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[8-K] SYNTEC OPTICS HOLDINGS, INC. Reports Material Event

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
8-K

Syntec Optics Holdings, Inc. regained Nasdaq compliance with the exchange’s periodic filing requirement. Nasdaq had notified the company on April 16, May 28, and August 29, 2025, that it was not meeting this requirement. After Syntec Optics filed its Form 10-K and Form 10-Qs on October 6, 2025, Nasdaq staff determined the company is back in compliance and stated the matter is closed.

Syntec Optics Holdings, Inc. ha ripreso la conformità con Nasdaq rispetto all’obbligo di deposito periodico dell’exchange. Nasdaq aveva notificato all’azienda il 16 aprile, il 28 maggio e il 29 agosto 2025 che non stava rispettando tale requisito. Dopo che Syntec Optics ha presentato il suo Form 10-K e i Form 10-Q il 6 ottobre 2025, il personale di Nasdaq ha determinato che l’azienda è tornata in conformità e ha dichiarato chiusa la questione.

Syntec Optics Holdings, Inc. recuperó el cumplimiento de Nasdaq con el requisito de presentación periódica de la bolsa. Nasdaq había notificado a la empresa el 16 de abril, 28 de mayo y 29 de agosto de 2025, que no cumplía con este requisito. Después de que Syntec Optics presentó sus Form 10-K y Form 10-Qs el 6 de octubre de 2025, el personal de Nasdaq determinó que la empresa está de nuevo en cumplimiento y declaró cerrado el asunto.

Syntec Optics Holdings, Inc.가 Nasdaq 규정 준수 상태를 회복했습니다 거래소의 주기적 제출 요건에 따라. Nasdaq는 2025년 4월 16일, 5월 28일, 8월 29일에 회사가 해당 요건을 충족하지 못하고 있다고 통지했습니다. Syntec Optics가 2025년 10월 6일에 Form 10-K와 Form 10-Q를 제출한 후, Nasdaq 직원은 회사가 다시 준수하게 되었으며 이 문제는 종료되었다고 밝혔습니다.

Syntec Optics Holdings, Inc. a retrouvé la conformité avec Nasdaq au regard de l’obligation de dépôt périodique de la bourse. Nasdaq avait informé la société, le 16 avril, le 28 mai et le 29 août 2025, qu’elle ne satisfaisait pas à cette exigence. Après que Syntec Optics ait déposé son Form 10-K et ses Form 10-Q le 6 octobre 2025, le personnel de Nasdaq a déterminé que l’entreprise était à nouveau en conformité et a déclaré l’affaire close.

Syntec Optics Holdings, Inc. hat die Nasdaq-Konformität wiedererlangt in Bezug auf die periodische Einreichungspflicht der Börse. Nasdaq hatte das Unternehmen am 16. April, 28. Mai und 29. August 2025 darüber informiert, dass es diese Anforderung nicht erfüllt. Nachdem Syntec Optics am 6. Oktober 2025 sein Form 10-K und Form 10-Q eingereicht hatte, stellte das Nasdaq-Personal fest, dass das Unternehmen wieder konform ist, und erklärte die Angelegenheit für geschlossen.

استعادت Syntec Optics Holdings, Inc. الامتثال لبورصة ناسداك مع متطلب تقديم التقارير الدوري للبورصة. كانت ناسداك قد أخطرت الشركة في 16 أبريل و28 مايو و29 أغسطس 2025 بأنها لا تفي بهذا المطلب. بعد أن قدمت Syntec Optics نموذج 10-K ونماذج 10-Q في 6 أكتوبر 2025، قرر موظفو ناسداك أن الشركة عادت إلى الامتثال وأشاروا إلى أن المسألة أغلقت.

Syntec Optics Holdings, Inc. 重新符合纳斯达克的合规要求,符合交易所的定期申报要求。纳斯达克曾在2025年4月16日、5月28日和8月29日通知该公司未满足该要求。在Syntec Optics于2025年10月6日提交其Form 10-K和Form 10-Q后,纳斯达克工作人员认定公司重新符合规定并表示此事已结束。

Positive
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Negative
  • None.

Syntec Optics Holdings, Inc. ha ripreso la conformità con Nasdaq rispetto all’obbligo di deposito periodico dell’exchange. Nasdaq aveva notificato all’azienda il 16 aprile, il 28 maggio e il 29 agosto 2025 che non stava rispettando tale requisito. Dopo che Syntec Optics ha presentato il suo Form 10-K e i Form 10-Q il 6 ottobre 2025, il personale di Nasdaq ha determinato che l’azienda è tornata in conformità e ha dichiarato chiusa la questione.

Syntec Optics Holdings, Inc. recuperó el cumplimiento de Nasdaq con el requisito de presentación periódica de la bolsa. Nasdaq había notificado a la empresa el 16 de abril, 28 de mayo y 29 de agosto de 2025, que no cumplía con este requisito. Después de que Syntec Optics presentó sus Form 10-K y Form 10-Qs el 6 de octubre de 2025, el personal de Nasdaq determinó que la empresa está de nuevo en cumplimiento y declaró cerrado el asunto.

Syntec Optics Holdings, Inc.가 Nasdaq 규정 준수 상태를 회복했습니다 거래소의 주기적 제출 요건에 따라. Nasdaq는 2025년 4월 16일, 5월 28일, 8월 29일에 회사가 해당 요건을 충족하지 못하고 있다고 통지했습니다. Syntec Optics가 2025년 10월 6일에 Form 10-K와 Form 10-Q를 제출한 후, Nasdaq 직원은 회사가 다시 준수하게 되었으며 이 문제는 종료되었다고 밝혔습니다.

Syntec Optics Holdings, Inc. a retrouvé la conformité avec Nasdaq au regard de l’obligation de dépôt périodique de la bourse. Nasdaq avait informé la société, le 16 avril, le 28 mai et le 29 août 2025, qu’elle ne satisfaisait pas à cette exigence. Après que Syntec Optics ait déposé son Form 10-K et ses Form 10-Q le 6 octobre 2025, le personnel de Nasdaq a déterminé que l’entreprise était à nouveau en conformité et a déclaré l’affaire close.

Syntec Optics Holdings, Inc. hat die Nasdaq-Konformität wiedererlangt in Bezug auf die periodische Einreichungspflicht der Börse. Nasdaq hatte das Unternehmen am 16. April, 28. Mai und 29. August 2025 darüber informiert, dass es diese Anforderung nicht erfüllt. Nachdem Syntec Optics am 6. Oktober 2025 sein Form 10-K und Form 10-Q eingereicht hatte, stellte das Nasdaq-Personal fest, dass das Unternehmen wieder konform ist, und erklärte die Angelegenheit für geschlossen.

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported): October 17, 2025 (October 10, 2025)

 

SYNTEC OPTICS HOLDINGS, INC.

(Exact name of registrant as specified in its charter)

 

Delaware   001-41034   87-0816957

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

 

515 Lee Rd.

Rochester, NY 14606

(Address of principal executive offices, including zip code)

 

Registrant’s telephone number, including area code:

(585) 768-2513

 

Not Applicable
(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of Each Class:   Trading Symbol(s)   Name of Each Exchange on Which Registered:
Common stock, par value $0.0001 per share   OPTX   The Nasdaq Capital Market
Redeemable warrants, exercisable for common stock at an exercise price of $11.50 per share, subject to adjustment   OPTXW   The Nasdaq Capital Market

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

 

 

 

 

 

 

Item 8.01 Other Events.

 

On April 16, 2025, May 28, 2025, and August 29, 2025, Nasdaq Stock Market LLC (“Nasdaq”) notified Syntec Optics Holdings, Inc. (the “Company”) that it did not meet the periodic filing requirement. Based on the Company’s October 6, 2025, filings of its Form 10-K and 10-Qs, Nasdaq staff has determined that the Company has regained compliance and that this matter is now closed.

 

Item 9.01 Financial Statement and Exhibits.

 

(d) Exhibits

Exhibit  
Number   Description
 
104   Cover Page Interactive Data File (embedded within the Inline XBRL document)

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.

 

SYNTEC OPTICS HOLDINGS, INC.
By: /s/ Al Kapoor
 Date: October 17, 2025 Name:  Al Kapoor
Title: Chief Executive Officer

 

 

 

 

FAQ

What did Syntec Optics (OPTX) announce in this 8-K?

The company regained compliance with Nasdaq’s periodic filing requirement, and Nasdaq stated the matter is closed.

Why was OPTX previously out of compliance?

Nasdaq notified the company on April 16, May 28, and August 29, 2025 that it did not meet the periodic filing requirement.

What actions restored OPTX’s compliance?

Syntec Optics filed its Form 10-K and Form 10-Qs on October 6, 2025, after which Nasdaq determined compliance was regained.

Is any further action required by Syntec Optics?

No. Nasdaq indicated the company has regained compliance and the matter is now closed.

Where are OPTX and OPTXW listed?

OPTX common stock and OPTXW redeemable warrants are listed on the Nasdaq Capital Market.

Which forms were involved in resolving the issue?

The company referenced the filing of its Form 10-K and Form 10-Qs on October 6, 2025.
Syntec Optics Holdings

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