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Oxford Lane Capital Corp. Schedule 13G discloses that Eagle Point Credit Management LLC and Thomas Philip Majewski jointly report beneficial ownership of the issuer's Preferred Shares. Eagle Point Credit Management LLC reports sole voting and dispositive power over 1,657,854 Preferred Shares, representing 18.92% of the class. Mr. Majewski reports direct ownership of 5,500 Preferred Shares and shared voting/dispositive power over the 1,657,854 shares managed by EPCM, for an aggregate beneficial position of 1,663,354 shares, or 18.98% of the Preferred Shares.
The filing states EPCM acts as investment manager to certain accounts that hold the Preferred Shares and that Mr. Majewski, as managing partner and portfolio manager, may be deemed to share voting and dispositive power with respect to those accounts. The Schedule is jointly filed and includes a joint filing agreement as an exhibit.