[144] Optex Systems Holdings, INC SEC Filing

Rhea-AI Filing Summary

Form 144 Notice of Proposed Sale filed by Optex Systems Holdings director Malhotra R. Rimmy, indicating intent to sell 15,000 shares of common stock through Fidelity Brokerage Services with an aggregate market value of $155,100.

The shares to be sold were originally acquired on April 30, 2020 as part of a stock award compensation package totaling 100,000 shares. The proposed sale represents approximately 0.22% of the company's 6,912,919 outstanding shares and is scheduled for execution on June 27, 2025 on the NASDAQ exchange.

Key details:

• No sales reported by the insider in the past 3 months
• Original acquisition was compensation-based stock award from issuer
• Filing includes standard attestation of no knowledge of undisclosed material adverse information
• Sale executed through attorney-in-fact arrangement with Fidelity Brokerage Services

Positive

• None.

Negative

• Director Rimmy Malhotra plans to sell 15,000 shares worth $155,100, representing 15% of their 100,000 share position acquired through stock awards

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001442755
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Optex Systems Holdings Inc
SEC File Number	001-41644
Address of Issuer	1420 PRESIDENTIAL DRIVE RICHARDSON TEXAS 75081
Phone	972-764-5700
Name of Person for Whose Account the Securities are To Be Sold	Malhotra R. Rimmy
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 245 Summer Street Boston MA 02110	15000	155100.00	6912919	06/27/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	04/30/2020	Stock Award	Issuer			100000	04/30/2020	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	06/27/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Cristina Garcia, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Malhotra R. Rimmy
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

How many shares of OPXS stock is Director Malhotra R. Rimmy selling?

According to the Form 144 filing, Director Malhotra R. Rimmy plans to sell 15,000 shares of OPXS common stock through Fidelity Brokerage Services LLC, with an aggregate market value of $155,100.00.

When did OPXS Director Malhotra acquire the shares being sold?

The shares being sold were originally acquired on April 30, 2020 as a stock award from the company (Issuer) as compensation. The initial award was for 100,000 shares.

What is the current total number of outstanding shares for OPXS?

According to the Form 144 filing, OPXS has 6,912,919 shares outstanding as of the filing date June 28, 2025.

Has OPXS Director Malhotra sold any other shares in the past 3 months?

No, according to the Form 144 filing section 'Securities Sold During The Past 3 Months', there were no other sales reported by Director Malhotra in the past 3 months prior to this filing.

When does Director Malhotra plan to execute the OPXS stock sale?

According to the Form 144 filing, the approximate date of sale is listed as June 27, 2025, and the shares will be sold on the NASDAQ exchange through Fidelity Brokerage Services LLC.