Welcome to our dedicated page for RiverNorth/DoubleLine Strategic Opp Fund SEC filings (Ticker: OPP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SEC filings page for RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (NYSE: OPP) brings together the fund’s regulatory documents from the U.S. Securities and Exchange Commission, along with AI-powered tools that help interpret them. As a closed-end management investment company seeking current income and overall total return, OPP files periodic and transactional documents that explain its operations, governance, and capital structure.
Among the key filings are proxy statements such as the definitive Schedule 14A, which describes joint annual meetings of stockholders for OPP and related RiverNorth funds. These documents outline how OPP’s board is classified into three director classes, the process for electing directors, which share classes vote on each seat, and the voting standards used (such as plurality of votes cast). They also provide information on record dates for voting eligibility and the logistics of stockholder meetings.
Investors can also use this page to access OPP’s registration statements and periodic reports, which detail the fund’s investment objective, risk factors, fee structure, and other disclosures referenced in its public communications. Filings explain that OPP is a closed-end fund whose shares trade in the secondary market, and they expand on the risk warnings and distribution policies mentioned in dividend and rights offering announcements.
In addition, this page surfaces capital structure and preferred share information that appears in SEC documents, complementing exchange-listed data for OPPPRA, OPPPRB, and OPPPRC. Where available, insider and governance-related filings, such as those involving director elections or changes approved at stockholder meetings, can also be reviewed.
Stock Titan enhances these SEC filings with AI-generated summaries and explanations. Instead of reading lengthy proxy statements or multi-section reports unaided, users can rely on AI to highlight the main proposals, voting implications, and risk disclosures, and then drill down into the original EDGAR documents as needed. Real-time updates ensure that new filings for OPP appear promptly, allowing investors to track governance actions, structural changes, and other regulatory developments that affect the fund.
Wells Fargo & Company filed a Schedule 13G reporting beneficial ownership of 1,325,507 shares of RiverNorth/DoubleLine Strategic Opp Fund common stock, representing 5.3% of the class as of 12/31/2025.
Wells Fargo reports sole voting power over 2 shares and sole dispositive power over 1,325,507 shares, with no shared voting or dispositive power. The position is certified as acquired and held in the ordinary course of business, without the purpose or effect of changing or influencing control of the fund.
RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (OPP)
RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (OPP) received an amended Schedule 13G reporting from Morgan Stanley and Morgan Stanley Smith Barney LLC for the fund’s 4.75% Series B Cumulative Preferred Shares. The reporting persons disclose beneficial ownership of 284,510 shares, representing 11.9% of the class, as of the stated event date.
The filing states the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control. The cover pages indicate no sole voting or dispositive power and list shared dispositive power over 284,510 shares. The filing reflects holdings by certain Morgan Stanley reporting units, with other units disaggregated per SEC guidance.
Morgan Stanley and Morgan Stanley Smith Barney LLC filed Amendment No. 1 to a Schedule 13G reporting beneficial ownership of 142,275 shares (5.9%) of RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.’s 4.375% Series A Cumulative Perpetual Preferred Stock.
The filing lists shared dispositive power: 142,275, sole dispositive power: 0, shared voting power: 1, and sole voting power: 0. The date of event that triggered the filing is 09/30/2025. The certification states the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control.
RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. launched a transferable rights offering for up to 7,937,000 common shares after effectiveness, allowing stockholders of record on October 24, 2025 to buy one new share for every three rights held. The rights trade on the NYSE as OPP.RT, and new shares will trade as OPP.
The subscription price will be the higher of 90% of NAV or 95% of market price on the November 18, 2025 expiration date. Participants initially pay an estimated $8.12 per share. The Fund estimates gross proceeds of $64,448,440, offering expenses of $259,149, and net proceeds of $64,189,291 if fully subscribed. Record date stockholders who fully exercise may request additional shares via an over‑subscription privilege, allocated pro rata if demand exceeds supply.
As context, NAV was $8.94 and the NYSE price was $8.54 as of October 6, 2025. Shares outstanding were 23,809,606 as of that date; pro forma would be 31,746,606 if all rights are exercised. The Fund notes potential NAV dilution of about $0.22 (2.46%) in an illustrative scenario and plans to invest proceeds per its income-focused strategies within approximately three months.
RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (OPP) disclosed a Form 4 showing a portfolio manager purchased 30 common shares at $8.2644 on 10/17/2025.
After this transaction, the reporting person beneficially owned 6,178 shares, held directly. The filing classifies the transaction under code P (open‑market or private purchase).
The filing is an initial Section 16 Form 3 for RiverNorth Financial Holdings, LLC reporting its relationship to RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (OPP). The reporting person is identified as an affiliate of the adviser and filed the form on 09/18/2025. The filing shows zero Common Shares of Beneficial Interest owned, reported as direct (D) ownership of 0 shares. The form is signed by Marc Collins.
RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. seeks stockholder approval at its Annual Meeting to elect directors and transact other business. Each Funds board is divided into three classes with three-year terms; this year nominees include two Class II directors (elected by all stockholders voting together) and one Class III director (elected by Preferred Shares only). J. Wayne Hutchens and David M. Swanson are identified as Independent Directors if re-elected; Jerry R. Raio is identified as an Interested Director if re-elected. Stockholders of record on August 19, 2025 may vote; in-person voting is available at RiverNorth Capital Management on September 22, 2025. Proxies must be received by the Funds by 11:00 a.m. Eastern Time. The proxy materials note certain director compensation was paid by the Adviser for select funds and disclose beneficial ownership ranges for key holders in several funds.
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