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Oracle legal chief settles 26,337 RSUs, tax withheld

Oracle’s chief legal officer settled RSUs into common stock, with a portion withheld to cover taxes and no Rule 10b5-1 plan reported.

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Form Type
4

Rhea-AI Filing Summary

ORACLE CORP (ORCL) reported that executive vice president and chief legal officer Stuart Levey exercised and settled 26,337 Restricted Stock Units into an equal number of Oracle common shares on September 15, 2026. Of these, 11,883 shares were withheld to satisfy tax liability at $144.79 per share; no Rule 10b5-1 trading plan is indicated.

Positive

  • None.

Negative

  • None.
Insider Levey Stuart
Role EVP, Chief Legal Officer
Type Security Shares Price Value
Exercise Restricted Stock Unit F2, F3 26,337 $0.00 $0.00
Exercise Common Stock 26,337 $0.00 $0.00
Tax Withholding Common Stock F1 11,883 $144.79 $1.72M
Holdings After Transaction: Restricted Stock Unit — 26,337 contracts (Direct); Common Stock — 17,883 shares (Direct)
Footnotes (3)
  1. F1. Shares withheld for payment of tax liability upon vesting of restricted stock units.
  2. F2. Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
  3. F3. The restricted stock units vest in four equal annual installments, beginning on the first anniversary of the date of grant.
RSUs settled into common stock 26,337 units/shares Restricted Stock Units converted into Oracle common stock on September 15, 2026
Shares withheld for taxes 11,883 shares Oracle common shares withheld to satisfy tax liability upon RSU vesting
Tax withholding price $144.79 per share Price applied to 11,883 withheld Oracle common shares for tax liability payment
Restricted Stock Unit financial
"26,337 Restricted Stock Units were exercised and settled into common stock"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
tax liability financial
"Shares withheld for payment of tax liability upon vesting of restricted stock units"
Rule 10b5-1 regulatory
"No Rule 10b5-1 trading plan is indicated for these transactions"
Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many Oracle (ORCL) shares were involved in Stuart Levey’s RSU settlement?

The filing shows 26,337 Restricted Stock Units, each convertible into one share of Oracle common stock, were settled on September 15, 2026, resulting in the issuance of 26,337 common shares before tax withholding.

How many ORCL shares were withheld for taxes and at what price?

The filing reports that 11,883 Oracle common shares were withheld to pay tax liability at a price of $144.79 per share, in connection with the vesting and settlement of the reported Restricted Stock Units.

Was Stuart Levey’s ORCL transaction under a Rule 10b5-1 trading plan?

No. The document-level Rule 10b5-1 checkbox is not affirmed, and there is no footnote indicating that the September 15, 2026 RSU settlement or related share withholding occurred under a Rule 10b5-1 trading plan.

What does each ORCL Restricted Stock Unit reported by Stuart Levey represent?

Each reported Restricted Stock Unit represents the right to receive, at settlement, one share of Oracle common stock. The RSUs vest in four equal annual installments beginning on the first anniversary of the grant date.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Levey Stuart

(Last)(First)(Middle)
C/O DELPHI ASSET MGMT CORPORATION
200 S. VIRGINIA ST., SUITE 625

(Street)
RENO NEVADA 89501

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ORACLE CORP [ ORCL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP, Chief Legal Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/15/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock09/15/2026M26,337A$029,766D
Common Stock09/15/2026F(1)11,883D$144.7917,883D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit(2)09/15/2026M26,337 (3) (3)Common Stock26,337$026,337D
Explanation of Responses:
1. Shares withheld for payment of tax liability upon vesting of restricted stock units.
2. Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
3. The restricted stock units vest in four equal annual installments, beginning on the first anniversary of the date of grant.
/s/ Aimee Weast by Aimee Weast, Attorney in Fact for Stuart Levey (POA filed 11/08/22)09/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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