STOCK TITAN

Syntec Optics (OPTX) director adds 8,681 shares in open-market buys

(Neutral)
(Positive)
Form Type
4

Rhea-AI Filing Summary

For SYNTEC OPTICS HOLDINGS, INC. (OPTX), director Albert Manzone reported two open-market purchases of Class A Common Stock. On April 14, 2026, he purchased 5,000 shares at $10.00 per share, and on August 19, 2026, he purchased 3,681 shares at a price of $8.1218 per share, all held directly.

Positive

  • None.

Negative

  • None.
Insider Manzone Albert
Role Director
Bought 8,681 shs ($80K)
Type Security Shares Price Value
Purchase Class A Common Stock 3,681 $8.1218 $30K
Purchase Class A Common Stock 5,000 $10.00 $50K
Holdings After Transaction: Class A Common Stock — 33,681 shares (Direct)
Shares purchased on 2026-08-19 3,681 shares of Class A Common Stock Open-market or private purchase by director on August 19, 2026
Price per share on 2026-08-19 $8.1218 per share Purchase price for 3,681 Class A shares
Shares purchased on 2026-04-14 5,000 shares of Class A Common Stock Open-market or private purchase by director on April 14, 2026
Price per share on 2026-04-14 $10.00 per share Purchase price for 5,000 Class A shares
Total shares purchased in this Form 4 8,681 shares Sum of reported Class A Common Stock purchases
Form 4 regulatory
"INSIDER FILING DATA (Form 4)"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
Class A Common Stock financial
"security_title: "Class A Common Stock""
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
open market or private transaction financial
"transaction_code_description: "Purchase in open market or private transaction""
Rule 10b5-1 regulatory
"aff_10b5_one is the filing's document-level Rule 10b5-1 checkbox"
Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

FAQ

What insider transactions were reported for OPTX in this Form 4?

Director Albert Manzone reported two open-market purchases of OPTX Class A Common Stock, totaling 8,681 shares on April 14, 2026 and August 19, 2026, all held directly.

How many OPTX shares did Albert Manzone buy on August 19, 2026?

On August 19, 2026, Albert Manzone bought 3,681 shares of OPTX Class A Common Stock at a price of $8.1218 per share in an open-market or private transaction.

What was the April 14, 2026 OPTX stock purchase reported in this Form 4?

On April 14, 2026, Albert Manzone purchased 5,000 shares of OPTX Class A Common Stock at a price of $10.00 per share in an open-market or private transaction, reported as directly owned.

What is the total number of OPTX shares purchased by Albert Manzone in this filing?

Across the two reported transactions, Albert Manzone purchased a total of 8,681 shares of OPTX Class A Common Stock, all classified as direct ownership.

Were the OPTX insider purchases made under a Rule 10b5-1 trading plan?

The filing’s Rule 10b5-1 checkbox is not checked, indicating these reported OPTX share purchases were not affirmed as made under a Rule 10b5-1 trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Manzone Albert

(Last)(First)(Middle)
C/O SYNTEC OPTICS HOLDINGS, INC.
515 LEE RD.

(Street)
ROCHESTER NEW YORK 14606

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
SYNTEC OPTICS HOLDINGS, INC. [ OPTX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/14/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock04/14/2026P5,000A$1030,000D
Class A Common Stock08/19/2026P3,681A$8.121833,681D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
/s/ Albert Manzone08/26/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)