Welcome to our dedicated page for Oxford Lane Capital SEC filings (Ticker: OXLCP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
oxford lane capital corp. is a close ended fund launched and managed by oxford lane management llc. it invests in fixed income securities. the fund primarily invests in securitization vehicles which in turn invest in senior secured loans made to companies whose debt is rated below investment grade or is unrated. oxford lane capital corp was formed on june 9, 2010 and is domiciled in the united states.Eagle Point Credit Management LLC and Thomas P. Majewski jointly report beneficial ownership of preferred shares of Oxford Lane Capital Corp. The filing shows EPCM may be deemed to beneficially own 1,900,338 preferred shares, or approximately 21.69% of the class, while Mr. Majewski is reported with shared beneficial ownership of 1,905,838 shares, or 21.75%. All reported shares were acquired in multiple secondary market transactions using each account's available investment capital. The amendment lists detailed purchases and sales by series and date, showing active trading across May–August 2025. EPCM states the shares are held for investment purposes and that it may increase or decrease holdings over time.
Karpus Management, Inc. reports beneficial ownership of 160,430 Oxford Lane Capital Corp. preferred shares, representing 1.04% of the class. The shares are owned directly by accounts managed by Karpus and Karpus reports sole voting and dispositive power over the shares. Karpus identifies itself as a registered investment adviser and states it operates independently of its parent, City of London Investment Group, through established informational barriers. The filing certifies the shares are held in the ordinary course of business and not for the purpose of influencing control of the issuer.
Karpus Management, Inc. reports beneficial ownership of 256,265 Oxford Lane Capital Corp. preferred shares (CUSIP 691543805), representing 1.67% of the class. The filing, an Amendment No. 4 to Schedule 13G, states the shares are owned directly by accounts managed by Karpus and that Karpus has sole voting and dispositive power over the shares. Karpus is a New York-registered investment adviser controlled by City of London Investment Group plc but notes informational barriers prevent attribution of ownership to CLIG. The filing includes a certification that the shares are held in the ordinary course of business.
Karpus Management, Inc. reports ownership of 456,338 preferred shares of Oxford Lane Capital Corp., representing 2.97% of the class. Karpus states it has sole voting and dispositive power over these shares and holds them in accounts it manages. Karpus is a registered investment adviser organized in New York and notes that it is controlled by City of London Investment Group plc but asserts informational barriers mean voting and investment decisions are made independently by Karpus. The shares are owned directly by accounts managed by Karpus.
Karpus Management, Inc. reported beneficial ownership of 825,914 preferred shares of Oxford Lane Capital Corp. (CUSIP 691543854), representing 5.38% of the class. Karpus states it has sole voting and dispositive power over these shares and that the securities are owned directly by accounts it manages. Karpus is a New York-registered investment adviser controlled by City of London Investment Group plc, but says effective informational barriers are in place so Karpus exercises voting and investment power independently. The filing certifies the shares were acquired and are held in the ordinary course of business and not to influence control of the issuer.
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