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[SCHEDULE 13G/A] OS Therapies Incorporated SEC Filing

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
SCHEDULE 13G/A
Rhea-AI Filing Summary

Thomas A. Satterfield Jr. reports beneficial ownership of 3,115,681 shares of OS Therapies common stock, representing 9.4% of the outstanding shares. The filing aggregates shares held directly and indirectly and assumes conversion of Series A convertible preferred and exercise of warrants when reporting the total stake.

The disclosed holdings are distributed across entities controlled by Mr. Satterfield, including Tomsat Investment & Trading Co., A.G. Family L.P., Caldwell Mill Opportunity Fund, LLC and Satterfield Vintage Investments, L.P. The filing also states the securities were not acquired to change or influence control of the issuer.

Thomas A. Satterfield Jr. comunica la titolarità beneficiaria di 3,115,681 azioni ordinarie di OS Therapies, pari al 9.4% delle azioni in circolazione. La comunicazione aggrega azioni detenute direttamente e indirettamente e presuppone la conversione delle azioni privilegiate convertibili di Serie A e l'esercizio dei warrant nel calcolo della partecipazione complessiva.

Le partecipazioni dichiarate sono ripartite tra entità controllate dal Sig. Satterfield, tra cui Tomsat Investment & Trading Co., A.G. Family L.P., Caldwell Mill Opportunity Fund, LLC e Satterfield Vintage Investments, L.P. La comunicazione precisa inoltre che i titoli non sono stati acquisiti per modificare o influenzare il controllo dell'emittente.

Thomas A. Satterfield Jr. informa la titularidad beneficiaria de 3,115,681 acciones ordinarias de OS Therapies, que representan el 9.4% de las acciones en circulación. La presentación agrega las acciones poseídas directa e indirectamente y supone la conversión de las acciones preferentes convertibles de la Serie A y el ejercicio de los warrants al informar la participación total.

Las participaciones declaradas están distribuidas entre entidades controladas por el Sr. Satterfield, incluidas Tomsat Investment & Trading Co., A.G. Family L.P., Caldwell Mill Opportunity Fund, LLC y Satterfield Vintage Investments, L.P. La presentación también indica que los valores no fueron adquiridos para cambiar o influir en el control del emisor.

Thomas A. Satterfield Jr.는 OS Therapies 보통주 3,115,681주의 실질적 소유권을 보유하고 있으며, 이는 발행 주식의 9.4%에 해당한다고 보고했습니다. 해당 보고서는 직접 및 간접 보유 주식을 합산하며 총 지분을 계산할 때 시리즈 A 전환우선주의 전환워런트의 행사를 가정합니다.

공개된 보유는 Tomsat Investment & Trading Co., A.G. Family L.P., Caldwell Mill Opportunity Fund, LLC 및 Satterfield Vintage Investments, L.P. 등 Satterfield 씨가 지배하는 법인들에 걸쳐 분산되어 있습니다. 보고서는 또한 해당 증권이 발행사의 지배권을 변경하거나 영향력을 행사하기 위해 취득된 것이 아님을 명시하고 있습니다.

Thomas A. Satterfield Jr. déclare la propriété bénéficiaire de 3,115,681 actions ordinaires d'OS Therapies, représentant 9.4% des actions en circulation. Le dépôt agrège les actions détenues directement et indirectement et suppose la conversion des actions privilégiées convertibles de série A ainsi que l'exercice des bons de souscription lors du calcul de la participation totale.

Les avoirs déclarés sont répartis entre des entités contrôlées par M. Satterfield, notamment Tomsat Investment & Trading Co., A.G. Family L.P., Caldwell Mill Opportunity Fund, LLC et Satterfield Vintage Investments, L.P. Le dépôt précise également que ces titres n'ont pas été acquis dans le but de modifier ou d'influencer le contrôle de l'émetteur.

Thomas A. Satterfield Jr. meldet wirtschaftliches Eigentum an 3,115,681 Aktien der OS Therapies-Stammaktien, was 9.4% der ausstehenden Aktien entspricht. Die Meldung fasst direkt und indirekt gehaltene Aktien zusammen und geht von der Umwandlung der Series-A wandelbaren Vorzugsaktien sowie der Ausübung von Warrants bei der Angabe der Gesamtbeteiligung aus.

Die offengelegten Bestände verteilen sich auf von Herrn Satterfield kontrollierte Gesellschaften, darunter Tomsat Investment & Trading Co., A.G. Family L.P., Caldwell Mill Opportunity Fund, LLC und Satterfield Vintage Investments, L.P. Die Meldung gibt außerdem an, dass die Wertpapiere nicht erworben wurden, um die Kontrolle des Emittenten zu ändern oder zu beeinflussen.

Positive
  • Beneficial ownership disclosed: 3,115,681 shares, representing 9.4% of outstanding common stock.
  • Convertible instruments included: Disclosure assumes conversion of 558,034 Series A preferred and exercise of 613,841 warrants when reporting stake.
  • Entity-level transparency: Holdings are detailed across controlled entities (Tomsat Investment & Trading Co., A.G. Family L.P., Caldwell Mill Opportunity Fund, Satterfield Vintage Investments, L.P.).
  • Passive intent certified: Filing includes a certification that the securities were not acquired to change or influence control of the issuer.
Negative
  • None.

Insights

TL;DR: A significant 9.4% stake is disclosed, including convertibles and warrants that enlarge economic exposure if converted or exercised.

The Schedule 13G/A shows Mr. Satterfield beneficially owns 3,115,681 shares, calculated by including 558,034 Series A convertible preferred (assumed converted) and 613,841 warrants (assumed exercised). Consolidation of holdings across multiple controlled entities is clearly disclosed, which matters for understanding voting and disposition power. The filing also contains a certification that the securities were not acquired to influence control, indicating a passive intent under Schedule 13G rules. For investors, the key material facts are the percentage stake and the nature of the convertible instruments that expand potential ownership.

TL;DR: Reporting shows concentrated ownership through affiliated vehicles, with clear disclosure of convertible instruments and a passive ownership certification.

The statement identifies multiple affiliated entities holding shares and notes that some common shares are issuable upon conversion/exercise, which increases potential alignment or influence depending on future conversions. The explicit identification of controlled entities (Tomsat Investment & Trading Co., A.G. Family L.P., Caldwell Mill Opportunity Fund, Satterfield Vintage Investments, L.P.) provides transparency about beneficial ownership structure. The certification that holdings were not acquired to affect control is material for governance assessment, but the filing itself does not indicate any change in control intentions.

Thomas A. Satterfield Jr. comunica la titolarità beneficiaria di 3,115,681 azioni ordinarie di OS Therapies, pari al 9.4% delle azioni in circolazione. La comunicazione aggrega azioni detenute direttamente e indirettamente e presuppone la conversione delle azioni privilegiate convertibili di Serie A e l'esercizio dei warrant nel calcolo della partecipazione complessiva.

Le partecipazioni dichiarate sono ripartite tra entità controllate dal Sig. Satterfield, tra cui Tomsat Investment & Trading Co., A.G. Family L.P., Caldwell Mill Opportunity Fund, LLC e Satterfield Vintage Investments, L.P. La comunicazione precisa inoltre che i titoli non sono stati acquisiti per modificare o influenzare il controllo dell'emittente.

Thomas A. Satterfield Jr. informa la titularidad beneficiaria de 3,115,681 acciones ordinarias de OS Therapies, que representan el 9.4% de las acciones en circulación. La presentación agrega las acciones poseídas directa e indirectamente y supone la conversión de las acciones preferentes convertibles de la Serie A y el ejercicio de los warrants al informar la participación total.

Las participaciones declaradas están distribuidas entre entidades controladas por el Sr. Satterfield, incluidas Tomsat Investment & Trading Co., A.G. Family L.P., Caldwell Mill Opportunity Fund, LLC y Satterfield Vintage Investments, L.P. La presentación también indica que los valores no fueron adquiridos para cambiar o influir en el control del emisor.

Thomas A. Satterfield Jr.는 OS Therapies 보통주 3,115,681주의 실질적 소유권을 보유하고 있으며, 이는 발행 주식의 9.4%에 해당한다고 보고했습니다. 해당 보고서는 직접 및 간접 보유 주식을 합산하며 총 지분을 계산할 때 시리즈 A 전환우선주의 전환워런트의 행사를 가정합니다.

공개된 보유는 Tomsat Investment & Trading Co., A.G. Family L.P., Caldwell Mill Opportunity Fund, LLC 및 Satterfield Vintage Investments, L.P. 등 Satterfield 씨가 지배하는 법인들에 걸쳐 분산되어 있습니다. 보고서는 또한 해당 증권이 발행사의 지배권을 변경하거나 영향력을 행사하기 위해 취득된 것이 아님을 명시하고 있습니다.

Thomas A. Satterfield Jr. déclare la propriété bénéficiaire de 3,115,681 actions ordinaires d'OS Therapies, représentant 9.4% des actions en circulation. Le dépôt agrège les actions détenues directement et indirectement et suppose la conversion des actions privilégiées convertibles de série A ainsi que l'exercice des bons de souscription lors du calcul de la participation totale.

Les avoirs déclarés sont répartis entre des entités contrôlées par M. Satterfield, notamment Tomsat Investment & Trading Co., A.G. Family L.P., Caldwell Mill Opportunity Fund, LLC et Satterfield Vintage Investments, L.P. Le dépôt précise également que ces titres n'ont pas été acquis dans le but de modifier ou d'influencer le contrôle de l'émetteur.

Thomas A. Satterfield Jr. meldet wirtschaftliches Eigentum an 3,115,681 Aktien der OS Therapies-Stammaktien, was 9.4% der ausstehenden Aktien entspricht. Die Meldung fasst direkt und indirekt gehaltene Aktien zusammen und geht von der Umwandlung der Series-A wandelbaren Vorzugsaktien sowie der Ausübung von Warrants bei der Angabe der Gesamtbeteiligung aus.

Die offengelegten Bestände verteilen sich auf von Herrn Satterfield kontrollierte Gesellschaften, darunter Tomsat Investment & Trading Co., A.G. Family L.P., Caldwell Mill Opportunity Fund, LLC und Satterfield Vintage Investments, L.P. Die Meldung gibt außerdem an, dass die Wertpapiere nicht erworben wurden, um die Kontrolle des Emittenten zu ändern oder zu beeinflussen.






Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)






SCHEDULE 13G




Comment for Type of Reporting Person: * Based on (i) 28,097,697 shares of common stock of the issuer outstanding as of May 13, 2025, as reported by the issuer in its Quarterly Report on Form 10-Q for the fiscal quarter ended March 31, 2025 and (ii) the sale of an additional 3,764,995 shares of common stock as reported by the issuer in its Current Report on Form 8-K filed on July 14, 2025. In addition to 1,943,806 shares of common stock, the Reporting Person may be deemed to beneficially own (i) 558,034 shares of the issuer's Series A Senior Convertible Preferred Stock, par value $0.001 per share (the "Series A Preferred Stock"), convertible into shares of the issuer's common stock based upon the conversion ratio set forth in the applicable Certificate of Designation (initially on a one-for-one basis, subject to adjustment) and (ii) 613,841 warrants to purchase one share of common stock (the "Warrants"), at an initial exercise price of $3.00 per share (subject to adjustment). The share numbers set forth herein represent the number of shares of common stock held by the Reporting Person and assume the conversion of the Series A Preferred Stock into common stock and the exercise of the Warrants.


SCHEDULE 13G



Thomas A. Satterfield, Jr.
Signature:/s/ Thomas A. Satterfield, Jr.
Name/Title:Thomas A. Satterfield, Jr.
Date:08/13/2025

FAQ

How many OS Therapies (OSTX) shares does Thomas A. Satterfield Jr. beneficially own?

The filing reports 3,115,681 shares beneficially owned, representing 9.4% of the class.

Does the reported stake include convertible securities or warrants for OSTX?

Yes. The total assumes conversion of 558,034 Series A convertible preferred and exercise of 613,841 warrants when calculating the aggregate ownership.

Through which entities are Satterfield's OSTX holdings held?

Holdings are held across affiliated entities: Tomsat Investment & Trading Co., A.G. Family L.P., Caldwell Mill Opportunity Fund, LLC and Satterfield Vintage Investments, L.P.

What percentage of OSTX does the reported ownership represent?

The filing states the reported ownership represents 9.4% of OS Therapies' outstanding common stock.

Does the filing indicate an intent to influence control of OS Therapies (OSTX)?

The filing includes a certification that the securities were not acquired and are not held for the purpose of changing or influencing control of the issuer.

Are the share totals based on issuer-reported outstanding shares?

Yes. The percentage is calculated based on the issuer's reported outstanding shares and additional share transactions disclosed by the issuer in its reports.
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