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Oxford Lane Capital Corp. notified the SEC that the 6.25% Series 2027 Term Preferred Shares have been removed from listing and/or registration on the Nasdaq Stock Market LLC. Nasdaq states it complied with 17 CFR 240.12d2-2 procedures and the issuer complied with the Exchange's rules governing voluntary withdrawal.
Oxford Lane Capital Corp. notified the SEC that the 6.25% Series 2027 Term Preferred Shares have been removed from listing and/or registration on the Nasdaq Stock Market LLC. Nasdaq states it complied with 17 CFR 240.12d2-2 procedures and the issuer complied with the Exchange's rules governing voluntary withdrawal.
Eagle Point Credit Management LLC and managing partner Thomas Philip Majewski report significant ownership of Oxford Lane Capital Corp. preferred shares. They may be deemed to beneficially own 1,671,158 preferred shares, representing about 19.99% of the issuer’s outstanding preferred shares. Including Majewski’s additional holdings, he may be deemed to beneficially own 1,676,658 preferred shares, or about 20.05% of the class.
The preferred shares were accumulated over time in multiple secondary market transactions using capital from client accounts that Eagle Point advises. Recent activity includes large purchases and sales of 8.25% Series 2031 term preferred shares around $24.50–$25.30 per share and a redemption of 81,761 6.25% Series 2027 term preferred shares at $25.00 per share. The reporting persons state the holdings are for investment purposes and reserve the right to increase or decrease their positions.
Eagle Point Credit Management LLC and managing partner Thomas Philip Majewski report significant ownership of Oxford Lane Capital Corp. preferred shares. They may be deemed to beneficially own 1,671,158 preferred shares, representing about 19.99% of the issuer’s outstanding preferred shares. Including Majewski’s additional holdings, he may be deemed to beneficially own 1,676,658 preferred shares, or about 20.05% of the class.
The preferred shares were accumulated over time in multiple secondary market transactions using capital from client accounts that Eagle Point advises. Recent activity includes large purchases and sales of 8.25% Series 2031 term preferred shares around $24.50–$25.30 per share and a redemption of 81,761 6.25% Series 2027 term preferred shares at $25.00 per share. The reporting persons state the holdings are for investment purposes and reserve the right to increase or decrease their positions.
Eagle Point Credit Management LLC and Thomas Philip Majewski filed Amendment No. 3 to a Schedule 13G/A reporting beneficial ownership of Preferred Shares of Oxford Lane Capital Corp. The filing states EPCM holds 1,807,711 preferred shares (16.20%) and Mr. Majewski holds 1,813,211 preferred shares (16.24%), reflecting combined beneficial ownership of 1,813,211 preferred shares (approximately 16.24%). EPCM is described as the investment manager with sole voting and dispositive power over 1,807,711 shares; Mr. Majewski directly owns 5,500 shares and is disclosed as sharing voting and dispositive power over the 1,807,711 shares by virtue of his role with EPCM. The filing is jointly submitted pursuant to a Joint Filing Agreement.
Eagle Point Credit Management LLC and Thomas Philip Majewski filed Amendment No. 3 to a Schedule 13G/A reporting beneficial ownership of Preferred Shares of Oxford Lane Capital Corp. The filing states EPCM holds 1,807,711 preferred shares (16.20%) and Mr. Majewski holds 1,813,211 preferred shares (16.24%), reflecting combined beneficial ownership of 1,813,211 preferred shares (approximately 16.24%). EPCM is described as the investment manager with sole voting and dispositive power over 1,807,711 shares; Mr. Majewski directly owns 5,500 shares and is disclosed as sharing voting and dispositive power over the 1,807,711 shares by virtue of his role with EPCM. The filing is jointly submitted pursuant to a Joint Filing Agreement.
Oxford Lane Capital Corp. disclosure: Leroy Scott Frantz reports beneficial ownership of 800,000 shares of Preferred Stock, representing 7.1% of cumulative term preferred shares outstanding as of March 20, 2026. The filing lists CUSIPs 691543607 and 691543839 and is signed on April 7, 2026.
Oxford Lane Capital Corp. disclosure: Leroy Scott Frantz reports beneficial ownership of 800,000 shares of Preferred Stock, representing 7.1% of cumulative term preferred shares outstanding as of March 20, 2026. The filing lists CUSIPs 691543607 and 691543839 and is signed on April 7, 2026.