Oxford Lane Capital Corp. filed Post-Effective Amendment No. 4 solely to add exhibits to its registration statement; it states that no other part is modified. The exhibits include Articles Supplementary dated October 22, 2026, and an underwriting agreement dated October 21, 2026, between the company and Piper Sandler & Co., as representative of the underwriters. The amendment became effective immediately upon filing.
Oxford Lane Capital Corp. is offering 1,440,000 shares of its 8.25% Series 2031 Term Preferred Shares at $24.85 per share; underwriters have a 30-day option for up to 216,000 additional shares. The shares have a $25 liquidation preference. Cumulative cash dividends are payable monthly when, as and if declared from legally available funds, at an annual rate of 8.25% ($2.0625 per share per year), beginning November 30, 2026. Oxford Lane estimates net proceeds of approximately $34,373,750 after underwriting discounts and estimated expenses and intends to use all net proceeds to redeem a portion of its 2027 Notes. It anticipates using substantially all proceeds for this purpose within approximately three to six months after consummation, depending on the availability of appropriate investment opportunities consistent with its investment objective and market conditions.
All outstanding shares must be redeemed on March 20, 2031, at $25 per share plus accumulated unpaid dividends; Oxford Lane may redeem them at its option on or after March 20, 2028. The company’s unaudited preliminary estimates for the quarter ended September 30, 2026 include net investment income of $0.44–$0.54 per share, Core NII of $0.62–$0.74 per share, and NAV of $9.80–$10.10; actual results may differ materially.
Oxford Lane Capital Corp. is making a preliminary primary offering of additional 8.25% Series 2031 Term Preferred Shares. Each share has a $25 liquidation preference and a fixed annual dividend rate of 8.25%, equal to $2.0625 per share per year, payable monthly beginning November 30, 2026. The new shares are excluded from the October 30, 2026 distribution to existing holders. Oxford Lane must redeem all outstanding shares on March 20, 2031, for $25 per share plus accumulated unpaid dividends; it may redeem them earlier beginning March 20, 2028. The shares rank ahead of common stock and behind the company's Notes.
Oxford Lane intends to use net proceeds to redeem some outstanding Notes, including 2027 Notes, and/or for general working capital. It expects to use substantially all proceeds within approximately three to six months after the offering, depending on investment opportunities and market conditions. Management's unaudited preliminary estimates for the quarter ended September 30, 2026, are net investment income of $0.44–$0.54 per share, Core NII of $0.62–$0.74 per share, and NAV of $9.80–$10.10 per share; actual results may differ materially.
Oxford Lane Capital Corp. (OXLC) is the issuer of the Preferred Shares reported by Eagle Point Credit Management LLC. Eagle Point reports beneficial ownership of 1,521,519 Preferred Shares, representing 19.0% of the class, with sole voting and sole dispositive power over those shares and no shared voting or dispositive power.
Oxford Lane Capital Corp. (OXLC) is soliciting proxies for its 2026 Annual Meeting on October 22, 2026, where holders of common and preferred stock, voting together as a single class, will vote on the election of one independent director, John Reardon, to a three-year term ending in 2029.
The board, including all independent directors, unanimously recommends voting FOR Reardon. As of the August 27, 2026 record date, 98.0 million common shares and 8.0 million preferred shares were outstanding, with directors and executives as a group holding 3.2% of common stock and several institutions holding more than 5% of preferred stock. The filing also details board structure, committee responsibilities, related-party arrangements with Oxford-affiliated managers, an updated SEC co‑investment exemptive order, the recent change in independent auditor from PricewaterhouseCoopers LLP to Ernst & Young LLP, and the company’s codes of ethics, control share provisions, and stockholder proposal deadlines for the 2027 meeting.
Karpus Management, Inc., doing business as Karpus Investment Management, reports beneficial ownership of 528,559 preferred shares of Oxford Lane Capital Corp. (CUSIP 691543805), representing 3.62% of this preferred class.
Karpus, a New York corporation and registered investment adviser, holds these shares directly in accounts it manages, with sole voting and dispositive power over all 528,559 shares and no shared power. Karpus is controlled by City of London Investment Group plc, but effective informational barriers mean voting and investment decisions for these securities are exercised independently.
Karpus Management, Inc., doing business as Karpus Investment Management, reports beneficial ownership of preferred stock of Oxford Lane Capital Corp. under an amended Schedule 13G filing. Karpus is a New York corporation and a registered investment adviser under the Investment Advisers Act of 1940.
Karpus states beneficial ownership of 628,269 preferred shares, representing 4.30% of the outstanding preferred class, with sole voting and dispositive power over all of these shares and no shared power. The shares are owned directly by client accounts managed by Karpus, and voting and investment decisions are exercised independently of its parent, City of London Investment Group plc.
Karpus Management, Inc., doing business as Karpus Investment Management, reports its ownership of preferred shares of Oxford Lane Capital Corp. in an amended Schedule 13G filing (Amendment No. 7). Karpus, a New York corporation and registered investment adviser, holds 288,716 preferred shares, representing 1.98% of this class.
Karpus has sole voting and sole dispositive power over all 288,716 shares, with no shared voting or dispositive authority. The shares are owned directly by accounts managed by Karpus. Karpus is controlled by City of London Investment Group plc, but effective informational barriers are represented as separating voting and investment decisions.
Karpus Management, Inc., doing business as Karpus Investment Management, reports beneficial ownership of Oxford Lane Capital Corp. preferred stock. Karpus holds 887,243 preferred shares, representing 6.08% of that class. Karpus has sole voting and sole dispositive power over all reported shares, with no shared voting or dispositive authority. The shares are owned directly by accounts managed by Karpus, a New York corporation and registered investment adviser, which states that effective informational barriers separate its investment and voting decisions from its parent, City of London Investment Group plc.
Leroy Scott Frantz reports beneficial ownership of Oxford Lane Capital Corp. preferred stock. The filing shows ownership of 400,000 cumulative term preferred shares, representing 5.01% of the outstanding preferred class. Frantz has sole voting and sole dispositive power over all 400,000 shares, with no shared voting or dispositive authority disclosed.