STOCK TITAN

Oncotelic (OTLC) CEO boosts stake with 335,759-share open-market buy

(Neutral)
(Positive)
Form Type
4

Rhea-AI Filing Summary

Oncotelic Therapeutics, Inc. Chairman and CEO Vuong Trieu reported open-market purchases of company common stock. On June 15, 2026, he bought 96,000 shares at $0.05 per share, and on June 17, 2026, he bought 239,759 shares at $0.0446 per share.

After these transactions, his directly held stake is reported as 93,629,319 shares of common stock. The filing also lists indirect holdings of 6,872,529 shares held by his spouse and 16,780,384 shares held through Autotelic Inc., providing a view of both his direct and related-entity ownership.

Positive

  • None.

Negative

  • None.
Insider Trieu Vuong
Role CHAIRMAN AND CEO
Bought 335,759 shs ($15K)
Type Security Shares Price Value
Purchase Common Stock 239,759 $0.0446 $11K
Purchase Common Stock 96,000 $0.045 $4K
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 93,629,319 shares (Direct); Common Stock — 16,780,384 shares (Indirect, By Autotelic Inc.); Common Stock — 6,872,529 shares (Indirect, By spouse)
Footnotes (1)
  1. F1. On June 15, 2026, Dr. Vuong Trieu purchased 96,000 shares of Oncotelic Therapeutics, Inc. in his individual capacity, from the open market at a price of $0.05. Further, on June 17, 2026, Dr. Vuong Trieu purchased 239,759 shares of Oncotelic Therapeutics, Inc. in his individual capacity, from the open market at a price of $0.0446.
Open-market purchase 1 96,000 shares at $0.05 Common Stock bought on June 15, 2026
Open-market purchase 2 239,759 shares at $0.0446 Common Stock bought on June 17, 2026
Total shares bought 335,759 shares Net buy across two open-market transactions
Direct holdings after trades 93,629,319 shares Common Stock directly owned after June 17, 2026 purchase
Indirect holdings by spouse 6,872,529 shares Common Stock held indirectly by spouse as of June 15, 2026
Indirect holdings via Autotelic Inc. 16,780,384 shares Common Stock held indirectly through Autotelic Inc. as of June 15, 2026
open-market purchase financial
"purchased 96,000 shares ... from the open market at a price of $0.05"
An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.
indirect ownership financial
"direct_or_indirect: "I", nature_of_ownership: "By spouse""
beneficial ownership financial
"filing lists indirect holdings ... by spouse and by Autotelic Inc."
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
Form 4 regulatory
"INSIDER FILING DATA (Form 4)"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

FAQ

What insider transactions did Oncotelic (OTLC) report for CEO Vuong Trieu?

Oncotelic reported that CEO Vuong Trieu made two open-market stock purchases, totaling 335,759 common shares. These buys occurred on June 15, 2026 and June 17, 2026, reflecting additional direct investment in the company’s equity.

How many Oncotelic (OTLC) shares did the CEO buy and at what prices?

Vuong Trieu purchased 96,000 shares at $0.05 per share on June 15, 2026 and 239,759 shares at $0.0446 per share on June 17, 2026. Both were open-market purchases of common stock.

What are Vuong Trieu’s direct Oncotelic (OTLC) shareholdings after these trades?

Following the reported open-market purchases, Vuong Trieu’s directly held position in Oncotelic common stock is 93,629,319 shares. This figure comes from the post-transaction ownership column associated with his most recent reported purchase transaction.

Were the Oncotelic (OTLC) CEO’s transactions open-market purchases?

Yes. The Form 4 classifies both transactions as open-market purchases of common stock, with transaction code “P” and footnote disclosure stating they were bought from the open market at per-share prices of $0.05 and $0.0446.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Trieu Vuong

(Last)(First)(Middle)
29397 AGOURA RD SUITE 107

(Street)
AGOURA HILLS CALIFORNIA 91301

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Oncotelic Therapeutics, Inc. [ OTLC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirectorX10% Owner
XOfficer (give title below)Other (specify below)
CHAIRMAN AND CEO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/15/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/17/2026(1)06/17/2026(1)P239,759A$0.044693,629,319D
Common Stock06/15/202606/15/2026P96,000A$0.04593,389,560D
Common Stock16,780,384IBy Autotelic Inc.
Common Stock6,872,529IBy spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. On June 15, 2026, Dr. Vuong Trieu purchased 96,000 shares of Oncotelic Therapeutics, Inc. in his individual capacity, from the open market at a price of $0.05. Further, on June 17, 2026, Dr. Vuong Trieu purchased 239,759 shares of Oncotelic Therapeutics, Inc. in his individual capacity, from the open market at a price of $0.0446.
/s/ Vuong Trieu06/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)