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OppFi (OPFI) director Vennettilli receives RSU awards and reports trust holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Vennettilli David reported acquisition or exercise transactions in this Form 4 filing.

OppFi Inc. director David Vennettilli reported equity awards and updated holdings. He received two grants of 25,265 restricted stock units (RSUs) each at a price of $0.00 per share under the OppFi Inc. 2021 Equity Incentive Plan.

One RSU grant will vest 100% on the earlier of the one-year anniversary of the grant date or the next annual stockholder meeting, subject to his continued service. The other represents deferred RSUs, with underlying shares issued on the earlier of June 8, 2029 or his separation from service. Following these awards, he holds 157,654 shares of Class A Common Stock directly and 284,501 shares indirectly through the DAV 513 Revocable Trust, where he is sole trustee and beneficiary.

Positive

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Negative

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Insider Vennettilli David
Role null
Type Security Shares Price Value
Grant/Award Class A Common Stock 25,265 $0.00 --
Grant/Award Class A Common Stock 25,265 $0.00 --
holding Class A Common Stock -- -- --
Holdings After Transaction: Class A Common Stock — 157,654 shares (Direct, null); Class A Common Stock — 284,501 shares (Indirect, By DAV 513 Revocable Trust)
Footnotes (1)
  1. Restricted stock units ("RSUs") granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). Each RSU represents a contingent right to receive one share of OppFi Inc. Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"). 100% of the RSUs will vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the next annual meeting of stockholders of OppFi Inc. (the "Issuer"), subject to the reporting person's continued service with the Issuer and the terms of the Plan. Represents deferred RSUs. The shares of Class A Common Stock underlying these RSUs will be issued to the reporting person on the earlier of (i) June 8, 2029 or (ii) the date of the Reporting Person's separation from service with the Issuer. These securities are held by DAV 513 Revocable Trust ("DAV"), of which the reporting person is the sole trustee and sole beneficiary.
RSU grant size 25,265 RSUs Single restricted stock unit award on Class A Common Stock
Total RSUs granted 50,530 RSUs Two awards of 25,265 RSUs each on the same date
Direct holdings after award 157,654 shares Class A Common Stock held directly following reported transactions
Indirect trust holdings 284,501 shares Class A Common Stock held by DAV 513 Revocable Trust
Deferred RSU payout date June 8, 2029 Latest date when deferred RSUs convert to shares absent earlier separation
Restricted stock units ("RSUs") financial
"Restricted stock units ("RSUs") granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan"
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
OppFi Inc. 2021 Equity Incentive Plan financial
"RSUs granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan")"
deferred RSUs financial
"Represents deferred RSUs. The shares of Class A Common Stock underlying these RSUs will be issued"
Revocable Trust financial
"These securities are held by DAV 513 Revocable Trust ("DAV"), of which the reporting person is the sole trustee"
A revocable trust is a legal arrangement where the person who creates it keeps control and can change or cancel the trust at any time, while naming who will manage and receive the assets later. Think of it like a flexible folder for your investments and property that can be relabeled or reworked as circumstances change; it matters to investors because it determines how ownership is recorded, how easily assets transfer on incapacity or death, and whether holdings bypass public probate proceedings.
Class A Common Stock financial
"Each RSU represents a contingent right to receive one share of OppFi Inc. Class A Common Stock"
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Vennettilli David
(Last)(First)(Middle)
130 EAST RANDOLPH STREET, SUITE 3400
(Street)
CHICAGO ILLINOIS 60601
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
OppFi Inc. [ OPFI ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/09/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock06/09/2026A25,265(1)A$0157,654D
Class A Common Stock06/09/2026A25,265(1)(2)A$0182,919D
Class A Common Stock284,501IBy DAV 513 Revocable Trust(3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Restricted stock units ("RSUs") granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). Each RSU represents a contingent right to receive one share of OppFi Inc. Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"). 100% of the RSUs will vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the next annual meeting of stockholders of OppFi Inc. (the "Issuer"), subject to the reporting person's continued service with the Issuer and the terms of the Plan.
2. Represents deferred RSUs. The shares of Class A Common Stock underlying these RSUs will be issued to the reporting person on the earlier of (i) June 8, 2029 or (ii) the date of the Reporting Person's separation from service with the Issuer.
3. These securities are held by DAV 513 Revocable Trust ("DAV"), of which the reporting person is the sole trustee and sole beneficiary.
/s/ Marv Gurevich, Esq., as attorney-in-fact for David Vennettilli06/10/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did OppFi (OPFI) director David Vennettilli report in this Form 4?

David Vennettilli reported two equity awards and updated share holdings. He received restricted stock units under OppFi’s 2021 Equity Incentive Plan and disclosed both his direct Class A Common Stock holdings and shares held indirectly through the DAV 513 Revocable Trust.

How many OppFi (OPFI) restricted stock units were granted to David Vennettilli?

He received two grants of 25,265 restricted stock units (RSUs) each. Both awards were granted at a price of $0.00 per share under the OppFi Inc. 2021 Equity Incentive Plan, reflecting stock-based compensation rather than an open-market share purchase.

When do David Vennettilli’s new OppFi (OPFI) RSUs vest?

One RSU grant vests 100% on the earlier of the one-year anniversary of the grant date or the next annual stockholder meeting. Vesting is conditioned on his continued service and the terms of OppFi’s 2021 Equity Incentive Plan.

What are the terms of David Vennettilli’s deferred OppFi (OPFI) RSUs?

The deferred RSUs will convert into shares of Class A Common Stock on the earlier of June 8, 2029 or his separation from service. This structure delays share issuance while still granting him a contingent right to receive the stock.

How many OppFi (OPFI) shares does David Vennettilli hold directly after these transactions?

After the reported awards, he holds 157,654 shares of OppFi Class A Common Stock directly. This figure reflects his personal holdings separate from any shares reported as indirectly owned through entities such as trusts.

What is the DAV 513 Revocable Trust’s OppFi (OPFI) share position?

The DAV 513 Revocable Trust holds 284,501 shares of OppFi Class A Common Stock. The filing notes that David Vennettilli is the sole trustee and sole beneficiary of this trust, giving him indirect beneficial ownership of those shares.