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[8-K] OPPENHEIMER HOLDINGS INC Reports Material Event

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Oppenheimer Holdings Inc. (OPY) furnished a Form 8-K under Item 2.02 to announce its third quarter 2025 earnings via a press release dated October 31, 2025. The press release is included as Exhibit 99.1 and is incorporated by reference as stated therein.

The company notes the information is furnished, not filed, and therefore is not subject to Section 18 liabilities of the Exchange Act, nor automatically incorporated into other filings unless specifically referenced.

Oppenheimer Holdings Inc. (OPY) ha presentato un Form 8-K in base all Articolo 2.02 per annunciare i suoi guadagni del terzo trimestre 2025 tramite un comunicato stampa datato 31 ottobre 2025. Il comunicato stampa è incluso come Exhibit 99.1 e viene incorporato per riferimento come indicato nello stesso.

L’azienda segnala che le informazioni sono fornite, non depositate, e pertanto non sono soggette alle responsabilità della Sezione 18 del Securities Exchange Act, né integrate automaticamente in altri documenti a meno che non venga specificamente fatto riferimento.

Oppenheimer Holdings Inc. (OPY) presentó un Formulario 8-K bajo el Artículo 2.02 para anunciar sus ganancias del tercer trimestre de 2025 mediante un comunicado de prensa fechado el 31 de octubre de 2025. El comunicado de prensa se incluye como Exhibit 99.1 y se incorpora por referencia como se indica en el mismo.

La compañía señala que la información se proporciona, no se presenta para su presentación ante la SEC, y por lo tanto no está sujeta a las responsabilidades de la Sección 18 de la Ley del Intercambio, ni se incorpora automáticamente a otros archivos a menos que se haga referencia específicamente.

Oppenheimer Holdings Inc. (OPY) 는 제2.02조에 따라 2025년 3분기 실적을 발표하기 위한 8-K 양식을 제출했고, 2025년 10월 31일자 보도자료로 공시했습니다. 보도자료는 Exhibit 99.1로 포함되어 있으며, 본 문서에 명시된 대로 참조에 의해 통합됩니다.

회사는 정보가 제공되었고 제출된 것이 아님을 밝히며, 따라서 증권거래법 제18조의 책임에 해당하지 않으며, 특별히 참조되지 않는 한 다른 제출 자료에 자동으로 포함되지 않는다고 명시합니다.

Oppenheimer Holdings Inc. (OPY) a fourni un formulaire 8-K en vertu de l’article 2.02 pour annoncer ses résultats du troisième trimestre 2025 par le biais d’un communiqué de presse daté du 31 octobre 2025. Le communiqué de presse est inclus en tant qu’Exhibit 99.1 et est incorporé par référence comme indiqué dans celui‑ci.

La société précise que les informations sont fournies et non déposées, et ne relèvent donc pas des responsabilités de la Section 18 du Securities Exchange Act, ni automatiquement incorporées dans d’autres dépôts à moins d’y faire référence spécifiquement.

Oppenheimer Holdings Inc. (OPY) hat gemäß Punkt 2.02 ein Form 8-K eingereicht, um seine Ergebnisse des dritten Quartals 2025 über eine Pressemitteilung vom 31. Oktober 2025 bekannt zu geben. Die Pressemitteilung ist als Exhibit 99.1 beigefügt und ist wie dort angegeben durch Bezugnahme aufgenommen.

Das Unternehmen weist darauf hin, dass die Informationen bereitgestellt, nicht eingereicht sind und daher nicht den Verantwortlichkeiten von Abschnitt 18 des Exchange Act unterliegen und auch nicht automatisch in andere Einreichungen aufgenommen werden, es sei denn, darauf wird ausdrücklich Bezug genommen.

Oppenheimer Holdings Inc. (OPY) قدمت نموذج 8-K بموجب البند 2.02 للإعلان عن أرباحها للربع الثالث من عام 2025 من خلال بيان صحفي مؤرّخ 31 أكتوبر 2025. يُدرج البيان الصحفي كمعروض 99.1 ويمتد بالمرجع كما ورد فيه.

وتذكر الشركة أن المعلومات مُقدمة وليست مُودَعة، وبالتالي لا تخضع لمسؤوليات القسم 18 من قانون تبادل الأوراق المالية، ولا يتم تضمينها تلقائياً في ملفات أخرى ما لم يتم الإشارة إليها بشكل محدد.

Positive
  • None.
Negative
  • None.

Oppenheimer Holdings Inc. (OPY) ha presentato un Form 8-K in base all Articolo 2.02 per annunciare i suoi guadagni del terzo trimestre 2025 tramite un comunicato stampa datato 31 ottobre 2025. Il comunicato stampa è incluso come Exhibit 99.1 e viene incorporato per riferimento come indicato nello stesso.

L’azienda segnala che le informazioni sono fornite, non depositate, e pertanto non sono soggette alle responsabilità della Sezione 18 del Securities Exchange Act, né integrate automaticamente in altri documenti a meno che non venga specificamente fatto riferimento.

Oppenheimer Holdings Inc. (OPY) presentó un Formulario 8-K bajo el Artículo 2.02 para anunciar sus ganancias del tercer trimestre de 2025 mediante un comunicado de prensa fechado el 31 de octubre de 2025. El comunicado de prensa se incluye como Exhibit 99.1 y se incorpora por referencia como se indica en el mismo.

La compañía señala que la información se proporciona, no se presenta para su presentación ante la SEC, y por lo tanto no está sujeta a las responsabilidades de la Sección 18 de la Ley del Intercambio, ni se incorpora automáticamente a otros archivos a menos que se haga referencia específicamente.

Oppenheimer Holdings Inc. (OPY) 는 제2.02조에 따라 2025년 3분기 실적을 발표하기 위한 8-K 양식을 제출했고, 2025년 10월 31일자 보도자료로 공시했습니다. 보도자료는 Exhibit 99.1로 포함되어 있으며, 본 문서에 명시된 대로 참조에 의해 통합됩니다.

회사는 정보가 제공되었고 제출된 것이 아님을 밝히며, 따라서 증권거래법 제18조의 책임에 해당하지 않으며, 특별히 참조되지 않는 한 다른 제출 자료에 자동으로 포함되지 않는다고 명시합니다.

Oppenheimer Holdings Inc. (OPY) a fourni un formulaire 8-K en vertu de l’article 2.02 pour annoncer ses résultats du troisième trimestre 2025 par le biais d’un communiqué de presse daté du 31 octobre 2025. Le communiqué de presse est inclus en tant qu’Exhibit 99.1 et est incorporé par référence comme indiqué dans celui‑ci.

La société précise que les informations sont fournies et non déposées, et ne relèvent donc pas des responsabilités de la Section 18 du Securities Exchange Act, ni automatiquement incorporées dans d’autres dépôts à moins d’y faire référence spécifiquement.

Oppenheimer Holdings Inc. (OPY) hat gemäß Punkt 2.02 ein Form 8-K eingereicht, um seine Ergebnisse des dritten Quartals 2025 über eine Pressemitteilung vom 31. Oktober 2025 bekannt zu geben. Die Pressemitteilung ist als Exhibit 99.1 beigefügt und ist wie dort angegeben durch Bezugnahme aufgenommen.

Das Unternehmen weist darauf hin, dass die Informationen bereitgestellt, nicht eingereicht sind und daher nicht den Verantwortlichkeiten von Abschnitt 18 des Exchange Act unterliegen und auch nicht automatisch in andere Einreichungen aufgenommen werden, es sei denn, darauf wird ausdrücklich Bezug genommen.

Oppenheimer Holdings Inc. (OPY) قدمت نموذج 8-K بموجب البند 2.02 للإعلان عن أرباحها للربع الثالث من عام 2025 من خلال بيان صحفي مؤرّخ 31 أكتوبر 2025. يُدرج البيان الصحفي كمعروض 99.1 ويمتد بالمرجع كما ورد فيه.

وتذكر الشركة أن المعلومات مُقدمة وليست مُودَعة، وبالتالي لا تخضع لمسؤوليات القسم 18 من قانون تبادل الأوراق المالية، ولا يتم تضمينها تلقائياً في ملفات أخرى ما لم يتم الإشارة إليها بشكل محدد.

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As filed with the Securities and Exchange Commission on October 31, 2025
___________________________________________________
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K

CURRENT REPORT
Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934

Date of report (Date of earliest event reported): October 31, 2025

OPPENHEIMER HOLDINGS INC.
(Exact name of registrant as specified in its charter)

Commission File Number 1-12043
Delaware 98-0080034
(State or other jurisdiction of (I.R.S. Employer
incorporation or organization) Identification No.)
85 Broad Street
New York, New York 10004
(Address of principal executive offices) (Zip Code)
(212) 668-8000
(Registrant's telephone number, including area code)

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2.):

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CRF 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:
Title of each classTrading SymbolName of each exchange on which registered
Class A non-voting common stockOPYThe New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.




SECTION 2 – FINANCIAL INFORMATION

ITEM 2.02. Results of Operations and Financial Condition.

(a)On October 31, 2025, Oppenheimer Holdings Inc. (the “Company”) issued a press release announcing its third quarter 2025 earnings. A copy of the October 31, 2025 press release is furnished as Exhibit 99.1 to this Report and is incorporated herein by reference.

The information contained in this Item 2.02 and the related exhibit attached hereto shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall such information or such exhibit be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended (the “Securities Act”), or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing. The information set forth in this Item 2.02 or any exhibit related to this Item 2.02 on this Form 8-K shall not be deemed an admission as to the materiality of any information in the referenced items.


SECTION 9 – FINANCIAL STATEMENTS AND EXHIBITS

ITEM 9.01. Financial Statements and Exhibits.

(d)Exhibits:

The following exhibit is furnished (not filed) with this Current Report on Form 8-K:

99.1 Oppenheimer Holdings Inc.'s Press Release dated October 31, 2025
2




SIGNATURES

    Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.


Oppenheimer Holdings Inc.
Date: October 31, 2025

By: /s/ Brad M. Watkins
---------------------------------
Brad M. Watkins
Chief Financial Officer
(Duly Authorized Officer)

3




EXHIBIT INDEX

Exhibit NumberDescription
99.1
Oppenheimer Holdings Inc.'s Press Release dated October 31, 2025
4
Oppenheimer Hld

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