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[25-NSE] Ontrak, Inc. SEC Filing

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
25-NSE

Ontrak, Inc. (OTRQQ) is the subject of a Form 25 notification to remove its class of securities from listing and/or registration on the Nasdaq Stock Market LLC. Nasdaq certifies it has reasonable grounds to file the Form 25 and states the Exchange and/or issuer have complied with the applicable rule procedures for withdrawal. The provided document identifies the issuer and exchange but does not include a signed authorization or a specific removal date.

Ontrak, Inc. (OTRQQ) è oggetto di una notifica Form 25 per rimuovere la sua classe di titoli dall'elenco e/o dalla registrazione presso Nasdaq Stock Market LLC. Nasdaq certifica di avere motivi ragionevoli per presentare il Form 25 e afferma che la Borsa e/o l'emittente hanno rispettato le procedure normative applicabili per il ritiro. Il documento fornito identifica l'emittente e la Borsa, ma non include un'autorizzazione firmata né una data specifica di ritiro.

Ontrak, Inc. (OTRQQ) es objeto de una notificación Form 25 para retirar su clase de valores de la cotización y/o del registro en Nasdaq Stock Market LLC. Nasdaq certifica que tiene motivos razonables para presentar el Form 25 y señala que la Borsa y/o el emisor han cumplido con los procedimientos regulados aplicables para la retirada. El documento proporcionado identifica al emisor y a la bolsa, pero no incluye una autorización firmada ni una fecha de retirada específica.

Ontrak, Inc. (OTRQQ)은 Nasdaq Stock Market LLC에서 거래 및/또는 등록에서 해당 증권 등급을 제거하기 위한 Form 25 통지의 대상입니다. Nasdaq은 Form 25를 제출할 합리적 근거가 있음을 인증하고, 거래소 및/또는 발행인이 철회에 필요한 적용 규칙 절차를 준수했다고 명시합니다. 제공된 문서는 발행사와 거래소를 식별하지만 서명된 승인서나 구체적인 제거 날짜를 포함하지 않습니다.

Ontrak, Inc. (OTRQQ) est l'objet d'une notification Form 25 visant à retirer sa catégorie de titres de la cote et/ou de l'enregistrement sur Nasdaq Stock Market LLC. Nasdaq certifie qu'il existe des motifs raisonnables de déposer le Form 25 et indique que la Bourse et/ou l'émetteur ont respecté les procédures réglementaires applicables au retrait. Le document fourni identifie l'émetteur et la Bourse mais ne comprend pas d'autorisation signée ni une date de retrait spécifique.

Ontrak, Inc. (OTRQQ) ist Gegenstand einer Form 25-Benachrichtigung, um seine Wertpapierklasse von der Notierung und/oder Registrierung an der Nasdaq Stock Market LLC zu entfernen. Nasdaq bestätigt, dass ausreichende Gründe vorliegen, das Form 25 einzureichen, und erklärt, dass die Börse und/oder der Emittent die geltenden Verfahrensvorschriften für den Widerruf eingehalten haben. Das bereitgestellte Dokument identifiziert den Emittenten und die Börse, enthält jedoch keine unterschriebene Genehmigung oder ein konkretes Entfernen-Datum.

Ontrak, Inc. (OTRQQ) هي موضوع إشعار Form 25 لإزالة فئتها من القوائم وال/أو التسجيل في Nasdaq Stock Market LLC. تشهد Nasdaq بأن لديها أسباباً معقولة لتقديم Form 25 وتذكر أن البورصة و/أو المصدر قد امتثلا لإجراءات القواعد المعمول بها لعملية الانسحاب. يحدد المستند المقدم المُصدر والبورصة لكن لا يتضمن تفويضاً موقعاً أو تاريخ إزالة محدد.

Ontrak, Inc. (OTRQQ) 正接受 Form 25 通知,以将其证券类别从纳斯达克交易所股票市场有限责任公司(Nasdaq Stock Market LLC)的挂牌和/或注册中移除。纳斯达克证明其有合理根据提交 Form 25,并声明交易所和/或发行人已遵守适用的撤回规则程序。所提供的文件标识了发行人和交易所,但未包含签名授权或具体的撤回日期。

Positive
  • None.
Negative
  • Form 25 notifies removal from listing/registration of Ontrak, Inc. securities from the Nasdaq Stock Market LLC.
  • Document lacks a signed authorization and explicit removal date in the provided content, limiting clarity on timing and execution.
  • Filing indicates Nasdaq believes it has reasonable grounds to file the Form 25, implying the Exchange initiated or supported the removal process.

Insights

TL;DR: Form 25 submitted to remove Ontrak's Nasdaq listing; procedural compliance is asserted but key execution details are missing.

The filing is a formal notification that a class of Ontrak, Inc. securities is being removed from Nasdaq listing/registration. The Exchange certifies it has reasonable grounds and references compliance with the withdrawal procedures under the securities laws and Nasdaq rules. The document as provided lacks a signed authorization block and an explicit removal date, limiting clarity on timing and whether this is voluntary or exchange-initiated. From a listings perspective, the filing itself is material because it initiates the delisting/withdrawal process, but further documentation would be required to assess investor impact.

TL;DR: Notification indicates a removal process for Ontrak securities; governance implications depend on omitted details.

The Form 25 identifies Ontrak, Inc. and Nasdaq Stock Market LLC and states that the Exchange has complied with the relevant rule provisions to strike the securities from listing and/or registration. The filing references the issuer and Exchange compliance provisions but does not show the signed name, title, or date of the Exchange representative in the included content. For governance and regulatory review, the absence of those execution details and any explanatory rationale in this extract prevents a full assessment of motivations or compliance context.

Ontrak, Inc. (OTRQQ) è oggetto di una notifica Form 25 per rimuovere la sua classe di titoli dall'elenco e/o dalla registrazione presso Nasdaq Stock Market LLC. Nasdaq certifica di avere motivi ragionevoli per presentare il Form 25 e afferma che la Borsa e/o l'emittente hanno rispettato le procedure normative applicabili per il ritiro. Il documento fornito identifica l'emittente e la Borsa, ma non include un'autorizzazione firmata né una data specifica di ritiro.

Ontrak, Inc. (OTRQQ) es objeto de una notificación Form 25 para retirar su clase de valores de la cotización y/o del registro en Nasdaq Stock Market LLC. Nasdaq certifica que tiene motivos razonables para presentar el Form 25 y señala que la Borsa y/o el emisor han cumplido con los procedimientos regulados aplicables para la retirada. El documento proporcionado identifica al emisor y a la bolsa, pero no incluye una autorización firmada ni una fecha de retirada específica.

Ontrak, Inc. (OTRQQ)은 Nasdaq Stock Market LLC에서 거래 및/또는 등록에서 해당 증권 등급을 제거하기 위한 Form 25 통지의 대상입니다. Nasdaq은 Form 25를 제출할 합리적 근거가 있음을 인증하고, 거래소 및/또는 발행인이 철회에 필요한 적용 규칙 절차를 준수했다고 명시합니다. 제공된 문서는 발행사와 거래소를 식별하지만 서명된 승인서나 구체적인 제거 날짜를 포함하지 않습니다.

Ontrak, Inc. (OTRQQ) est l'objet d'une notification Form 25 visant à retirer sa catégorie de titres de la cote et/ou de l'enregistrement sur Nasdaq Stock Market LLC. Nasdaq certifie qu'il existe des motifs raisonnables de déposer le Form 25 et indique que la Bourse et/ou l'émetteur ont respecté les procédures réglementaires applicables au retrait. Le document fourni identifie l'émetteur et la Bourse mais ne comprend pas d'autorisation signée ni une date de retrait spécifique.

Ontrak, Inc. (OTRQQ) ist Gegenstand einer Form 25-Benachrichtigung, um seine Wertpapierklasse von der Notierung und/oder Registrierung an der Nasdaq Stock Market LLC zu entfernen. Nasdaq bestätigt, dass ausreichende Gründe vorliegen, das Form 25 einzureichen, und erklärt, dass die Börse und/oder der Emittent die geltenden Verfahrensvorschriften für den Widerruf eingehalten haben. Das bereitgestellte Dokument identifiziert den Emittenten und die Börse, enthält jedoch keine unterschriebene Genehmigung oder ein konkretes Entfernen-Datum.

UNITED STATES
OMB APPROVAL
OMB Number: 3235-0080
Expires: March 31, 2018
Estimated average burden
hours per response: 1.7
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 25
NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION
UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934.
Commission File Number 001-31932
Issuer: Ontrak, Inc.
Exchange: Nasdaq Stock Market LLC
(Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered)
Address: 333 S. E. 2nd Avenue, Suite 2000
Miami FLORIDA 33131
Telephone number: 310-444-4307
(Address, including zip code, and telephone number, including area code, of Issuer's principal executive offices)
Common Stock
(Description of class of securities)
Please place an X in the box to designate the rule provision relied upon to strike the class of securities from listing and registration:
17 CFR 240.12d2-2(a)(1)
17 CFR 240.12d2-2(a)(2)
17 CFR 240.12d2-2(a)(3)
17 CFR 240.12d2-2(a)(4)
Pursuant to 17 CFR 240.12d2-2(b), the Exchange has complied with its rules to strike the class of securities from listing and/or withdraw registration on the Exchange. 1
Pursuant to 17 CFR 240.12d2-2(c), the Issuer has complied with its rules of the Exchange and the requirements of 17 CFR 240.12d-2(c) governing the voluntary withdrawal of the class of securities from listing and registration on the Exchange.
Pursuant to the requirements fo the Securities Exchange Act of 1934, Nasdaq Stock Market LLC certifies that it has reasonable grounds to believe that it meets all of the requirements for filing the Form 25 and has caused this notification to be signed on its behalf by the undersigned duly authorized person.
2025-09-18 By Aravind Menon Hearings Advisor
Date Name Title
1 Form 25 and attached Notice will be considered compliance with the provisions of 17 CFR 240.19d-1 as applicable. See General Instructions.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does this Form 25 filing say about Ontrak, Inc. (OTRQQ)?

The Form 25 notifies the removal of a class of Ontrak, Inc. securities from listing and/or registration on the Nasdaq Stock Market LLC and states the Exchange certifies reasonable grounds for the filing.

Which exchange is involved in the Form 25 for Ontrak?

The filing identifies the Nasdaq Stock Market LLC as the exchange where the listed securities are being removed.

Does the document explain why Ontrak is being removed from Nasdaq?

No. The provided content states compliance with rule procedures and that Nasdaq has reasonable grounds, but it does not provide a specific reason or explanatory details.

Is there a date or signature confirming the removal in this excerpt?

No. The excerpt does not include a signed authorization block with a name, title, or specific removal date.

Does the filing indicate whether the withdrawal is voluntary or exchange-initiated?

The excerpt references both Exchange compliance language and issuer compliance language but does not explicitly state whether the withdrawal is voluntary or initiated by the Exchange.
Ontrak Inc

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