OPFI (NASDAQ) Class A Rule 144 resale notice lists vesting shares

Rhea-AI Filing Summary

OPFI reported Form 144 notice for Class A shares indicating proposed sales under Rule 144. The filing lists multiple restricted stock vesting events dated 06/07/2023, 06/04/2024 and 06/09/2026 with respective share counts 10,036, 16,133 and 12,907. A numeric line shows 39,076, 330,192.20, and 85,393,248 alongside 06/15/2026.

Insights

Securities Compliance Counsel

Form 144 notice lists planned resale of Class A shares tied to vesting events.

The filing records multiple restricted stock vesting dates and share counts: 10,036, 16,133, 12,907. These line items document the basis for a Rule 144 sale notice rather than completed market transactions.

Timing and method of any resale are not disclosed in the excerpt; subsequent filings would show execution details or broker-dealer reports.

Key Figures

Vesting date: 06/07/2023 Vesting date: 06/04/2024 Vesting date: 06/09/2026 +6 more

9 metrics

Vesting date 06/07/2023 Restricted Stock Vesting

Vesting date 06/04/2024 Restricted Stock Vesting

Vesting date 06/09/2026 Restricted Stock Vesting

Shares (vesting) 10,036 shares Vesting on 06/07/2023

Shares (vesting) 16,133 shares Vesting on 06/04/2024

Shares (vesting) 12,907 shares Vesting on 06/09/2026

Numeric line item 39,076 Listed near NASDAQ and date 06/15/2026

Numeric line item 330,192.20 Listed near NASDAQ and date 06/15/2026

Numeric line item 85,393,248 Listed near NASDAQ and date 06/15/2026

Key Terms

Restricted Stock Vesting, Rule 144, Class A

3 terms

Restricted Stock Vesting financial

"Restricted Stock Vesting | Issuer | 10036 | 06/07/2023"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Rule 144 regulatory

"Form 144 notice for Class A shares indicating proposed sales under Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Class A financial

"Class A | Fidelity Brokerage Services LLC 900 Salem Street"

Class A denotes a specific group of a company’s shares that carry a particular set of rights—most commonly different voting power or dividend priority compared with other share classes. Think of it like different seats on a bus where some seats let you steer and others only ride: knowing whether a share is Class A tells investors how much influence they have over company decisions and how returns might be distributed, which affects control and value.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Class A	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	39076	330192.20	85393248	06/15/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Class A	06/07/2023	Restricted Stock Vesting	Issuer			10036	06/07/2023	Compensation
Class A	06/04/2024	Restricted Stock Vesting	Issuer			16133	06/04/2024	Compensation
Class A	06/09/2026	Restricted Stock Vesting	Issuer			12907	06/09/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does OPFI's Form 144 mean for Class A holders?

It notifies the SEC of an intended resale of restricted Class A shares under Rule 144. The filing lists vesting events of 10,036, 16,133, and 12,907 shares dated 06/07/2023, 06/04/2024, and 06/09/2026.

Does this Form 144 show shares have been sold for OPFI?

No. This notice reports intent to sell under Rule 144 tied to vesting events. The excerpt lists planned/reservable amounts and dates, not executed trades or proceeds in the provided content.

What quantities are listed on the OPFI Form 144 filing?

The excerpt includes the vesting share counts 10,036, 16,133, and 12,907, plus numeric entries 39,076, 330,192.20, and 85,393,248 shown alongside 06/15/2026.

Does the Form 144 indicate who will underwrite or receive proceeds?

No. The provided excerpt does not specify underwriters or the recipient of sale proceeds. It lists vesting events and numeric fields but contains no proceeds or counterparty information.

Are the listed vesting dates binding for resale under Rule 144?

The filing records vesting dates (06/07/2023, 06/04/2024, 06/09/2026) as the basis for an intended resale notice; whether sales occur depends on holder actions and Rule 144 conditions.