One Stop Systems CFO withholds 3,832 shares
OSS’s CFO had shares withheld to cover taxes on vested RSUs and continues to hold a significant equity position.
Sentiment and the balance of points
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Form Type
4
Rhea-AI Filing Summary
ONE STOP SYSTEMS, INC. (OSS) reported that its Chief Financial Officer, Daniel G. Gabel, had 3,832 shares of common stock withheld on August 7, 2026 to pay tax liabilities upon conversion of 11,881 vested restricted stock units into common shares. After this tax-withholding disposition, he holds 150,064 shares directly, including 115,881 unvested restricted stock units that remain subject to vesting conditions. No Rule 10b5-1 trading plan is reported for this transaction.
Insider Trade Summary
Tax Withholding: 3,832 shares
Tax Withholding
1 txn
Insider
Gabel Daniel G.
Role
Chief Financial Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Tax Withholding | Common Stock F1, F2 | 3,832 | $13.32 | $51K |
Holdings After Transaction:
Common Stock — 150,064 shares (Direct)
Footnotes (2)
- F1. The Reporting Person forfeited 3,832 shares of common stock upon conversion of an aggregate 11,881 vested and outstanding restricted stock units into shares of common stock to cover tax withholdings, using the market price of the issuer's common stock at the time of forfeiture. These restricted stock units were part of the grant reported in Table I of the Form 4 filed by the Reporting Person with the Securities and Exchange Commission on February 7, 2025.
- F2. Includes 115,881 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.
Key Figures
Shares withheld for taxes: 3,832 shares
Price used for tax-withholding shares: $13.32 per share
RSUs converted: 11,881 restricted stock units
+2 more
5 metrics
Shares withheld for taxes
3,832 shares
Common stock forfeited on August 7, 2026 to cover tax liabilities
Price used for tax-withholding shares
$13.32 per share
Market price applied to the 3,832 withheld shares
RSUs converted
11,881 restricted stock units
Vested RSUs converted into common stock on August 7, 2026
Holdings after transaction
150,064 shares
Common stock directly held by the CFO following the disposition
Unvested restricted stock units
115,881 RSUs
Unvested RSUs that remain subject to vesting conditions
Key Terms
restricted stock units, tax withholdings, vesting conditions, Form 4
4 terms
restricted stock units financial
"conversion of 11,881 vested and outstanding restricted stock units into shares"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
tax withholdings financial
"to cover tax withholdings, using the market price of the issuer's"
vesting conditions financial
"unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions"
Vesting conditions are the rules that determine when someone earning company stock or stock options actually gains the right to keep or sell them, typically based on staying with the company for a set time or meeting performance targets. Think of it like keys that unlock gradually — some unlock by calendar date, others only after agreed milestones. Investors care because vesting shapes management incentives, the timing of share sales, and the number of shares that can enter the market, which can affect a company's valuation and ownership mix.
Form 4 regulatory
"grant reported in Table I of the Form 4 filed by the Reporting Person"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider transaction did OSS CFO Daniel G. Gabel report on this Form 4 for OSS?
He reported a disposition of 3,832 shares of ONE STOP SYSTEMS, INC. common stock on August 7, 2026, through withholding of shares to cover tax liabilities tied to the conversion of vested restricted stock units.
Was the OSS CFO’s August 7, 2026 transaction made under a Rule 10b5-1 trading plan?
No. The Form 4 indicates that no Rule 10b5-1 trading plan is associated with the August 7, 2026 tax-withholding disposition reported by the ONE STOP SYSTEMS, INC. Chief Financial Officer.
What equity award activity underlies the OSS CFO’s reported tax-withholding disposition?
The transaction relates to the conversion of 11,881 vested and outstanding restricted stock units into common shares of ONE STOP SYSTEMS, INC., from which 3,832 shares were forfeited to satisfy tax withholdings.
What portion of the OSS CFO’s reported holdings remains unvested after this Form 4 event?
Within his reported holdings, 115,881 restricted stock units remain unvested and continue to be subject to vesting conditions, according to the footnote describing his equity awards.
AI-generated analysis. How Rhea-AI works. Not financial advice.
