[Form 4] SYNTEC OPTICS HOLDINGS, INC. Insider Trading Activity

Rhea-AI Filing Summary

Syntec Optics Holdings, Inc. (OPTX) director Albert Manzone reported receipt of 77,320 restricted stock units (RSUs) that are fully vested and represent the contingent right to receive one Class A common share per RSU at a stated price of $1.94 per share. The RSUs were recorded as acquired on 10/06/2025 and the filing notes the shares were delivered to the transfer agent and remain subject to transfer and trading policy restrictions. The Form 4 lists Manzone as a director and indicates the earliest transaction date on the form is 12/20/2024. Following the reported transaction, Mr. Manzone beneficially owns 77,320 shares directly.

Positive

• 77,320 RSUs are fully vested, meaning the director has an immediate contingent right to the underlying shares
• Shares delivered to the transfer agent, indicating administrative completion of issuance
• Direct beneficial ownership recorded as 77,320 shares, clarifying the director’s current holding

Negative

• None.

Insights

Corporate Governance Analyst

Director received fully vested RSUs totaling 77,320 shares, now recorded as direct ownership.

The entry documents a grant of 77,320 restricted stock units that are described as fully vested and convertible one-for-one into Class A common shares at $1.94 each. The statement that shares were provided to the transfer agent indicates administrative completion of the issuance, while transfer and trading policy restrictions remain in force.

The primary dependencies are the continued trading restrictions and any company policies that govern disposition timing. Investors can track any future Form 4s for sales or further transfers; the reported conversion/settlement milestone is dated 10/06/2025.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Manzone Albert

(Last) (First) (Middle)

C/O SYNTEC OPTICS HOLDINGS, INC.

515 LEE RD.

(Street)

ROCHESTER NY 14606

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
SYNTEC OPTICS HOLDINGS, INC. [ OPTX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
12/20/2024

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	10/06/2025		A		77,320		(1)	(1)	CLA	77,320	(1)	77,320	D

Explanation of Responses:

1. Each Restricted Stock Unit represents a contingent right to receive one Syntec Optics Holdings, Inc. Class A common share at $1.94. Fully vested. The shares provided to the transfer agent; subject to restrictions on transfer and trading policy.

	/s/ Albert Manzone	10/06/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Albert Manzone report on the Form 4 for SYNTEC OPTICS (OPTX)?

He reported acquisition of 77,320 restricted stock units that are fully vested and convertible to one Class A share each at $1.94 per share.

When was the transaction date reported for the RSUs on the Form 4 (OPTX)?

The RSU acquisition is recorded with a transaction date of 10/06/2025, and the form shows an earliest transaction date of 12/20/2024.

Are the RSUs transferable immediately according to the filing for OPTX?

No. The filing states the shares were provided to the transfer agent but remain subject to restrictions on transfer and trading policy.

How many shares does Albert Manzone beneficially own after the reported transaction (OPTX)?

Following the reported transaction, he beneficially owns 77,320 shares directly.

What is the stated per-share price for the RSUs in the filing (OPTX)?

Each RSU represents a contingent right to receive one Class A common share at a stated price of $1.94 per share.