STOCK TITAN

[Form 4] Oric Pharmaceuticals, Inc. Insider Trading Activity

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4
Rhea-AI Filing Summary

Insider Transaction Overview (Form 4)

Nextracker Inc. (ticker: NXT) disclosed that Chief Operating Officer Nicholas Marco Miller sold 946 shares of common stock on July 1, 2025 at $54.27 per share. The transaction was conducted under a Rule 10b5-1 trading plan adopted on March 13, 2025.

Following the sale, Miller’s directly held position stands at 169,054 shares. No derivative securities were exercised, acquired or disposed of during the reporting period, and no additional transactions were reported.

The disposal represents roughly 0.56 % of the executive’s disclosed direct holdings, indicating a modest portfolio adjustment rather than a significant off-load. Because the trade was pre-arranged and involves a small fraction of total ownership, the filing is generally viewed as neutral from a market-signal perspective.

Panoramica sulle operazioni degli insider (Modulo 4)

Nextracker Inc. (simbolo: NXT) ha comunicato che il Chief Operating Officer Nicholas Marco Miller ha venduto 946 azioni ordinarie il 1° luglio 2025 al prezzo di 54,27 $ per azione. L’operazione è stata effettuata nell’ambito di un piano di trading secondo la Regola 10b5-1 adottato il 13 marzo 2025.

Dopo la vendita, la posizione detenuta direttamente da Miller ammonta a 169.054 azioni. Nel periodo di riferimento non sono stati esercitati, acquisiti o ceduti strumenti derivati, né sono state segnalate altre transazioni.

La cessione rappresenta circa il 0,56% delle partecipazioni dirette dichiarate dall’esecutivo, indicando un aggiustamento modesto del portafoglio piuttosto che una vendita significativa. Poiché l’operazione è stata predefinita e riguarda una piccola parte del totale delle azioni possedute, la comunicazione è generalmente considerata neutrale dal punto di vista del segnale di mercato.

Resumen de transacciones internas (Formulario 4)

Nextracker Inc. (símbolo: NXT) informó que el Director de Operaciones Nicholas Marco Miller vendió 946 acciones ordinarias el 1 de julio de 2025 a $54.27 por acción. La transacción se realizó bajo un plan de negociación conforme a la Regla 10b5-1 adoptado el 13 de marzo de 2025.

Tras la venta, la posición directa de Miller queda en 169,054 acciones. No se ejercieron, adquirieron ni dispusieron valores derivados durante el período reportado, ni se reportaron transacciones adicionales.

La venta representa aproximadamente un 0,56% de las participaciones directas declaradas del ejecutivo, lo que indica un ajuste modesto en la cartera más que una venta significativa. Debido a que la operación fue preestablecida e involucra una pequeña fracción de la propiedad total, la presentación generalmente se considera neutral desde la perspectiva de la señal del mercado.

내부자 거래 개요 (양식 4)

Nextracker Inc. (티커: NXT)는 최고운영책임자 니콜라스 마르코 밀러2025년 7월 1일에 보통주 946주를 주당 54.27달러에 매도했다고 공시했습니다. 이 거래는 2025년 3월 13일 채택된 규칙 10b5-1 거래 계획에 따라 이루어졌습니다.

매도 후 밀러가 직접 보유한 주식 수는 169,054주입니다. 보고 기간 동안 파생 증권의 행사, 취득 또는 처분은 없었으며 추가 거래도 보고되지 않았습니다.

이번 처분은 임원의 공개된 직접 보유 지분의 약 0.56%에 해당하며, 이는 대규모 매도가 아닌 소폭의 포트폴리오 조정임을 나타냅니다. 거래가 사전에 계획되었고 전체 소유 지분의 일부에 불과하기 때문에 이번 신고는 시장 신호 측면에서 중립적으로 간주됩니다.

Vue d'ensemble des transactions d'initiés (Formulaire 4)

Nextracker Inc. (symbole : NXT) a déclaré que le Directeur des opérations Nicholas Marco Miller a vendu 946 actions ordinaires le 1er juillet 2025 au prix de 54,27 $ par action. La transaction a été réalisée dans le cadre d’un plan de négociation selon la règle 10b5-1 adopté le 13 mars 2025.

Après la vente, la position détenue directement par Miller s’élève à 169 054 actions. Aucun titre dérivé n’a été exercé, acquis ou cédé durant la période déclarée, et aucune transaction supplémentaire n’a été signalée.

La cession représente environ 0,56 % des participations directes divulguées de l’exécutif, indiquant un ajustement modéré du portefeuille plutôt qu’une vente importante. Étant donné que la transaction était préétablie et concerne une petite fraction de la propriété totale, le dépôt est généralement considéré comme neutre du point de vue du signal de marché.

Überblick über Insider-Transaktionen (Formular 4)

Nextracker Inc. (Ticker: NXT) gab bekannt, dass der Chief Operating Officer Nicholas Marco Miller am 1. Juli 2025 946 Stammaktien zu einem Preis von 54,27 $ pro Aktie verkauft hat. Die Transaktion erfolgte im Rahmen eines Handelsplans gemäß Regel 10b5-1, der am 13. März 2025 angenommen wurde.

Nach dem Verkauf hält Miller direkt 169.054 Aktien. Während des Berichtszeitraums wurden keine Derivate ausgeübt, erworben oder veräußert, und es wurden keine weiteren Transaktionen gemeldet.

Der Verkauf entspricht etwa 0,56 % der direkt gehaltenen Aktien des Geschäftsführers und stellt eine geringfügige Portfolioanpassung und keinen bedeutenden Abbau dar. Da der Handel vorab geplant war und nur einen kleinen Teil des Gesamtbesitzes betrifft, wird die Meldung im Allgemeinen als neutral aus Marktsignal-Perspektive angesehen.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Minor, pre-planned insider sale (946 shares, 0.56 % of holdings); limited valuation impact for NXT.

The transaction involves a small number of shares relative to the COO’s stake and was executed pursuant to a previously adopted 10b5-1 plan, reducing signaling risk. With no accompanying derivative activity, the filing does not alter supply-demand dynamics or suggest a shift in management’s conviction. For valuation models, the change is immaterial; total insider ownership remains essentially intact.

TL;DR: Governance-friendly disclosure; sale aligns with SEC safe-harbor rules and raises no red flags.

The adoption of a 10b5-1 plan months before execution demonstrates good governance practices, insulating the trade from insider-timing concerns. The small scale (under 1 % of holdings) suggests routine liquidity management. There are no indications of unusual timing or concentrated selling, so the filing is classified as not materially impactful.

Panoramica sulle operazioni degli insider (Modulo 4)

Nextracker Inc. (simbolo: NXT) ha comunicato che il Chief Operating Officer Nicholas Marco Miller ha venduto 946 azioni ordinarie il 1° luglio 2025 al prezzo di 54,27 $ per azione. L’operazione è stata effettuata nell’ambito di un piano di trading secondo la Regola 10b5-1 adottato il 13 marzo 2025.

Dopo la vendita, la posizione detenuta direttamente da Miller ammonta a 169.054 azioni. Nel periodo di riferimento non sono stati esercitati, acquisiti o ceduti strumenti derivati, né sono state segnalate altre transazioni.

La cessione rappresenta circa il 0,56% delle partecipazioni dirette dichiarate dall’esecutivo, indicando un aggiustamento modesto del portafoglio piuttosto che una vendita significativa. Poiché l’operazione è stata predefinita e riguarda una piccola parte del totale delle azioni possedute, la comunicazione è generalmente considerata neutrale dal punto di vista del segnale di mercato.

Resumen de transacciones internas (Formulario 4)

Nextracker Inc. (símbolo: NXT) informó que el Director de Operaciones Nicholas Marco Miller vendió 946 acciones ordinarias el 1 de julio de 2025 a $54.27 por acción. La transacción se realizó bajo un plan de negociación conforme a la Regla 10b5-1 adoptado el 13 de marzo de 2025.

Tras la venta, la posición directa de Miller queda en 169,054 acciones. No se ejercieron, adquirieron ni dispusieron valores derivados durante el período reportado, ni se reportaron transacciones adicionales.

La venta representa aproximadamente un 0,56% de las participaciones directas declaradas del ejecutivo, lo que indica un ajuste modesto en la cartera más que una venta significativa. Debido a que la operación fue preestablecida e involucra una pequeña fracción de la propiedad total, la presentación generalmente se considera neutral desde la perspectiva de la señal del mercado.

내부자 거래 개요 (양식 4)

Nextracker Inc. (티커: NXT)는 최고운영책임자 니콜라스 마르코 밀러2025년 7월 1일에 보통주 946주를 주당 54.27달러에 매도했다고 공시했습니다. 이 거래는 2025년 3월 13일 채택된 규칙 10b5-1 거래 계획에 따라 이루어졌습니다.

매도 후 밀러가 직접 보유한 주식 수는 169,054주입니다. 보고 기간 동안 파생 증권의 행사, 취득 또는 처분은 없었으며 추가 거래도 보고되지 않았습니다.

이번 처분은 임원의 공개된 직접 보유 지분의 약 0.56%에 해당하며, 이는 대규모 매도가 아닌 소폭의 포트폴리오 조정임을 나타냅니다. 거래가 사전에 계획되었고 전체 소유 지분의 일부에 불과하기 때문에 이번 신고는 시장 신호 측면에서 중립적으로 간주됩니다.

Vue d'ensemble des transactions d'initiés (Formulaire 4)

Nextracker Inc. (symbole : NXT) a déclaré que le Directeur des opérations Nicholas Marco Miller a vendu 946 actions ordinaires le 1er juillet 2025 au prix de 54,27 $ par action. La transaction a été réalisée dans le cadre d’un plan de négociation selon la règle 10b5-1 adopté le 13 mars 2025.

Après la vente, la position détenue directement par Miller s’élève à 169 054 actions. Aucun titre dérivé n’a été exercé, acquis ou cédé durant la période déclarée, et aucune transaction supplémentaire n’a été signalée.

La cession représente environ 0,56 % des participations directes divulguées de l’exécutif, indiquant un ajustement modéré du portefeuille plutôt qu’une vente importante. Étant donné que la transaction était préétablie et concerne une petite fraction de la propriété totale, le dépôt est généralement considéré comme neutre du point de vue du signal de marché.

Überblick über Insider-Transaktionen (Formular 4)

Nextracker Inc. (Ticker: NXT) gab bekannt, dass der Chief Operating Officer Nicholas Marco Miller am 1. Juli 2025 946 Stammaktien zu einem Preis von 54,27 $ pro Aktie verkauft hat. Die Transaktion erfolgte im Rahmen eines Handelsplans gemäß Regel 10b5-1, der am 13. März 2025 angenommen wurde.

Nach dem Verkauf hält Miller direkt 169.054 Aktien. Während des Berichtszeitraums wurden keine Derivate ausgeübt, erworben oder veräußert, und es wurden keine weiteren Transaktionen gemeldet.

Der Verkauf entspricht etwa 0,56 % der direkt gehaltenen Aktien des Geschäftsführers und stellt eine geringfügige Portfolioanpassung und keinen bedeutenden Abbau dar. Da der Handel vorab geplant war und nur einen kleinen Teil des Gesamtbesitzes betrifft, wird die Meldung im Allgemeinen als neutral aus Marktsignal-Perspektive angesehen.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Piscitelli Dominic

(Last) (First) (Middle)
C/O ORIC PHARMACEUTICALS, INC.
240 E. GRAND AVE., 2ND FLOOR

(Street)
SOUTH SAN FRANCISCO CA 94080

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Oric Pharmaceuticals, Inc. [ ORIC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
3. Date of Earliest Transaction (Month/Day/Year)
07/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 07/01/2025 S(1) 20,000 D $10.0486(2) 48,317 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 30, 2024.
2. Represents the weighted average share price of an aggregate total of 20,000 shares sold in the price range of $10.00 to $10.135 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
/s/ Christian Kuhlen, attorney-in-fact 07/02/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many NXT shares did COO Nicholas Miller sell on July 1, 2025?

He sold 946 shares of Nextracker common stock.

At what price were the Nextracker shares sold?

The shares were sold at $54.27 per share.

What is Nicholas Miller’s remaining direct ownership after the sale?

He now directly owns 169,054 shares of NXT.

Was the transaction executed under a Rule 10b5-1 trading plan?

Yes. The filing states the sale was under a 10b5-1 plan adopted on March 13, 2025.

Does the Form 4 report any derivative security transactions?

No. No derivative securities were acquired or disposed of in this filing.

What position does Nicholas Miller hold at Nextracker Inc.?

He is the company’s Chief Operating Officer.

Why is a 10b5-1 plan relevant for insider trades?

It provides an affirmative defense against insider-trading allegations by pre-scheduling trades outside of material non-public information periods.
Oric Pharmaceuticals, Inc.

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Biotechnology
Pharmaceutical Preparations
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United States
SOUTH SAN FRANCISCO