Welcome to our dedicated page for Owlet SEC filings (Ticker: OWLT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Owlet, Inc. (NYSE: OWLT) SEC filings page on Stock Titan provides direct access to the company’s regulatory disclosures, along with AI‑assisted summaries to help interpret complex documents. As a pediatric health platform offering FDA‑cleared medical and consumer pediatric wearables and connected cameras, Owlet’s filings give investors insight into how it manages growth, regulation, financing, and governance.
In Owlet’s Form 8‑K filings, readers can find information on quarterly financial results, equity offerings, warrant exchanges, executive leadership changes, corporate governance amendments, and settlements related to historical product matters. Recent 8‑Ks describe preliminary and final financial results, an underwriting agreement for a follow‑on equity offering, a warrant‑for‑share exchange approved by stockholders, and updates to the company’s certificate of incorporation and incentive award plan.
Definitive proxy statements (such as the DEF 14A) outline board structure, director elections, equity compensation plans, auditor ratification, and proposals requiring stockholder approval. These documents also discuss topics like officer exculpation provisions, stock issuance approvals, and the mechanics of Owlet’s annual meeting, giving a detailed view of the company’s governance framework.
On this page, you can monitor new 10‑K annual reports and 10‑Q quarterly reports as they are filed with EDGAR, along with any additional 8‑Ks and amendments. Stock Titan’s AI features summarize key sections, highlight risk factor themes, capital structure changes, and major contract disclosures, and surface notable items such as warrant exchanges or derivative litigation settlements. You can also review insider‑related information disclosed in connection with equity plans and exchanges, and track how Owlet describes regulatory, reimbursement, and market risks associated with its pediatric monitoring devices and digital health services.
Owlet, Inc. (OWLT): Eclipse-affiliated holders reported an exchange of previously issued warrants for common stock on October 10, 2025. Eclipse Early Growth Fund I, L.P. acquired 3,898,906 shares of common stock in the exchange, and the related Series A and Series B warrants were disposed.
Following the transactions, 5,665,669 shares were beneficially owned indirectly (per footnote (2)). Other Eclipse-managed funds reported indirect holdings of 968,694 shares (per footnote (3)) and 1,066,472 shares (per footnote (4)). The filing identifies the reporting persons as Director, 10% Owner, and “Director by Deputization.”
The exchange covered warrants originally issued in February 2023 (Series A) and February 2024 (Series B) at approximate exchange ratios of 0.61 and 0.56 shares per warrant, respectively, and is noted as exempt under Rule 16b-3.
Owlet (OWLT): Director and 10% owner reports warrant-for-share exchange. On 10/10/2025, Eclipse Early Growth Fund I, L.P. exchanged previously issued Series A and Series B warrants for 3,898,906 shares of Common Stock, at approximate ratios of 0.61 and 0.56 shares per warrant, respectively. The transaction was reported as exempt under Rule 16b-3.
Following the exchange, indirect beneficial ownership reported includes 5,665,669 shares via Eclipse EGF I, 968,694 shares via Eclipse Ventures Fund I, and 1,066,472 shares via Eclipse Continuity Fund I. The Series A (5,300,291 underlying shares) and Series B (1,166,935 underlying shares) warrant positions were reduced to 0.
Owlet (NYSE: OWLT) reported results of its 2025 annual meeting and completed a warrant exchange. Stockholders approved an amendment to the 2021 Incentive Award Plan to increase shares available for issuance by 375,000 shares, subject to the plan’s existing annual increase mechanics. Stockholders also approved a Charter amendment adding officer exculpation to the extent permitted by Delaware law; the Certificate of Amendment became effective on October 10, 2025.
Stockholders ratified PricewaterhouseCoopers LLP for the fiscal year ending December 31, 2025 and elected three Class I directors. They also approved the issuance of shares related to warrant exchanges. Pursuant to the approved exchanges, holders swapped Series A and Series B warrants relating to an aggregate of 9,014,758 warrant shares (7,215,737 + 1,799,021) for 5,426,429 newly issued shares of common stock. The company consummated the exchanges on October 10, 2025. After giving effect, common shares outstanding were 22,788,420.
Owlet, Inc. reported previously disclosed leadership changes effective October 1, 2025, with Kurt Workman resigning as Chief Executive Officer to become Executive Chair of the Board and Jonathan Harris, formerly President, becoming President and Chief Executive Officer.
In connection with Mr. Workman’s transition, the compensation committee approved full vesting of his unvested restricted stock units, including 7,049 RSUs granted in March 2022 and 88,692 RSUs granted in September 2024, a one-time cash bonus for performance from January 1 through September 30, 2025, and adoption of an amended non-employee director compensation program under which the Executive Chair receives a $200,000 annual cash retainer and is eligible for an annual $200,000 RSU grant. The company also entered into an amended and restated offer letter with Mr. Harris, providing a $500,000 annual base salary, an annual bonus target equal to 70% of salary, and continued Tier 1 change-in-control and severance protections, including 12 months of base-salary continuation and vesting of unvested equity upon certain terminations.
Owlet, Inc. reports that a federal court has preliminarily approved a settlement of a derivative lawsuit related to past statements about its Smart Sock product. The case, brought on behalf of the company in the Central District of California, involved certain current and former directors and a stockholder.
Under the settlement terms, Owlet has agreed to implement and maintain specified changes to certain corporate governance practices and the claims related to the allegations in the derivative action will be released, with no admission of wrongdoing. Owlet will be responsible for paying attorney’s fees in an amount that has not yet been determined. The settlement remains subject to court approval, after which all claims in the derivative action would be dismissed with prejudice.
Owlet, Inc. is asking stockholders to vote on six proposals at its virtual 2025 Annual Meeting, including the election of three Class I directors (Zane Burke, John Kim and Melissa Gonzales) and a +375,000 share amendment to its 2021 Equity Incentive Plan to increase shares available for grants. The Board unanimously recommends FOR the plan amendment, ratification of PwC as auditor, approval of an amendment to the Certificate of Incorporation to exculpate officers to the extent permitted by Delaware law, and the adjournment proposal if additional solicitations are needed.
The proxy also seeks stockholder approval under NYSE rules for an exchange of warrants for 5,426,429 shares of Common Stock (Proposal 5); a Special Committee negotiated valuation terms using a 60-day VWAP reference and obtained a 180-day lockup. Holders representing approximately 44% of voting power have agreed to vote in favor of Proposal 5. The proxy discloses governance, compensation and related-party matters, director biographies, and successor CEO transition plans (Kurt Workman to Executive Chairman; Jonathan Harris to become CEO effective October 1, 2025). Closing NYSE price cited: $7.76 on August 15, 2025.
Owlet, Inc. asks stockholders to vote on six proposals at its virtual 2025 Annual Meeting, including election of three Class I directors, an equity plan amendment adding 375,000 shares to the 2021 Incentive Plan, ratification of PwC as independent auditor, an amendment to the certificate of incorporation to permit officer exculpation under Delaware law, approval for issuance of common stock upon exchange of outstanding warrants, and a possible adjournment to solicit additional proxies.
The Proxy explains voting methods (internet, phone, mail, virtual meeting), proxy deadlines (voting facilities close at 11:59 p.m. ET on October 7, 2025), quorum rules, broker non-vote effects, director qualifications and biographies for nominees Burke, Kim and Gonzales, recent and proposed capital-structure actions including a proposed exchange of Series A and B warrants for 5,426,429 shares if stockholders approve NYSE-required issuance, related-party interests (several holders and directors would receive Exchange Shares), and director/compensation governance practices.
Owlet entered a privately negotiated Exchange Agreement to swap outstanding warrants for newly issued common stock and related governance commitments. Holders agreed to exchange Series A warrants relating to 7,215,737 shares and Series B warrants relating to 1,799,021 shares for an aggregate of 5,426,429 newly issued shares of Class A common stock. The Exchanges are subject to stockholder approval under NYSE rules and other customary closing conditions and may be terminated if not closed by November 5, 2025. Major participating holders include an entity affiliated with Eclipse (holding ~29% of voting power in Company Voting Securities), Trilogy (~6.7%), the CEO, and a board member, each to receive specified exchanged shares. The Exchanged Shares will be locked up for 180 days post-closing and the company will seek to register resale under the Securities Act, filing a shelf or prospectus supplement within 30 days after closing. The Company used a Black-Scholes model with the 60-day VWAP and realized volatility to value the warrants for the Exchange.
Owlet, Inc. delivered revenue of $26.1 million for the quarter and $47.2 million for the six months, both increases versus the prior-year periods, and reported improved gross profit margins. Operating losses narrowed on a six-month basis to $(4.6) million from $(8.0) million a year earlier, reflecting higher sales and controlled operating expenses.
Despite revenue growth and a cash balance of $21.8 million, the company recorded a large non-cash $34.8 million common stock warrant liability adjustment in the quarter that drove a GAAP net loss of $(37.6) million for the three months. Total liabilities rose to $108.0 million and stockholders’ deficit widened to $(59.2) million. Management discloses substantial doubt about the company’s ability to continue as a going concern and relies on existing credit facilities (an ABL line and a term loan) and potential financings. Customer concentration is high: one customer accounted for 64% of quarter revenue and 68% of receivables.