[Form 4] SYNTEC OPTICS HOLDINGS, INC. Insider Trading Activity

Rhea-AI Filing Summary

Director Walter A. Bishop reported acquisition of $1.94-priced restricted stock units that convert into Class A common shares. The filing shows 77,320 Restricted Stock Units (RSUs) were acquired with an effective/transaction date of 10/06/2025; each RSU represents the contingent right to one Class A share at $1.94. The RSUs are described as fully vested, and the underlying shares were provided to the transfer agent but remain subject to transfer restrictions and the company trading policy. The form lists an earliest transaction date of 12/20/2024 and is filed as a single reporting person filing by a director. The submission is a routine Section 16 disclosure of insider beneficial ownership changes.

Positive

• 77,320 RSUs fully vested, increasing director's ownership of Class A shares
• Shares provided to transfer agent, indicating administrative completion of issuance

Negative

• Shares remain subject to transfer restrictions and the company trading policy limiting immediate liquidity
• Transaction price tied to $1.94 per RSU (conversion condition) which may affect realized value on sale

Insights

Corporate Governance Analyst

Insider received 77,320 vested RSUs; shares held by transfer agent with trading restrictions.

The reporting shows conversion rights to Class A common shares at $1.94 per unit for 77,320 RSUs that are described as fully vested and delivered to the transfer agent on 10/06/2025. This is a direct change in beneficial ownership recorded by a director.

Key dependencies include the stated transfer restrictions and the company trading policy which limit immediate marketability; monitor any further Form 4s if shares are subsequently sold or transferred within typical reporting windows.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Bishop Walter A.

(Last) (First) (Middle)

C/O SYNTEC OPTICS HOLDINGS, INC.

515 LEE RD.

(Street)

ROCHESTER NY 14606

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
SYNTEC OPTICS HOLDINGS, INC. [ OPTX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
12/20/2024

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	10/06/2025		A		77,320		(1)	(1)	CL A	77,320	(1)	77,320	D

Explanation of Responses:

1. Each Restricted Stock Unit represents a contingent right to receive one Syntec Optics Holdings, Inc. Class A common share at $1.94. Fully vested. The shares provided to the transfer agent; subject to restrictions on transfer and trading policy.

	/s/ Bishop Walter A.	10/06/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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