OPTT director files Form 3 with no holdings

Ocean Power Technologies director reports no holdings Ocean Power Technologies, Inc. director Jim Raymond Thompson filed an initial ownership report stating that he beneficially owns no company securities.

Accepted by SEC EDGAR 01/28/2026 - 04:07 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Ocean Power Technologies director reports no holdings

Ocean Power Technologies, Inc. director Jim Raymond Thompson filed an initial ownership report stating that he beneficially owns no company securities. The Form 3 confirms his status as a director and indicates that neither non-derivative nor derivative securities are currently reported as owned.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Ocean Power Technologies (OPTT) Form 3 filing for Jim Raymond Thompson show?

The Form 3 for Ocean Power Technologies director Jim Raymond Thompson reports that he currently beneficially owns no company securities. It serves as his initial insider ownership statement, confirming his role as a director and that no non-derivative or derivative holdings are reported.

Who is the reporting person in the Ocean Power Technologies (OPTT) Form 3?

The reporting person is Jim Raymond Thompson, listed as a director of Ocean Power Technologies, Inc. The filing indicates he is not an officer, not a 10% owner, and reports no beneficial ownership of either non-derivative or derivative securities at this time.

Does the Ocean Power Technologies (OPTT) Form 3 report any insider share ownership?

No insider share ownership is reported. The Form 3 explicitly states that no securities are beneficially owned by director Jim Raymond Thompson, covering both non-derivative securities such as common stock and derivative securities like options or warrants in the tabular sections.

What is the event date reported on the Ocean Power Technologies (OPTT) Form 3?

The event date on the Form 3 is 01/27/2026. This date represents when the status triggering the filing, such as becoming a director, took effect, prompting the initial beneficial ownership statement that shows no securities held by Jim Raymond Thompson.

Is the Ocean Power Technologies (OPTT) Form 3 filed by multiple reporting persons?

No, the Form 3 is filed by one reporting person only. The filing box for “Form filed by One Reporting Person” is checked, and only director Jim Raymond Thompson is listed, with no joint or group filing indicated in the document.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Thompson Jim Raymond

(Last) (First) (Middle)

C/O OCEAN POWER TECHNOLOGIES, INC.

28 ENGELHARD DRIVE, SUITE B

(Street)

MONROE TOWNSHIP NJ 08831

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
01/27/2026

3. Issuer Name and Ticker or Trading Symbol
Ocean Power Technologies, Inc. [ OPTT ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	/s/Jim Thompson	01/28/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.