Welcome to our dedicated page for Origin Materials SEC filings (Ticker: ORGN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Origin Materials, Inc. filings document material events for a sustainable-materials technology company focused on PET caps and closures, specialty materials, and a patented biomass conversion platform. Recent Form 8-K disclosures cover operating and financial results, material agreements, governance matters, shareholder votes, and security-structure items involving common stock and warrants.
The filing record also documents amendments to the certificate of incorporation, a completed reverse stock split, special-meeting voting results, and restructuring actions tied to cost reductions and PET cap commercialization. These filings provide formal disclosure of capital-structure changes, board and stockholder approvals, exit or disposal activities, and financial reporting context.
Ayrton Capital LLC, Alto Opportunity Master Fund, SPC - Segregated Master Portfolio B, and Waqas Khatri report a 9.99% beneficial stake in Origin Materials, Inc. common stock. They report beneficial ownership of 16,992,123 shares issuable upon conversion of certain convertible notes, subject to a 9.99% beneficial ownership blocker.
The percentage is based on 152,963,100 Origin Materials shares outstanding as of December 22, 2025, plus the 16,992,123 shares underlying the notes. Each reporting person has sole voting and dispositive power over these shares and certifies the position is held in the ordinary course of business, not to influence control.
Origin Materials, Inc. insider trading report: On January 16, 2026, CFO and COO Matthew T. Plavan reported selling 12,000 shares of Origin Materials common stock at a weighted-average price of $0.1994 per share. According to the disclosure, these shares were sold solely to cover tax withholding obligations arising from the vesting and settlement of restricted stock units under a pre-arranged “sell to cover” transaction, and are described as non-discretionary sales by the reporting person. Following this transaction, Plavan beneficially owns 1,308,231 shares of Origin Materials common stock directly.
Origin Materials insider plans to sell 12,000 shares of common stock. The planned sale is to be executed through Merrill in San Francisco, with an aggregate market value of $2,273.46, and the shares are listed on NASDAQ. The filing notes that Origin Materials had 151,149,855 shares outstanding, providing context for the size of the planned transaction.
The securities to be sold are common stock acquired on 01/01/2026 via an RSU transaction from Origin Materials Inc., in an amount of 604,702 shares, with payment described as cash on the same date. Over the prior three months, the same seller, Matt Plavan, sold 40,000 Origin Materials securities on 12/26/2025 for gross proceeds of $7,965.15. The signer represents that they are not aware of undisclosed material adverse information about the issuer.
Origin Materials, Inc. officer Joshua C. Lee, the company’s General Counsel, reported sales of company common stock mainly to cover tax obligations from restricted stock units vesting. On 12/24/2025, he sold 29,000 shares at a weighted-average price of $0.2279, leaving him with 641,884 shares. On 12/29/2025, he sold another 35,000 shares at a weighted-average price of $0.1975, after which he beneficially owned 606,884 shares. The filing notes these “sell to cover” transactions were made to satisfy tax withholding and are described as not discretionary trades.
Origin Materials’ general counsel reported a small stock sale related to taxes. On 12/16/2025, the officer sold 18,200 shares of Origin Materials, Inc. common stock at a weighted-average price of $0.3611 per share.
The filing explains these shares were sold only to cover tax withholding obligations from the vesting and settlement of restricted stock units through a “sell to cover” transaction, and were not discretionary trades. After this transaction, the reporting person directly beneficially owned 670,884 shares of Origin Materials common stock.
Origin Materials, Inc. (ORGN) insider John Bissell reported a charitable stock transfer. On 11/18/2025, Bissell, who serves as CEO and Director, made a Form 4 filing for a gift transaction coded “G.” The filing shows he disposed of 200,000 shares of Origin Materials common stock at a reported price of $0 as a gift.
After this transaction, Bissell beneficially owns 2,042,973 shares of Origin Materials common stock in direct ownership. The footnote explains that the transfer was a gift to a university to fulfill long-term giving commitments.
Origin Materials, Inc. is offering up to $100,000,000 in original principal amount of senior secured convertible notes, together with shares of common stock issuable upon conversion or repayment of the notes. The notes carry a 10% original issue discount, no cash interest unless there is an event of default, and mature 30 months after the month‑end of each closing. They are initially convertible at $0.62616 per share, with monthly amortization starting December 1, 2025 that can be paid in cash or stock, subject to a floor conversion price of $0.10152 and volume‑based formulas. An initial $16.7 million tranche will be issued, with up to $83.3 million more available in additional closings if trading, market cap, cash and shareholder‑approval conditions are met. Net proceeds, estimated at about $89.5 million if all notes are sold, are earmarked for working capital, capital equipment and general corporate purposes. The notes are senior secured by substantially all personal property assets, include strict cash‑minimum covenants, and can be redeemed at a 110% premium upon events of default or change of control. Shares from conversions could be highly dilutive and, together with existing warrants and options, may pressure the ORGN share price, which is already at risk of Nasdaq delisting due to failure to meet the $1.00 minimum bid price.
Origin Materials, Inc. entered into a securities purchase agreement with an institutional investor for up to $100.0 million in senior secured convertible notes with a 10% original issue discount. The notes are zero-coupon (except on default), mature 30 months after the relevant closing month-end, and are initially convertible into common stock at $0.62616 per share, subject to customary anti-dilution adjustments.
The company expects an initial closing issuing $16.7 million in principal amount of notes for $15.0 million in proceeds and may issue up to an additional $83.3 million in tranches, subject to conditions and stockholder approval for issuances above 19.99% of current shares. Monthly amortization starts December 1, 2025, payable in cash or stock at a formula price with a floor of $0.10152. The notes are secured by a first-priority lien on substantially all personal property, include financial and governance-related default triggers, and can be accelerated at 110% of amounts due with 12% default interest.
Origin Materials, Inc. reported Q3 2025 results showing lower sales and continued losses alongside a going concern warning. Total revenues were $4.657 million for Q3 2025 versus $8.202 million a year ago, with a net loss of $16.382 million (basic and diluted EPS $0.11 loss). For the nine months ended September 30, 2025, revenues were $15.900 million and net loss was $55.570 million.
As of September 30, 2025, cash, cash equivalents, and marketable securities totaled $54.3 million, and the company used $23.872 million in operating cash year‑to‑date. Management disclosed that these conditions raise substantial doubt about continuing as a going concern and noted it is evaluating financing and strategic options. Year‑to‑date results include an impairment of assets of $16.820 million and a gain of $4.048 million from changes in the fair value of common stock warrants. The top two customers accounted for approximately 100% of Q3 2025 revenue.
Origin Materials, Inc. (ORGN) filed an 8-K stating it furnished a press release announcing financial results for the year ended September 30, 2025. The release, dated November 13, 2025, is attached as Exhibit 99.1.
The company noted the information under Item 2.02 and Exhibit 99.1 is being furnished, not filed, which limits its use under certain securities law provisions. No financial figures are included in this notice; details are contained in the accompanying press release.