STOCK TITAN

[8-K] Oppenheimer Holdings, Inc. Reports Material Event

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
8-K
Rhea-AI Filing Summary

Oppenheimer Holdings Inc. (NYSE: OPY) filed an 8-K under Item 7.01 (Regulation FD) to notify investors that a new slide deck titled “Second Quarter 2025 Investor Update” was posted to the Investor Relations section of its website on 4 Aug 2025 and furnished as Exhibit 99.1. The filing clarifies that the slides may be reused in future investor meetings and, per Reg FD, are deemed “furnished,” not “filed,” meaning they are not subject to Exchange Act §18 liabilities unless later incorporated by reference. No financial results, guidance, transactions, or strategic announcements are included in the 8-K itself.

Oppenheimer Holdings Inc. (NYSE: OPY) ha presentato un modulo 8-K ai sensi dell'Articolo 7.01 (Regolamento FD) per informare gli investitori che una nuova presentazione intitolata “Second Quarter 2025 Investor Update” è stata pubblicata nella sezione Relazioni con gli Investitori del suo sito web il 4 agosto 2025 e allegata come Exhibit 99.1. Il documento specifica che le slide potranno essere riutilizzate in futuri incontri con gli investitori e, secondo il Regolamento FD, sono considerate “fornite” e non “depositate”, il che significa che non sono soggette alle responsabilità previste dalla Sezione 18 del Securities Exchange Act a meno che non vengano successivamente incorporate per riferimento. Nel modulo 8-K non sono inclusi risultati finanziari, previsioni, transazioni o annunci strategici.

Oppenheimer Holdings Inc. (NYSE: OPY) presentó un formulario 8-K bajo el Punto 7.01 (Regulación FD) para notificar a los inversores que una nueva presentación titulada “Second Quarter 2025 Investor Update” fue publicada en la sección de Relaciones con Inversores de su sitio web el 4 de agosto de 2025 y entregada como Exhibit 99.1. La presentación aclara que las diapositivas pueden reutilizarse en futuras reuniones con inversores y, según la Regulación FD, se consideran “proporcionadas” y no “presentadas”, lo que significa que no están sujetas a responsabilidades bajo la Sección 18 del Exchange Act a menos que se incorporen posteriormente por referencia. El 8-K en sí no incluye resultados financieros, pronósticos, transacciones ni anuncios estratégicos.

Oppenheimer Holdings Inc. (NYSE: OPY)는 항목 7.01(Regulation FD)에 따라 8-K 서류를 제출했습니다. 투자자들에게 2025년 8월 4일 회사 웹사이트 투자자 관계 섹션에 “Second Quarter 2025 Investor Update”라는 새 슬라이드 자료가 게시되었으며 Exhibit 99.1로 제공되었음을 알리기 위함입니다. 해당 제출 서류는 이 슬라이드가 향후 투자자 미팅에서 재사용될 수 있음을 명확히 하며, Regulation FD에 따라 “제출(filed)”이 아닌 “제공(furnished)”된 것으로 간주되어 Exchange Act §18에 따른 책임 대상이 아니지만, 이후 참조로 포함될 경우 예외가 적용됩니다. 8-K 자체에는 재무 결과, 전망, 거래 또는 전략적 발표는 포함되어 있지 않습니다.

Oppenheimer Holdings Inc. (NYSE : OPY) a déposé un formulaire 8-K sous l’Item 7.01 (Règlement FD) pour informer les investisseurs qu’une nouvelle présentation intitulée « Second Quarter 2025 Investor Update » a été mise en ligne dans la section Relations Investisseurs de son site web le 4 août 2025 et fournie en tant qu’Exhibit 99.1. Le dépôt précise que les diapositives peuvent être réutilisées lors de futures réunions avec les investisseurs et, conformément au Règlement FD, sont considérées comme « fournies » et non « déposées », ce qui signifie qu’elles ne sont pas soumises aux responsabilités prévues par la Section 18 du Exchange Act, sauf si elles sont ultérieurement incorporées par référence. Le 8-K lui-même ne contient aucun résultat financier, prévision, transaction ou annonce stratégique.

Oppenheimer Holdings Inc. (NYSE: OPY) reichte eine 8-K-Meldung unter Punkt 7.01 (Regulation FD) ein, um Investoren darüber zu informieren, dass eine neue Präsentation mit dem Titel „Second Quarter 2025 Investor Update“ am 4. August 2025 im Bereich Investor Relations auf der Website veröffentlicht und als Exhibit 99.1 beigefügt wurde. Die Meldung stellt klar, dass die Folien in zukünftigen Investoren-Meetings wiederverwendet werden können und gemäß Regulation FD als „bereitgestellt“ (furnished) und nicht als „eingereicht“ (filed) gelten, was bedeutet, dass sie nicht den Haftungsbestimmungen des Exchange Act §18 unterliegen, es sei denn, sie werden später durch Verweis aufgenommen. Im 8-K selbst sind keine Finanzergebnisse, Prognosen, Transaktionen oder strategischen Ankündigungen enthalten.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Routine Reg FD 8-K; only discloses posting of Q2-25 investor deck—no new financial data.

The filing’s sole purpose is to meet Reg FD requirements by alerting the market to an updated presentation. Because the deck’s contents are not provided here, investors receive no incremental quantitative or strategic information from this report alone. Such 8-Ks are standard practice and generally have neutral market impact unless the slide deck itself contains material updates, which must be evaluated separately once available.

Oppenheimer Holdings Inc. (NYSE: OPY) ha presentato un modulo 8-K ai sensi dell'Articolo 7.01 (Regolamento FD) per informare gli investitori che una nuova presentazione intitolata “Second Quarter 2025 Investor Update” è stata pubblicata nella sezione Relazioni con gli Investitori del suo sito web il 4 agosto 2025 e allegata come Exhibit 99.1. Il documento specifica che le slide potranno essere riutilizzate in futuri incontri con gli investitori e, secondo il Regolamento FD, sono considerate “fornite” e non “depositate”, il che significa che non sono soggette alle responsabilità previste dalla Sezione 18 del Securities Exchange Act a meno che non vengano successivamente incorporate per riferimento. Nel modulo 8-K non sono inclusi risultati finanziari, previsioni, transazioni o annunci strategici.

Oppenheimer Holdings Inc. (NYSE: OPY) presentó un formulario 8-K bajo el Punto 7.01 (Regulación FD) para notificar a los inversores que una nueva presentación titulada “Second Quarter 2025 Investor Update” fue publicada en la sección de Relaciones con Inversores de su sitio web el 4 de agosto de 2025 y entregada como Exhibit 99.1. La presentación aclara que las diapositivas pueden reutilizarse en futuras reuniones con inversores y, según la Regulación FD, se consideran “proporcionadas” y no “presentadas”, lo que significa que no están sujetas a responsabilidades bajo la Sección 18 del Exchange Act a menos que se incorporen posteriormente por referencia. El 8-K en sí no incluye resultados financieros, pronósticos, transacciones ni anuncios estratégicos.

Oppenheimer Holdings Inc. (NYSE: OPY)는 항목 7.01(Regulation FD)에 따라 8-K 서류를 제출했습니다. 투자자들에게 2025년 8월 4일 회사 웹사이트 투자자 관계 섹션에 “Second Quarter 2025 Investor Update”라는 새 슬라이드 자료가 게시되었으며 Exhibit 99.1로 제공되었음을 알리기 위함입니다. 해당 제출 서류는 이 슬라이드가 향후 투자자 미팅에서 재사용될 수 있음을 명확히 하며, Regulation FD에 따라 “제출(filed)”이 아닌 “제공(furnished)”된 것으로 간주되어 Exchange Act §18에 따른 책임 대상이 아니지만, 이후 참조로 포함될 경우 예외가 적용됩니다. 8-K 자체에는 재무 결과, 전망, 거래 또는 전략적 발표는 포함되어 있지 않습니다.

Oppenheimer Holdings Inc. (NYSE : OPY) a déposé un formulaire 8-K sous l’Item 7.01 (Règlement FD) pour informer les investisseurs qu’une nouvelle présentation intitulée « Second Quarter 2025 Investor Update » a été mise en ligne dans la section Relations Investisseurs de son site web le 4 août 2025 et fournie en tant qu’Exhibit 99.1. Le dépôt précise que les diapositives peuvent être réutilisées lors de futures réunions avec les investisseurs et, conformément au Règlement FD, sont considérées comme « fournies » et non « déposées », ce qui signifie qu’elles ne sont pas soumises aux responsabilités prévues par la Section 18 du Exchange Act, sauf si elles sont ultérieurement incorporées par référence. Le 8-K lui-même ne contient aucun résultat financier, prévision, transaction ou annonce stratégique.

Oppenheimer Holdings Inc. (NYSE: OPY) reichte eine 8-K-Meldung unter Punkt 7.01 (Regulation FD) ein, um Investoren darüber zu informieren, dass eine neue Präsentation mit dem Titel „Second Quarter 2025 Investor Update“ am 4. August 2025 im Bereich Investor Relations auf der Website veröffentlicht und als Exhibit 99.1 beigefügt wurde. Die Meldung stellt klar, dass die Folien in zukünftigen Investoren-Meetings wiederverwendet werden können und gemäß Regulation FD als „bereitgestellt“ (furnished) und nicht als „eingereicht“ (filed) gelten, was bedeutet, dass sie nicht den Haftungsbestimmungen des Exchange Act §18 unterliegen, es sei denn, sie werden später durch Verweis aufgenommen. Im 8-K selbst sind keine Finanzergebnisse, Prognosen, Transaktionen oder strategischen Ankündigungen enthalten.

0000791963false00007919632024-07-302024-07-30

As filed with the Securities and Exchange Commission on August 4, 2025
___________________________________________________
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of report (Date of earliest event reported): August 4, 2025

OPPENHEIMER HOLDINGS INC.
(Exact name of registrant as specified in its charter)

Commission File Number 1-12043
Delaware 98-0080034
(State or other jurisdiction of (I.R.S. Employer
incorporation or organization) Identification No.)
85 Broad Street
New York, New York 10004
(Address of principal executive offices) (Zip Code)
(212) 668-8000
(Registrant's telephone number, including area code)

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CRF 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:
Title of each classTrading SymbolName of each exchange on which registered
Class A non-voting common stockOPYThe New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.




SECTION 7 – REGULATION FD

ITEM 7.01 Regulation FD Disclosure.

    On August 4, 2025, Oppenheimer Holdings Inc. (the “Company”) posted to the Investor Relations page of its website, www.oppenheimer.com, a presentation to investors regarding the Company in the form of the slides containing the information attached to this Current Report on Form 8-K as Exhibit 99.1 (the “Slides”). The Company may use the Slides, in whole or in part, and possibly with minor modifications, in connection with presentations to investors after such date.

    By filing this Current Report on Form 8-K and furnishing the information contained herein, the Company makes no admission as to the materiality of any information in this report that is required to be disclosed solely by reason of Regulation FD.

    The information contained in the Slides is summary information that is intended to be considered in the context of the Company’s Securities and Exchange Commission (“SEC”) filings and other public announcements that the Company may make, by press release or otherwise, from time to time. The Company undertakes no duty or obligation to publicly update or revise the information contained in this report, although it may do so from time to time as its management believes is warranted. Any such updating may be made through the filing of other reports or documents with the SEC, through press releases or through other public disclosure.

    In accordance with General Instruction B.2 of this Current Report on Form 8-K, the information presented in Item 7.01 of this Current Report on Form 8-K and Exhibit 99.1 shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, unless the Company specifically states that the information is to be considered “filed” under the Exchange Act or incorporates it by reference into a filing under the Securities Act of 1933, as amended, or the Exchange Act.


SECTION 9 – FINANCIAL STATEMENTS AND EXHIBITS

ITEM 9.01. Financial Statements and Exhibits.

(d)Exhibits:

The following Exhibit is submitted herewith:

99.1 Investor Presentation (Second Quarter 2025 Investor Update) posted on August 4, 2025
2





SIGNATURES

    Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


Oppenheimer Holdings Inc.

Date: August 4, 2025


By: /s/ Brad M. Watkins
---------------------------------
Brad M. Watkins
Chief Financial Officer
(Duly Authorized Officer and Principal Financial and Accounting Officer)

3





EXHIBIT INDEX

Exhibit NumberDescription
99.1
Investor Presentation (Second Quarter 2025 Investor Update) posted on August 4, 2025
4

FAQ

Why did Oppenheimer Holdings (OPY) file this Form 8-K?

To comply with Regulation FD by announcing that its Q2 2025 investor presentation was posted online and furnished as Exhibit 99.1.

Does the 8-K include new financial results or guidance for OPY?

No. The filing references an investor slide deck but does not contain any financial metrics or forward-looking guidance.

Where can investors access the Q2 2025 slide presentation?

The slides are available on Oppenheimer’s Investor Relations webpage and are included as Exhibit 99.1 to the 8-K.

Is the information in the slide deck considered "filed" with the SEC?

The company states the slides are "furnished," not "filed," so they are not subject to Exchange Act §18 liability unless later incorporated by reference.
Oppenheimer Hld

NYSE:OPY

OPY Rankings

OPY Latest News

OPY Latest SEC Filings

OPY Stock Data

771.31M
6.00M
42.21%
37.18%
0.72%
Capital Markets
Security Brokers, Dealers & Flotation Companies
Link
United States
NEW YORK