Otis (NYSE: OTIS) EVP nets stock from RSU vesting moves

Filing Impact

(Neutral)

Filing Sentiment

(Negative)

Form Type

Rhea-AI Filing Summary

Otis Worldwide Corp executive Kimberly Shannon Gosk reported routine equity compensation activity involving restricted stock units (RSUs) and related common stock transactions. On February 6, 2026, 297 RSUs converted into common stock and 88 shares of common stock were withheld at $89.85 per share, leaving 7,227 common shares directly owned. On February 7, 2026, 322 RSUs converted into common stock and 96 shares were withheld at $89.85 per share, resulting in 7,453 common shares directly owned. After these transactions, Gosk also held 304 RSUs, each convertible into one share of common stock.

Insider Trade Summary

619 shares exercised/converted

Mixed 6 txns

Insider Gosk Kimberly Shannon

Role EVP & CPO

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	322	$0.00	--
Exercise	Common Stock	322	$0.00	--
Tax Withholding	Common Stock	96	$89.85	$9K
Exercise	Restricted Stock Units	297	$0.00	--
Exercise	Common Stock	297	$0.00	--
Tax Withholding	Common Stock	88	$89.85	$8K

Holdings After Transaction: Restricted Stock Units — 0 shares (Direct); Common Stock — 7,549 shares (Direct)

Footnotes (1)

Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. On February 6, 2024, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date. On February 7, 2023, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The last installment vested on the Transaction Date.

Form 4 Insider Transactions: What Each Field Means →

02/10/2026 - 04:46 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Gosk Kimberly Shannon

(Last)

(First)

(Middle)

1 CARRIER PLACE

(Street)

FARMINGTON

06032

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
Otis Worldwide Corp [ OTIS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	EVP & CPO

3. Date of Earliest Transaction (Month/Day/Year)
02/06/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	02/06/2026		M		297	A	⁽¹⁾	7,315	D
Common Stock	02/06/2026		F		88	D	$89.85	7,227	D
Common Stock	02/07/2026		M		322	A	⁽¹⁾	7,549	D
Common Stock	02/07/2026		F		96	D	$89.85	7,453	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽¹⁾	02/06/2026		M			297	⁽²⁾	⁽²⁾	Common Stock	297	$0	304	D
Restricted Stock Units	⁽¹⁾	02/07/2026		M			322	⁽³⁾	⁽³⁾	Common Stock	322	$0	0	D

Explanation of Responses:

1. Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

2. On February 6, 2024, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date.

3. On February 7, 2023, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The last installment vested on the Transaction Date.

	Susan Grady, Attorney-in-Fact	02/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did Otis (OTIS) EVP Kimberly Shannon Gosk report?

Kimberly Shannon Gosk reported RSU conversions into common stock and share withholdings to cover obligations. On February 6 and 7, 2026, a total of 619 RSUs converted and 184 common shares were withheld at $89.85 per share, adjusting her direct holdings.

How many Otis common shares does Kimberly Shannon Gosk hold after these Form 4 transactions?

After the reported transactions, Kimberly Shannon Gosk directly holds 7,453 shares of Otis common stock. This reflects RSU conversions on February 6 and 7, 2026, offset by share withholdings at $89.85 per share in connection with those vesting events.

What restricted stock unit (RSU) activity did Otis EVP Kimberly Shannon Gosk report?

Gosk reported 297 RSUs converting on February 6, 2026 and 322 RSUs converting on February 7, 2026, each on a one-for-one basis into Otis common shares. Following these events, she retained 304 RSUs, which also include credited dividend equivalents.

At what price were Otis shares withheld in Kimberly Shannon Gosk’s Form 4 filing?

Common shares were withheld at $89.85 per share in connection with the RSU vesting events. On February 6, 88 shares were withheld at this price, and on February 7, 96 shares were withheld at the same $89.85 per share level.

What is the vesting schedule of the Otis RSUs reported by Kimberly Shannon Gosk?

RSUs granted on February 6, 2024 vest in three substantially equal annual installments beginning one year after the grant, with the second installment vesting on February 6, 2026. RSUs granted on February 7, 2023 vest similarly, with the last installment vesting on February 7, 2026.

How do Kimberly Shannon Gosk’s Otis RSUs convert into common stock?

Each restricted stock unit converts into one share of Otis common stock on vesting. The RSUs also carry the right to receive dividend equivalents, which are credited as additional RSUs until they convert into common shares.