vested restricted stock units. On the settlement date, 7,140 shares of Class A Common Stock were disposed of at $9.93 per share through tax-withholding transactions, which are not open-market sales.
After these withholding events, Schwartz held 301,710 shares directly. He also had indirect interests, including 1,949,309 shares held by TGS MCS Capital Group LP, 24,656,083 shares held by TGS Capital Group, LP, and 433,733 shares held by TGS Revocable Trust, with certain interests subject to pecuniary-interest disclaimers.
OppFi Inc.'s Chief Risk & Analytics Officer Christopher J. McKay reported routine share withholdings tied to equity compensation, not open-market trades. On July 1, 2026, a total of 3,734 shares of OppFi Class A Common Stock were disposed of at $9.93 per share to cover tax obligations when restricted stock units vested. These F‑code transactions are described as payment of tax liability by delivering securities, and McKay continues to hold more than 1.5 million shares directly.
OppFi Inc. CFO Pamela D. Johnson reported a routine tax-related share withholding. On July 1, 2026, a total of 4,185 shares of OppFi Class A common stock were withheld at $9.93 per share to cover tax obligations when restricted stock units vested, rather than sold in the open market. After these transactions, she directly holds about 159,689 shares of OppFi Class A common stock.
OppFi Inc. director Jocelyn Moore sold 39,076 shares of Class A Common Stock in an open-market transaction at a weighted average price of $8.3155 per share. The sale occurred through multiple trades priced between $8.235 and $8.455 per share. Following the transaction, Moore directly holds 16,843 OppFi shares.
OppFi Inc. Chief Risk & Analytics Officer Christopher J. McKay reported an open-market sale of 23,683 shares of Class A Common Stock on June 12, 2026. The shares were sold at a weighted average price of $8.3526, with individual trade prices ranging from $8.35 to $8.375.
After this transaction, McKay directly holds 1,513,063 shares of OppFi Class A Common Stock, indicating the sale represents a relatively small portion of his reported holdings.
OppFi Inc. furnished an investor presentation highlighting strong recent growth and a planned acquisition of BNCCORP, Inc. to create a broader digital banking platform. The company reports 11 consecutive years of positive net income, with total revenue rising from $509M in FY 2023 to $597M in FY 2025 and adjusted net income increasing from $41M to $140M over the same period.
Adjusted return on equity reached 51.5% and adjusted return on assets 20.0% in 2025, supported by operating expense leverage and lower debt. OppFi targets $500M in adjusted net income within five years by combining with BNCCORP, expanding nationally across consumer and small business products, and lowering funding costs using bank deposits.
OPFI reported Form 144 notice for Class A shares indicating proposed sales under Rule 144. The filing lists multiple restricted stock vesting events dated 06/07/2023, 06/04/2024 and 06/09/2026 with respective share counts 10,036, 16,133 and 12,907. A numeric line shows 39,076, 330,192.20, and 85,393,248 alongside 06/15/2026.
OPFI submitted a Rule 144 notice reporting Class A securities to be sold and recent restricted‑stock vesting events. The filing lists an intermediary, Fidelity Brokerage Services LLC, with numeric entries including 23683, 197814.74, and 85393248 and a market venue NYSE with the date 06/12/2026. The excerpt also records restricted stock vesting on 01/02/2025 for 8,397 shares and on 04/01/2026 for 15,286 shares.
OppFi Inc. reported the results of its 2026 Annual Meeting of Stockholders. Of 85,377,560 shares entitled to vote, 78,986,471.30 shares were represented, providing a quorum. Stockholders elected directors Theodore Schwartz and Greg Zeeman to serve until the 2029 annual meeting.
Stockholders approved, on a non-binding advisory basis, the 2025 compensation of the company’s named executive officers and selected a 1-year frequency for future advisory votes on executive pay. They also ratified the appointment of RSM US LLP as OppFi’s independent registered public accounting firm for the 2026 fiscal year. The board decided to hold future advisory votes on executive compensation every year unless it later determines a different frequency is in the company’s best interest or a new frequency vote is required.