STOCK TITAN

Outlook Therapeutics (NASDAQ: OTLK) grants 210,078 stock options to CFO

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Outlook Therapeutics, Inc. reported that Chief Financial Officer Lawrence A. Kenyon received a grant of 210,078 stock options on July 21, 2026 under its 2024 Equity Incentive Plan. Each option covers one share of common stock at an exercise price of 1.4304 per share, vests in full on July 21, 2027, and expires on July 21, 2036, conditional on his continued service.

Positive

  • None.

Negative

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Insider KENYON LAWRENCE A
Role Chief Financial Officer
Type Security Shares Price Value
Grant/Award Stock Option (Right to Buy) F1 210,078 $0.00 $0.00
Holdings After Transaction: Stock Option (Right to Buy) — 210,078 shares (Direct)
Footnotes (1)
  1. F1. The option was granted to Mr. Kenyon on July 21, 2026, pursuant to the Issuer's 2024 Equity Incentive Plan and the Issuer's standard form of stock option agreement thereunder. The option vests and becomes exercisable in full on July 21, 2027, subject to Mr. Kenyon's continuing service with the Issuer through such vesting date.
Stock options granted 210078.0000 options Grant to CFO Lawrence A. Kenyon on July 21, 2026
Exercise price 1.4304 per share Exercise price for the granted stock options
Underlying common shares 210078.0000 shares Common stock issuable upon exercise of granted options
Vesting date July 21, 2027 Date options vest and become exercisable in full
Expiration date July 21, 2036 Expiry of options if not exercised
Post-grant option holdings 210078.0000 options Total derivative securities owned after the reported grant
Stock Option (Right to Buy) financial
"Reported security titled "Stock Option (Right to Buy)" for 210,078 shares"
Equity Incentive Plan financial
"The option was granted pursuant to the Issuer's 2024 Equity Incentive Plan"
An equity incentive plan is a program that gives employees, executives or directors the right to receive company stock or options to buy stock as part of their pay. Think of it as offering slices of future company profit to motivate people to boost long‑term performance; for investors it matters because it can align employee goals with shareholder value but also increases the number of shares outstanding, which can dilute existing ownership.
exercise price financial
"Each option has a conversion or exercise price of 1.4304 per share"
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
vesting financial
"The option vests and becomes exercisable in full on July 21, 2027"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did Outlook Therapeutics (OTLK) report for its CFO?

Outlook Therapeutics reported that CFO Lawrence A. Kenyon received a grant of 210,078 stock options on July 21, 2026. The options are a compensation award under the company’s 2024 Equity Incentive Plan.

How many stock options did the Outlook Therapeutics (OTLK) CFO receive?

The CFO received 210,078 stock options, each for one share of common stock. Following this grant, his reported derivative holdings related to this award total 210,078 options.

What is the exercise price of the Outlook Therapeutics (OTLK) CFO’s new options?

The granted options carry an exercise price of 1.4304 per share. This is the price at which the CFO can purchase Outlook Therapeutics common stock once the options vest and are exercised.

When do the CFO’s new Outlook Therapeutics (OTLK) options vest and expire?

The options vest and become fully exercisable on July 21, 2027, subject to the CFO’s continued service. They have an expiration date of July 21, 2036 if not exercised earlier.

Under what plan were the Outlook Therapeutics (OTLK) CFO’s options granted?

The options were granted under the company’s 2024 Equity Incentive Plan using its standard stock option agreement. This plan governs the terms, including vesting and expiration conditions for the award.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
KENYON LAWRENCE A

(Last)(First)(Middle)
C/O OUTLOOK THERAPEUTICS, INC.
111 S. WOOD AVE, UNIT #100

(Street)
ISELIN NEW JERSEY 08830

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Outlook Therapeutics, Inc. [ OTLK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/21/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (Right to Buy)$1.430407/21/2026A210,07807/21/2027(1)07/21/2036Common Stock210,078$0210,078D
Explanation of Responses:
1. The option was granted to Mr. Kenyon on July 21, 2026, pursuant to the Issuer's 2024 Equity Incentive Plan and the Issuer's standard form of stock option agreement thereunder. The option vests and becomes exercisable in full on July 21, 2027, subject to Mr. Kenyon's continuing service with the Issuer through such vesting date.
Lawrence Kenyon07/23/2021
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)