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Oracle CAO vests 13K RSUs, 6.9K shares taxed

ORACLE CORP (ORCL) executive Maria Smith, EVP and Chief Accounting Officer, reported the vesting and settlement of 13,168 restricted stock units into an equal number of shares of common stock on September 15, 2026.

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Form Type
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Rhea-AI Filing Summary

ORACLE CORP (ORCL) executive Maria Smith, EVP and Chief Accounting Officer, reported the vesting and settlement of 13,168 restricted stock units into an equal number of shares of common stock on September 15, 2026. Of these shares, 6,874 were withheld to satisfy tax liability, and she continues to hold 13,169 restricted stock units directly. The company states that these restricted stock units vest in four equal annual installments, and no Rule 10b5-1 trading plan is reported.

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Insider Smith Maria
Role EVP, Chief Accounting Officer
Type Security Shares Price Value
Exercise Restricted Stock Unit F2, F3 13,168 $0.00 $0.00
Exercise Common Stock 13,168 $0.00 $0.00
Tax Withholding Common Stock F1 6,874 $144.79 $995K
Holdings After Transaction: Restricted Stock Unit — 13,169 contracts (Direct); Common Stock — 58,653 shares (Direct)
Footnotes (3)
  1. F1. Shares withheld for payment of tax liability upon vesting of restricted stock units.
  2. F2. Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
  3. F3. The restricted stock units vest in four equal annual installments, beginning on the first anniversary of the date of grant.
RSUs exercised into common stock 13,168 shares Restricted stock units settled into Oracle common stock on September 15, 2026
Shares withheld for tax liability 6,874 shares Common shares withheld upon RSU vesting for tax payment
Tax withholding share price $144.79 per share Price used for shares withheld to satisfy tax liability
RSUs remaining after transaction 13,169 units Directly held restricted stock units following the September 15, 2026 vesting
RSU vesting schedule 4 equal annual installments Beginning on the first anniversary of the grant date
Restricted Stock Unit financial
"Each restricted stock unit represents the right to receive, at settlement, one share"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
tax liability financial
"Shares withheld for payment of tax liability upon vesting of restricted stock units"
vest in four equal annual installments financial
"The restricted stock units vest in four equal annual installments"
common stock financial
"Each restricted stock unit represents the right to receive, at settlement, one share of common stock"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What equity transaction did Oracle (ORCL) executive Maria Smith report on September 15, 2026?

She reported the vesting and settlement of 13,168 restricted stock units into an equal number of Oracle common shares, with a portion of those shares withheld to cover tax liabilities.

How many Oracle (ORCL) shares were withheld for Maria Smith’s taxes?

A total of 6,874 shares of Oracle common stock were withheld at $144.79 per share to satisfy tax liability arising from the vesting of restricted stock units.

How many restricted stock units does Maria Smith hold after this Oracle (ORCL) transaction?

After the reported transactions, Maria Smith directly holds 13,169 restricted stock units, each representing the right to receive one share of Oracle common stock at settlement.

How do Maria Smith’s Oracle (ORCL) restricted stock units vest over time?

The filing states that the restricted stock units vest in four equal annual installments, beginning on the first anniversary of the grant date.

Were Maria Smith’s Oracle (ORCL) transactions under a Rule 10b5-1 trading plan?

No. The filing’s Rule 10b5-1 checkbox is not marked as affirmative, so no Rule 10b5-1 trading plan is reported for these transactions.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Smith Maria

(Last)(First)(Middle)
C/O DELPHI ASSET MGMT CORPORATION
200 S. VIRGINIA ST., SUITE 625

(Street)
RENO NEVADA 89501

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ORACLE CORP [ ORCL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP, Chief Accounting Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/15/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock09/15/2026M13,168A$065,527D
Common Stock09/15/2026F(1)6,874D$144.7958,653D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit(2)09/15/2026M13,168 (3) (3)Common Stock13,168$013,169D
Explanation of Responses:
1. Shares withheld for payment of tax liability upon vesting of restricted stock units.
2. Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
3. The restricted stock units vest in four equal annual installments, beginning on the first anniversary of the date of grant.
/s/ Aimee Weast by Aimee Weast, Attorney in Fact for Maria Smith (POA filed 1/4/2023)09/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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