Karpus discloses 1.98% stake in Oxford Lane preferred

Karpus Management, Inc., doing business as Karpus Investment Management, reports its ownership of preferred shares of Oxford Lane Capital Corp. in an amended Schedule 13G filing (Amendment No. 7).

Rhea-AI Filing Summary

Karpus Management, Inc., doing business as Karpus Investment Management, reports its ownership of preferred shares of Oxford Lane Capital Corp. in an amended Schedule 13G filing (Amendment No. 7). Karpus, a New York corporation and registered investment adviser, holds 288,716 preferred shares, representing 1.98% of this class.

Karpus has sole voting and sole dispositive power over all 288,716 shares, with no shared voting or dispositive authority. The shares are owned directly by accounts managed by Karpus. Karpus is controlled by City of London Investment Group plc, but effective informational barriers are represented as separating voting and investment decisions.

Key Figures

Preferred shares beneficially owned: 288,716 shares Percent of preferred class: 1.98% Sole voting power: 288,716 shares +1 more

4 metrics

Preferred shares beneficially owned 288,716 shares Preferred shares of Oxford Lane Capital Corp. reported by Karpus

Percent of preferred class 1.98% Ownership percentage of Oxford Lane preferred shares

Sole voting power 288,716 shares Shares over which Karpus has sole power to vote

Sole dispositive power 288,716 shares Shares over which Karpus has sole power to dispose

Key Terms

beneficial ownership, dispositive power, Sole Voting Power, Investment Advisers Act of 1940, +1 more

5 terms

beneficial ownership financial

"attribution of beneficial ownership is not required between Karpus and CLIG"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

dispositive power financial

"Sole Dispositive Power 288,716.00"

Dispositive power is the authority to decide the final outcome of an asset, legal claim, contract, or corporate action — in effect the power to dispose of or resolve something. For investors it matters because whoever holds that authority can determine who gets paid, who controls an asset or vote, and how risks and returns are allocated; think of it like holding the key that lets you lock in the winner or loser in a deal.

Sole Voting Power financial

"Sole Voting Power 288,716.00"

Sole voting power is the exclusive right to cast votes attached to a shareholder’s stock without needing approval from anyone else. Like holding the only remote control for a TV, it lets that holder decide corporate matters such as board members, mergers, and policy changes, making it important to investors because it concentrates control and can strongly influence a company’s strategy and the value of its shares.

Investment Advisers Act of 1940 regulatory

"registered investment adviser under Section 203 of the Investment Advisers Act of 1940"

A U.S. federal law that sets rules for people and firms who give investment advice, requiring them to register with regulators, be honest about conflicts, keep records, and follow basic standards of care. It matters to investors because those rules act like licensing and consumer protections — similar to having safety standards for a mechanic — helping ensure advisers act in clients’ financial interests and reducing the risk of fraud or misuse of funds.

informational barriers regulatory

"effective informational barriers have been established between Karpus and CLIG"

FAQ

What ownership in Oxford Lane Capital Corp. (OXLC) does Karpus Management report?

Karpus Management reports beneficial ownership of 288,716 preferred shares of Oxford Lane Capital Corp., representing 1.98% of that class. All shares are held in accounts it manages as an investment adviser.

Does Karpus Management have sole or shared voting power over OXLC preferred shares?

Karpus Management reports sole voting power over 288,716 preferred shares and no shared voting power. It also reports sole dispositive power over the same number of shares, with no shared dispositive power.

How is Karpus Management related to City of London Investment Group in this OXLC filing?

Karpus is controlled by City of London Investment Group plc but states that effective informational barriers separate them, so voting and investment power over the Oxford Lane preferred shares is exercised independently by Karpus.

What type of Oxford Lane Capital Corp. securities does Karpus hold?

Karpus Management’s reported position is in preferred shares of Oxford Lane Capital Corp., identified with CUSIP 691543839. The filing specifies this as the relevant class of securities for its 13G ownership report.

Where is Karpus Management based and what is its regulatory status?

Karpus Management is a New York corporation with its principal office at 183 Sully's Trail, Pittsford, New York 14534. It is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940.

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Available on EDGAR 08/14/2026 - 04:17 PM Accepted by SEC EDGAR 08/14/2026 - 04:07 PM Learn about SEC filing dates

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. 7)

Oxford Lane Capital Corp.

(Name of Issuer)

Preferred

(Title of Class of Securities)

691543839

(CUSIP Number)

06/30/2026

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

Rule 13d-1(b)

Rule 13d-1(c)

Rule 13d-1(d)

schemaVersion:

SCHEDULE 13G

CUSIP Number(s): 691543839

1

Names of Reporting Persons

KARPUS MANAGEMENT, INC.

2

Check the appropriate box if a member of a Group (see instructions)

(a)
(b)

3

Sec Use Only

4

Citizenship or Place of Organization

NEW YORK

Number of Shares Beneficially Owned by Each Reporting Person With:

5	Sole Voting Power 288,716.00
6	Shared Voting Power 0.00
7	Sole Dispositive Power 288,716.00
8	Shared Dispositive Power 0.00

9

Aggregate Amount Beneficially Owned by Each Reporting Person

288,716.00

10

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

11

Percent of class represented by amount in row (9)

1.98 %

12

Type of Reporting Person (See Instructions)

IA

SCHEDULE 13G

Item 1.
(a)	Name of issuer: Oxford Lane Capital Corp.
(b)	Address of issuer's principal executive offices: 8 Sound Shore Drive, Suite 255, Greenwich, CT 06830
Item 2.
(a)	Name of person filing: This statement is being filed by Karpus Management, Inc., d/b/a Karpus Investment Management ("Karpus" or the "Reporting Person"). Karpus is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940. Karpus is controlled by City of London Investment Group plc ("CLIG"), which is listed on the London Stock Exchange. However, in accordance with SEC Release No. 34-39538 (January 12, 1998), effective informational barriers have been established between Karpus and CLIG such that voting and investment power over the subject securities is exercised by Karpus independently of CLIG, and, accordingly, attribution of beneficial ownership is not required between Karpus and CLIG. The Shares to which this Schedule 13G relates are owned directly by the accounts managed by Karpus.
(b)	Address or principal business office or, if none, residence: 183 Sully's Trail, Pittsford, New York 14534.
(c)	Citizenship: The members of the Karpus Management Committee are US citizens. Karpus is a New York corporation.
(d)	Title of class of securities: Preferred
(e)	CUSIP No.: 691543839
Item 3.	If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a)	Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
(b)	Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
(c)	Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
(d)	Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
(e)	An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
(f)	An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
(g)	A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
(h)	A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)	A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)	A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:
(k)	Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).
Item 4.	Ownership
(a)	Amount beneficially owned: 288,716.00
(b)	Percent of class: 1.98 %
(c)	Number of shares as to which the person has:
	(i) Sole power to vote or to direct the vote: 288,716.00
	(ii) Shared power to vote or to direct the vote: 0.00
	(iii) Sole power to dispose or to direct the disposition of: 288,716.00
	(iv) Shared power to dispose or to direct the disposition of: 0.00
Item 5.	Ownership of 5 Percent or Less of a Class.
	Not Applicable
Item 6.	Ownership of more than 5 Percent on Behalf of Another Person.
	Not Applicable
Item 7.	Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
	Not Applicable
Item 8.	Identification and Classification of Members of the Group.
	Not Applicable
Item 9.	Notice of Dissolution of Group.
	Not Applicable

Item 10.

Certifications:

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

KARPUS MANAGEMENT, INC.

Signature:	/s/ Jodi L. Hedberg
Name/Title:	Jodi L. Hedberg / Chief Compliance Officer
Date:	08/14/2026