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Off The Hook Ys Inc. (OTH) insider awarded 5,000 RSUs in Form 4 filing

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Off The Hook Ys Inc. reported an equity award for a company insider. Vice President and Director Andrew Simmons filed a Form 4 disclosing a grant of 5,000 restricted stock units (RSUs) of the company’s common stock on 12/09/2025. Each RSU represents a contingent right to receive one share of common stock.

The filing notes that these 5,000 RSUs vested immediately on the grant date, with a stated price of $0 for the derivative security. After this grant, Simmons beneficially owns 5,000 derivative securities directly. This is a routine insider compensation disclosure rather than a market transaction in existing shares.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
SIMMONS ANDREW JAMES

(Last) (First) (Middle)
1701 JEL WADE DRIVE

(Street)
WILMINGTON NC 28401

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
OFF THE HOOK YS INC. [ OTH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Vice President and Director
3. Date of Earliest Transaction (Month/Day/Year)
12/09/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
RSUs(1) $0 12/09/2025 A 5,000 (2) (3) Common Stock 5,000 $0 5,000 D
Explanation of Responses:
1. Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Company's common stock upon vesting.
2. These RSUs vested immediately on the grant date.
3. Not applicable
/s/ Andrew Simmons 12/11/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Off The Hook Ys Inc. (OTH) disclose?

Off The Hook Ys Inc. disclosed that Vice President and Director Andrew Simmons received a grant of 5,000 restricted stock units (RSUs) of the company’s common stock on 12/09/2025.

Who is the reporting person in this Off The Hook Ys Inc. (OTH) Form 4?

The reporting person is Andrew Simmons, who serves as a Director and Vice President of Off The Hook Ys Inc.

How many RSUs did the Off The Hook Ys Inc. (OTH) insider receive and what do they represent?

Andrew Simmons received 5,000 RSUs. Each restricted stock unit represents a contingent right to receive one share of Off The Hook Ys Inc. common stock upon vesting.

When did the RSUs for the Off The Hook Ys Inc. (OTH) insider vest?

The filing states that the 5,000 RSUs vested immediately on the grant date of 12/09/2025.

What is the reported price and ownership form of the Off The Hook Ys Inc. (OTH) RSUs?

The RSUs are listed with a price of $0 as a derivative security. Following the transaction, 5,000 derivative securities are shown as directly owned by Andrew Simmons.

Is this Off The Hook Ys Inc. (OTH) Form 4 filed by multiple reporting persons?

No. The form indicates it is filed by one reporting person, Andrew Simmons.

Off the Hook YS Inc.

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