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Orion Group (ORN) CEO gets 2,000 shares through stock purchase plan

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Orion Group Holdings President and CEO Travis J. Boone acquired 2,000 shares of common stock through a grant under the company’s Employee Stock Purchase Plan. The shares were acquired at a price of $6.8085 per share in a transaction exempt under Rule 16b-3(c).

After this award, Boone directly holds a total of 734,396 shares of Orion Group Holdings common stock, reflecting a routine, compensation-related increase in his equity stake rather than an open-market purchase.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Boone Travis J

(Last) (First) (Middle)
2940 RIVERBY ROAD
SUITE 400

(Street)
HOUSTON TX 77020

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Orion Group Holdings Inc [ ORN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
PRESIDENT & CEO
3. Date of Earliest Transaction (Month/Day/Year)
03/16/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/16/2026 A(1) 2,000 A $6.8085 734,396 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. These shares were acquired under the Orion Group Holdings, Inc. Employee Stock Purchase Plan in transactions that were exempt under Rule 16b-3(c).
/s/ Travis J. Boone 03/17/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Orion Group Holdings (ORN) CEO Travis J. Boone report in this Form 4 filing?

Travis J. Boone reported receiving 2,000 shares of Orion Group Holdings common stock. The shares were granted under the company’s Employee Stock Purchase Plan as a compensation-related acquisition, rather than an open-market trade, and are exempt under Rule 16b-3(c).

How many Orion Group Holdings (ORN) shares did the CEO acquire and at what price?

The CEO acquired 2,000 shares of Orion Group Holdings common stock at $6.8085 per share. These shares were issued through the Employee Stock Purchase Plan as part of his compensation, not bought independently on the open market.

How many Orion Group Holdings (ORN) shares does Travis J. Boone own after this transaction?

After the transaction, Travis J. Boone directly owns 734,396 shares of Orion Group Holdings common stock. This total reflects the addition of the 2,000 shares granted under the Employee Stock Purchase Plan reported in this Form 4 filing.

Was the Orion Group Holdings (ORN) CEO’s share acquisition an open-market purchase?

No, the CEO’s 2,000-share acquisition was not an open-market purchase. The shares were acquired under the Orion Group Holdings Employee Stock Purchase Plan in a transaction exempt under Rule 16b-3(c), indicating a structured, compensation-related grant.

What is the significance of Rule 16b-3(c) in the Orion Group Holdings (ORN) Form 4?

Rule 16b-3(c) allows certain insider transactions, such as grants under employee plans, to be exempt from short-swing profit rules. In this case, the CEO’s 2,000-share acquisition under the Employee Stock Purchase Plan qualifies as an exempt, compensation-related transaction.
Orion Group Hldgs Inc

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406.04M
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Engineering & Construction
Heavy Construction Other Than Bldg Const - Contractors
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United States
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