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Oppenheimer Hires Bruce Rideaux and Promotes Lauren Carter As Public Finance Business Continues to Expand

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(Very Positive)
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Oppenheimer (NYSE: OPY) announced two senior personnel moves in its Public Finance division, hiring Bruce Rideaux as Managing Director in Public Finance and promoting Lauren Carter to Head of Negotiated Underwriting, following the retirement of Beth Wolchock. The firm reported a No. 18 ranking in US municipal long-term competitive underwriting so far in 2026, up from No. 46 in 2025. Head of Public Finance Elizabeth (Beth) Coolidge was also elected to a four-year term on the MSRB Board of Directors beginning October 1, 2026, after leading an expansion that increased Oppenheimer’s senior-managed negotiated par by 200% compared with full-year 2023.

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Positive

  • Competitive underwriting ranking improved to No. 18 in 2026 from No. 46 in 2025
  • Senior-managed negotiated par increased by 200% versus full-year 2023
  • Experienced hire Bruce Rideaux has advised on more than $35 billion in financings
  • Leadership continuity with Lauren Carter promoted to Head of Negotiated Underwriting
  • Industry recognition as Beth Coolidge elected to a four-year MSRB Board term from October 1, 2026

Negative

  • None.

Market Context

The announcement added senior municipal-market capacity against a recent -2.6% reaction to an adviso...
Analysis

The announcement added senior municipal-market capacity against a recent -2.6% reaction to an advisor-development event. Historical reactions were mixed, so investors could watch whether underwriting rankings and negotiated-par growth translate into reported results.

Key Figures

Rideaux experience: 20 years Competitive underwriting ranking: No. 18 Ranking improvement: 28 spots +4 more
7 metrics
Rideaux experience 20 years Public Finance and project financings
Competitive underwriting ranking No. 18 2026 year-to-date
Ranking improvement 28 spots from No. 46 for full-year 2025
Coolidge board term four years MSRB Board term beginning October 1, 2026
Senior-managed negotiated par growth 200% compared with full-year 2023 levels
Financings advised more than $35 billion Rideaux career experience
Carter municipal experience nearly 25 years competitive and negotiated transactions

Historical Context

5 past events · Latest: Aug 19 (Neutral)
Pattern 5 events
Date Event Sentiment 24h Move Catalyst
Aug 19 advisor development forum Neutral -2.6% Hosted advisor forum focused on leadership development, technology and future client service.
Jul 31 2Q26 earnings report Positive -3.7% Reported higher quarterly revenue, net income and Capital Markets pre-tax income.
Jul 20 derivatives platform expansion Positive -0.8% Added seven senior professionals to expand institutional derivatives capabilities.
May 01 1Q26 earnings report Negative -6.7% Reported a net loss alongside legal and stock-based compensation expenses.
Apr 24 litigation settlement Negative +5.5% Agreed to pay $70 million into escrow under a binding settlement term sheet.

24h Move is the share-price change in the day after each event; other market factors may also have contributed.

Pattern Detected

Recent positive operating and expansion announcements were followed by negative price reactions, while the negative litigation settlement announcement was followed by a positive reaction.

Key Terms

public-private partnerships, negotiated underwriting, competitive underwriting, msrb
4 terms
public-private partnerships financial
"advising on large, complex project financings and public-private partnerships in Texas"
Public-private partnerships are collaborative agreements between government entities and private companies to jointly fund, build, or operate projects that serve the public interest, such as infrastructure, transportation, or healthcare facilities. These arrangements allow both sectors to share resources, risks, and benefits, often leading to more efficient or innovative solutions. For investors, such partnerships can create opportunities in stable, long-term projects with potential for consistent returns.
negotiated underwriting financial
"promotion of Lauren Carter to Head of Negotiated Underwriting"
An offering method in which an issuer hires an underwriter (or lead manager) and negotiates the offering price, fees, underwriting spread and other terms directly with that underwriter rather than selling to the highest bidder. It matters to investors because the negotiated terms determine how shares or bonds are priced, allocated and marketed—affecting how quickly the issue happens, how widely it’s distributed, and the certainty of proceeds; think of it like hiring a real-estate agent to set a sale price and handle buyers instead of running an open auction.
competitive underwriting financial
"ranked No. 18 in long-term competitive underwriting"
A process for selling new securities in which an issuer invites multiple underwriting firms to submit bids and then awards the deal to the winning bidder based on price and terms. Like an auction where banks compete to offer the lowest cost or best terms, the winner handles distribution and bears initial risk; the method affects the sale price, fees, who gets shares or bonds, and the market's initial supply dynamics.
msrb regulatory
"elected to the Municipal Securities Rulemaking Board (MSRB) Board"
The MSRB, or Municipal Securities Rulemaking Board, is an organization that sets rules and standards for the market where local governments and related entities raise money by issuing bonds. This helps ensure transparency and fairness, making it easier for investors to trust and understand these investments, much like regulations that keep markets honest and information clear.

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Senior Personnel Moves Strengthen Leadership and Add Specialized Capabilities in Key Areas of the Municipal Market

Head of Public Finance Elizabeth (Beth) Coolidge Elected to MSRB Board, Underscoring Strength of Oppenheimer's Public Finance Franchise

NEW YORK, Aug. 24, 2026 /PRNewswire/ -- Oppenheimer & Co. Inc. (Oppenheimer), a leading investment bank, wealth manager and subsidiary of Oppenheimer Holdings Inc. (NYSE: OPY), today announced the hiring of Bruce Rideaux as a Managing Director in Public Finance and the promotion of Lauren Carter to Head of Negotiated Underwriting, continuing the firm's expansion of its Public Finance and Municipal Capital Markets businesses.

Rideaux, who is based in Dallas, brings 20 years of experience advising on large, complex project financings and public-private partnerships in Texas, with expertise in the transportation sector. Carter will assume leadership of Negotiated Underwriting following the retirement of Beth Wolchock, formerly Managing Director and Head of Municipal Underwriting, while maintaining her existing responsibilities in competitive underwriting. So far in 2026, the firm is ranked No. 18 in long-term competitive underwriting, up 28 spots from its No. 46 ranking for full-year 2025.**

The transition provides continuity within a key part of Oppenheimer's municipal business while expanding Carter's leadership responsibilities across the platform. The personnel moves also build on a period of continued investment in Oppenheimer's municipal businesses.

Carter joined Oppenheimer in March as part of an expansion that also included Matt Davis, Managing Director, Head of Competitive Municipal Underwriting, and Brendan Shanahan, Managing Director, Municipal Trading. Together, the additions significantly strengthened the firm's underwriting, sales and trading capabilities.

"Bruce's addition and Lauren's expanded leadership role reflect the continued growth of our Public Finance business and the depth we are building across the platform," said Peter Albano, Senior Managing Director and Global Head of Fixed Income at Oppenheimer. "Bruce brings significant experience in complex project finance and public-private partnerships in Texas, while Lauren gives us proven leadership across both negotiated and competitive underwriting."

Adding to the franchise's momentum, Elizabeth (Beth) Coolidge, Head of Public Finance, was recently elected to the Municipal Securities Rulemaking Board (MSRB) Board of Directors, reflecting her standing in the industry and the leadership Oppenheimer has built within Public Finance. Coolidge will serve a four-year term beginning October 1, 2026. She has led Oppenheimer's Public Finance business since joining the firm in 2024, spearheading an expansion that has increased the firm's senior-managed negotiated par by 200% compared with full-year 2023 levels.**

"Beth's election to the MSRB Board is a well-deserved recognition of the leadership, judgment and experience she has brought to the municipal finance industry throughout her career," said Robert Lowenthal, President and CEO of Oppenheimer. "It also speaks to the strength of the leadership team we have assembled as we continue investing in and expanding our Public Finance franchise."

Rideaux has extensive experience working with complex issuers, including state and local governments, utility systems and transportation organizations, as well as on public-private partnerships. Over the course of his career, he has advised on more than $35 billion in financings, with a particular focus on major infrastructure and transportation projects.

Prior to joining Oppenheimer, Rideaux held positions at Hilltop Securities, PFM Financial Advisors and UBS. He holds a B.A. in Mathematics from The University of Texas at Austin and an M.B.A. in Corporate Finance and Strategy from Southern Methodist University.

Carter has nearly 25 years of municipal experience across competitive and negotiated transactions. Prior to joining Oppenheimer, she was a Managing Director at Janney Montgomery Scott. She has consistently ranked among the leading competitive underwriters nationally.

"Public Finance has strong momentum because we continue to build our business around what our clients need from us," Coolidge said. "As their financing needs have become more complex, we have added experienced people, broadened our capabilities and strengthened our leadership. Bruce's addition and Lauren's expanded role are the latest examples of that investment, positioning us to serve clients at a higher level as our industry continues to evolve."

**(Source: Bloomberg, League Tables, US Municipal Long-Term Competitive).

About Oppenheimer Holdings Inc.
Oppenheimer Holdings Inc., through its Oppenheimer & Co. Inc. subsidiary and related entities, provides a full range of wealth management, securities brokerage and investment banking services to high-net-worth individuals, families, corporate executives, businesses and institutions. For more information, please visit oppenheimer.com.

Media Contact:
Michael Dugan
Haven Tower Group LLC
424 317 4852
mdugan@haventower.com

Cision View original content:https://www.prnewswire.com/news-releases/oppenheimer-hires-bruce-rideaux-and-promotes-lauren-carter-as-public-finance-business-continues-to-expand-302858402.html

SOURCE Oppenheimer & Co. Inc.

FAQ

What leadership changes did Oppenheimer (OPY) announce in Public Finance on August 24, 2026?

Oppenheimer announced the hiring of Bruce Rideaux as Managing Director in Public Finance and the promotion of Lauren Carter to Head of Negotiated Underwriting. According to Oppenheimer, Carter assumes this role after Beth Wolchock’s retirement while keeping her competitive underwriting responsibilities.

How has Oppenheimer’s municipal underwriting ranking changed in 2026 for OPY shareholders?

Oppenheimer reported a No. 18 ranking in US municipal long-term competitive underwriting so far in 2026, improving from No. 46 for full-year 2025. According to Oppenheimer, this reflects strengthened underwriting, sales and trading capabilities within its Municipal Capital Markets platform.

What does the 200% increase in senior-managed negotiated par mean for Oppenheimer (NYSE: OPY)?

Oppenheimer stated that its senior-managed negotiated par has risen 200% compared with full-year 2023 levels. According to Oppenheimer, this growth has occurred under Head of Public Finance Beth Coolidge’s leadership since 2024, highlighting expanded activity in its negotiated municipal transactions.

Who is Bruce Rideaux and what experience does he bring to Oppenheimer’s Public Finance business (OPY)?

Bruce Rideaux is a new Managing Director in Public Finance based in Dallas, specializing in complex project finance and public-private partnerships. According to Oppenheimer, he has advised on more than $35 billion in financings, focused on major infrastructure and transportation projects in Texas.

What new role will Beth Coolidge of Oppenheimer (OPY) have at the MSRB and when does it start?

Elizabeth (Beth) Coolidge was elected to the Municipal Securities Rulemaking Board’s Board of Directors for a four-year term. According to Oppenheimer, her MSRB Board service begins on October 1, 2026, reflecting her standing in the municipal finance industry.

What is Lauren Carter’s background before becoming Head of Negotiated Underwriting at Oppenheimer (OPY)?

Lauren Carter has nearly 25 years of municipal experience across competitive and negotiated transactions. According to Oppenheimer, she previously served as a Managing Director at Janney Montgomery Scott and has consistently ranked among leading competitive underwriters nationally before joining Oppenheimer in March 2026.