STOCK TITAN

OPENLANE (OPLN) EVP sells 66,709 shares, exercises options

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

OPENLANE, Inc. executive Tobin P. Richer reported option exercises and stock sales. On May 6, 2026, he exercised options for a total of 66,709 shares of common stock at exercise prices of $13.81 and $18.23 per share, then sold 66,709 shares in open-market transactions.

The sales occurred at weighted average prices around $35.57–$36.02 per share, across multiple trades within the ranges detailed in the footnotes. After these transactions, Richer directly owned 28,697 shares of OPENLANE common stock.

Positive

  • None.

Negative

  • None.
Insider Richer Tobin P
Role EVP Marketing & Communications
Sold 66,709 shs ($2.39M)
Type Security Shares Price Value
Exercise Employee Stock Option (right to buy) 6,917 $13.81 $96K
Exercise Employee Stock Option (right to buy) 13,014 $18.23 $237K
Exercise Employee Stock Option (right to buy) 20,751 $13.81 $287K
Exercise Employee Stock Option (right to buy) 26,027 $18.23 $474K
Exercise Common Stock 6,917 $13.81 $96K
Sale Common Stock 3,784 $35.57 $135K
Sale Common Stock 3,133 $36.01 $113K
Exercise Common Stock 13,014 $18.23 $237K
Sale Common Stock 7,209 $35.57 $256K
Sale Common Stock 5,805 $36.01 $209K
Exercise Common Stock 20,751 $13.81 $287K
Sale Common Stock 10,878 $35.57 $387K
Sale Common Stock 9,873 $36.02 $356K
Exercise Common Stock 26,027 $18.23 $474K
Sale Common Stock 14,419 $35.57 $513K
Sale Common Stock 11,608 $36.01 $418K
Holdings After Transaction: Employee Stock Option (right to buy) — 0 shares (Direct, null); Common Stock — 35,614 shares (Direct, null)
Footnotes (1)
  1. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.930 to $35.925 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.930 to $36.080 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.930 to $36.100 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.930 to $36.135 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. These options were granted on March 4, 2021 and vested and became exercisable in equal installments on each of the first four anniversaries of the grant date, and were subject to continued employment through such vesting date. These options were granted on June 4, 2021 and vested and became exercisable in equal installments on each of the first four anniversaries of the grant date, and were subject to continued employment through such vesting date. These options were granted on March 4, 2021 and become eligible to vest and become exercisable in equal 25% increments, each upon the later of the occurrence of the first four anniversaries of the grant date, respectively, and the attainment of the closing price of the Company's common stock at or above, for each respective 25% increment, $18.81, $23.81, $28.81, and $33.81, for twenty consecutive trading days, subject to continued employment through such vesting date. These options were granted on June 4, 2021 and will become eligible to vest and become exercisable in equal 25% increments, each upon the later of the occurrence of the first four anniversaries of the grant date, respectively, and the attainment of the closing price of the Company's common stock at or above, for each respective 25% increment, $23.23, $28.23, $33.23, and $38.23, for twenty consecutive trading days, subject to continued employment through such vesting date.
Shares sold 66,709 shares Total OPENLANE common stock sold on May 6, 2026
Shares exercised 66,709 shares Total underlying shares from options exercised on May 6, 2026
Exercise prices $13.81 and $18.23 per share Strike prices for OPENLANE employee stock options
Weighted average sale prices about $35.57–$36.02 per share Open-market sales price ranges noted in footnotes
Shares owned after transactions 28,697 shares Direct ownership of OPENLANE common stock after May 6, 2026
Options exercised (count) 4 option grants Total derivative transactions coded M in this Form 4
open-market sale financial
"transaction_action": "open-market sale""
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
Employee Stock Option (right to buy) financial
"security_title": "Employee Stock Option (right to buy)""
weighted average price financial
"The price reported in column 4 is a weighted average price."
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
derivative security financial
"transaction_code_description": "Exercise or conversion of derivative security""
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Richer Tobin P

(Last)(First)(Middle)
C/O OPENLANE, INC.
11299 N ILLINOIS STREET

(Street)
CARMEL INDIANA 46032

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
OPENLANE, Inc. [ KAR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP Marketing & Communications
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/06/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/06/2026M6,917A$13.8135,614D
Common Stock05/06/2026S3,784D$35.57(1)31,830D
Common Stock05/06/2026S3,133D$36.01(2)28,697D
Common Stock05/06/2026M13,014A$18.2341,711D
Common Stock05/06/2026S7,209D$35.57(1)34,502D
Common Stock05/06/2026S5,805D$36.01(3)28,697D
Common Stock05/06/2026M20,751A$13.8149,448D
Common Stock05/06/2026S10,878D$35.57(1)38,570D
Common Stock05/06/2026S9,873D$36.02(4)28,697D
Common Stock05/06/2026M26,027A$18.2354,724D
Common Stock05/06/2026S14,419D$35.57(1)40,305D
Common Stock05/06/2026S11,608D$36.01(2)28,697D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Employee Stock Option (right to buy)$13.8105/06/2026M6,917 (5)03/04/2031Common Stock6,917$13.810D
Employee Stock Option (right to buy)$18.2305/06/2026M13,014 (6)06/04/2031Common Stock13,014$18.230D
Employee Stock Option (right to buy)$13.8105/06/2026M20,751 (7)03/04/2031Common Stock20,751$13.816,917D
Employee Stock Option (right to buy)$18.2305/06/2026M26,027 (8)06/04/2031Common Stock26,027$18.2326,028D
Explanation of Responses:
1. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.930 to $35.925 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
2. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.930 to $36.080 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
3. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.930 to $36.100 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
4. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.930 to $36.135 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
5. These options were granted on March 4, 2021 and vested and became exercisable in equal installments on each of the first four anniversaries of the grant date, and were subject to continued employment through such vesting date.
6. These options were granted on June 4, 2021 and vested and became exercisable in equal installments on each of the first four anniversaries of the grant date, and were subject to continued employment through such vesting date.
7. These options were granted on March 4, 2021 and become eligible to vest and become exercisable in equal 25% increments, each upon the later of the occurrence of the first four anniversaries of the grant date, respectively, and the attainment of the closing price of the Company's common stock at or above, for each respective 25% increment, $18.81, $23.81, $28.81, and $33.81, for twenty consecutive trading days, subject to continued employment through such vesting date.
8. These options were granted on June 4, 2021 and will become eligible to vest and become exercisable in equal 25% increments, each upon the later of the occurrence of the first four anniversaries of the grant date, respectively, and the attainment of the closing price of the Company's common stock at or above, for each respective 25% increment, $23.23, $28.23, $33.23, and $38.23, for twenty consecutive trading days, subject to continued employment through such vesting date.
Remarks:
Kristen Trout, as Attorney-In-Fact05/08/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did OPENLANE (OPLN) EVP Tobin Richer report in this Form 4?

Executive Tobin P. Richer reported exercising stock options for 66,709 OPENLANE shares and selling 66,709 shares in open-market trades on May 6, 2026. The filing shows both the option exercise prices and the weighted average sale prices.

How many OPENLANE (OPLN) shares did Tobin Richer sell on May 6, 2026?

Tobin Richer sold a total of 66,709 shares of OPENLANE common stock on May 6, 2026. These shares were sold through multiple open-market transactions at weighted average prices in the mid-$35 range, as detailed in the Form 4 footnotes.

At what prices were Tobin Richer’s OPENLANE options exercised and shares sold?

Richer exercised options at strike prices of $13.81 and $18.23 per OPENLANE share. He then sold 66,709 shares in open-market trades at weighted average prices around $35.57–$36.02, with detailed price ranges provided in the Form 4 footnotes.

How many OPENLANE (OPLN) shares does Tobin Richer own after these transactions?

Following the May 6, 2026 transactions, Tobin P. Richer directly owned 28,697 shares of OPENLANE common stock. This post-transaction holding figure is reported in the Form 4 as the number of shares beneficially owned after the sales.

Did Tobin Richer retain any stock options after the reported OPENLANE transactions?

The Form 4 shows option exercises totaling 66,709 underlying shares and a derivative summary with no remaining derivative positions listed. This indicates the reported options tied to these transactions were fully exercised as of May 6, 2026.

Were Tobin Richer’s OPENLANE share sales made in open-market transactions?

Yes. Each sale transaction is coded “S” with an action description of open-market sale. The Form 4 notes the prices reported are weighted averages for multiple trades within specified price ranges for OPENLANE common stock.