Karpus Management stakes 3.62% in Oxford Lane Capital (OXLC) preferred shares

Rhea-AI Filing Summary

Karpus Management, Inc., doing business as Karpus Investment Management, reports beneficial ownership of 528,559 preferred shares of Oxford Lane Capital Corp. (CUSIP 691543805), representing 3.62% of this preferred class.

Karpus, a New York corporation and registered investment adviser, holds these shares directly in accounts it manages, with sole voting and dispositive power over all 528,559 shares and no shared power. Karpus is controlled by City of London Investment Group plc, but effective informational barriers mean voting and investment decisions for these securities are exercised independently.

Key Figures

Preferred shares beneficially owned: 528,559 shares Percent of preferred class: 3.62% Sole voting power: 528,559 shares +3 more

6 metrics

Preferred shares beneficially owned 528,559 shares Oxford Lane Capital Corp. preferred, CUSIP 691543805

Percent of preferred class 3.62% Ownership percentage of Oxford Lane Capital Corp. preferred shares

Sole voting power 528,559 shares Shares over which Karpus has sole power to vote or direct the vote

Shared voting power 0 shares Shares over which Karpus has shared power to vote

Sole dispositive power 528,559 shares Shares over which Karpus has sole power to dispose or direct disposition

Shared dispositive power 0 shares Shares over which Karpus has shared power to dispose

Key Terms

beneficial ownership, sole voting power, dispositive power, registered investment adviser, +1 more

5 terms

beneficial ownership financial

"Percent of class: 3.62 % ... Amount beneficially owned: 528,559.00"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

sole voting power financial

"Sole Voting Power 528,559.00 6 | Shared Voting Power 0.00"

Sole voting power is the exclusive right to cast votes attached to a shareholder’s stock without needing approval from anyone else. Like holding the only remote control for a TV, it lets that holder decide corporate matters such as board members, mergers, and policy changes, making it important to investors because it concentrates control and can strongly influence a company’s strategy and the value of its shares.

dispositive power financial

"Sole Dispositive Power 528,559.00 8 | Shared Dispositive Power 0.00"

Dispositive power is the authority to decide the final outcome of an asset, legal claim, contract, or corporate action — in effect the power to dispose of or resolve something. For investors it matters because whoever holds that authority can determine who gets paid, who controls an asset or vote, and how risks and returns are allocated; think of it like holding the key that lets you lock in the winner or loser in a deal.

registered investment adviser financial

"Karpus is a registered investment adviser under Section 203"

A registered investment adviser (RIA) is a firm or individual legally registered with regulators to give personalized investment advice and manage clients' money, with a duty to put clients’ interests ahead of their own. Think of an RIA as a licensed financial guide who must disclose fees, conflicts and how they are paid; that transparency and legal duty matter to investors because it reduces the risk of hidden costs or biased recommendations.

informational barriers financial

"effective informational barriers have been established between Karpus and CLIG"

FAQ

What stake in Oxford Lane Capital Corp. (OXLC) does Karpus Management report?

Karpus Management reports beneficial ownership of 528,559 preferred shares of Oxford Lane Capital Corp., representing 3.62% of that preferred share class, all held in accounts it manages with sole voting and dispositive power.

What class of Oxford Lane Capital (OXLC) securities is covered by this Karpus filing?

The filing covers Oxford Lane Capital Corp.’s preferred shares, identified by CUSIP 691543805. Karpus reports its holdings and control over voting and disposition of these specific preferred securities, not the common stock.

How much voting power does Karpus Management have in OXLC preferred shares?

Karpus reports sole voting power over 528,559 preferred shares of Oxford Lane Capital Corp. and no shared voting power, indicating all reported influence is exercised directly by Karpus on behalf of its managed accounts.

What is the percentage of Oxford Lane Capital (OXLC) preferred owned by Karpus?

Karpus Management states that its 528,559 preferred shares represent 3.62% of the outstanding class. This percentage reflects its beneficial ownership position in the specified preferred securities as of the reporting date.

How is Karpus Management related to City of London Investment Group in this OXLC filing?

Karpus is controlled by City of London Investment Group plc, but cites effective informational barriers, so voting and investment power over the Oxford Lane preferred shares are exercised by Karpus independently, without attributing beneficial ownership to CLIG.

Who signed the Karpus Management ownership report for Oxford Lane Capital (OXLC)?

The report was signed by Jodi L. Hedberg, Chief Compliance Officer of Karpus Management, Inc., certifying the accuracy of the disclosed beneficial ownership of Oxford Lane Capital Corp. preferred shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/14/2026 - 04:18 PM Accepted by SEC EDGAR 08/14/2026 - 04:08 PM Learn about SEC filing dates

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. 7)

Oxford Lane Capital Corp.

(Name of Issuer)

Preferred

(Title of Class of Securities)

691543805

(CUSIP Number)

06/30/2026

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

Rule 13d-1(b)

Rule 13d-1(c)

Rule 13d-1(d)

schemaVersion:

SCHEDULE 13G

CUSIP Number(s): 691543805

1

Names of Reporting Persons

KARPUS MANAGEMENT, INC.

2

Check the appropriate box if a member of a Group (see instructions)

(a)
(b)

3

Sec Use Only

4

Citizenship or Place of Organization

NEW YORK

Number of Shares Beneficially Owned by Each Reporting Person With:

5	Sole Voting Power 528,559.00
6	Shared Voting Power 0.00
7	Sole Dispositive Power 528,559.00
8	Shared Dispositive Power 0.00

9

Aggregate Amount Beneficially Owned by Each Reporting Person

528,559.00

10

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

11

Percent of class represented by amount in row (9)

3.62 %

12

Type of Reporting Person (See Instructions)

IA

SCHEDULE 13G

Item 1.
(a)	Name of issuer: Oxford Lane Capital Corp.
(b)	Address of issuer's principal executive offices: 8 Sound Shore Drive, Suite 255, Greenwich, CT 06830
Item 2.
(a)	Name of person filing: This statement is being filed by Karpus Management, Inc., d/b/a Karpus Investment Management ("Karpus" or the "Reporting Person"). Karpus is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940. Karpus is controlled by City of London Investment Group plc ("CLIG"), which is listed on the London Stock Exchange. However, in accordance with SEC Release No. 34-39538 (January 12, 1998), effective informational barriers have been established between Karpus and CLIG such that voting and investment power over the subject securities is exercised by Karpus independently of CLIG, and, accordingly, attribution of beneficial ownership is not required between Karpus and CLIG. The Shares to which this Schedule 13G relates are owned directly by the accounts managed by Karpus.
(b)	Address or principal business office or, if none, residence: 183 Sully's Trail, Pittsford, New York 14534.
(c)	Citizenship: The members of the Karpus Management Committee are US citizens. Karpus is a New York corporation.
(d)	Title of class of securities: Preferred
(e)	CUSIP No.: 691543805
Item 3.	If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a)	Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
(b)	Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
(c)	Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
(d)	Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
(e)	An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
(f)	An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
(g)	A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
(h)	A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)	A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)	A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:
(k)	Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).
Item 4.	Ownership
(a)	Amount beneficially owned: 528,559.00
(b)	Percent of class: 3.62 %
(c)	Number of shares as to which the person has:
	(i) Sole power to vote or to direct the vote: 528,559.00
	(ii) Shared power to vote or to direct the vote: 0.00
	(iii) Sole power to dispose or to direct the disposition of: 528,559.00
	(iv) Shared power to dispose or to direct the disposition of: 0.00
Item 5.	Ownership of 5 Percent or Less of a Class.
	Not Applicable
Item 6.	Ownership of more than 5 Percent on Behalf of Another Person.
	Not Applicable
Item 7.	Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
	Not Applicable
Item 8.	Identification and Classification of Members of the Group.
	Not Applicable
Item 9.	Notice of Dissolution of Group.
	Not Applicable

Item 10.

Certifications:

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

KARPUS MANAGEMENT, INC.

Signature:	/s/ Jodi L. Hedberg
Name/Title:	Jodi L. Hedberg / Chief Compliance Officer
Date:	08/14/2026