Oxford Square triples authorized common shares

Oxford Square Capital Corp. amended its charter to expand its flexibility to issue stock in the future.

(Moderate)

(Neutral)

Form Type

8-K

Rhea-AI Filing Summary

Oxford Square Capital Corp. amended its charter to expand its flexibility to issue stock in the future. The company increased its total authorized capital stock from 100,000,000 shares to 300,000,000 shares, all designated as common stock with a par value of $0.01 per share. The Articles of Amendment were filed with the Maryland State Department of Assessments and Taxation and became effective immediately upon filing.

Insights

Oxford Square tripled authorized common shares, expanding future issuance capacity.

Oxford Square Capital Corp. increased its authorized capital stock from 100,000,000 to 300,000,000 common shares at $0.01 par value. This is a charter-level change and does not itself represent a new stock issuance or financing transaction.

The amendment gives the board more headroom to issue shares in the future for purposes such as financings, acquisitions, or equity compensation, if later approved and executed. Actual impact will depend on how many of these newly authorized shares are ultimately issued and on what terms.

8-K Event Classification

2 items: 5.03, 9.01

2 items

Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year Governance

The company amended its charter documents, bylaws, or changed its fiscal year.

Item 9.01 Financial Statements and Exhibits Exhibits

Financial statements, pro forma financial information, or exhibit attachments filed with this report.

Key Figures

Authorized shares before amendment: 100,000,000 shares Authorized shares after amendment: 300,000,000 shares Par value per share: $0.01 per share +3 more

6 metrics

Authorized shares before amendment 100,000,000 shares Total authorized capital stock prior to May 8, 2026 amendment

Authorized shares after amendment 300,000,000 shares Total authorized common stock following Articles of Amendment

Par value per share $0.01 per share Par value of Oxford Square common stock

5.50% Notes due 2028 5.50% Coupon rate on notes trading under symbol OXSQG

7.75% Notes due 2030 7.75% Coupon rate on notes trading under symbol OXSQH

Articles of Amendment date May 8, 2026 Date Articles of Amendment were filed and became effective

Key Terms

Articles of Amendment, authorized shares, capital stock, par value, +2 more

6 terms

Articles of Amendment regulatory

"filed an Articles of Amendment (the “Articles of Amendment”) to its charter"

Articles of amendment are official documents a corporation files with the government to record changes to its foundational details, such as its name, share structure, authorized capital, or bylaws. Think of them like updating a company’s recipe or blueprint so everyone knows the new ingredients and rules; investors use them to track structural shifts that can affect ownership, voting power, dilution risk, or a company’s strategic flexibility.

authorized shares financial

"to increase the total number of authorized shares of capital stock of the Company"

Authorized shares are the maximum number of shares a company is allowed to issue according to its official plan. Think of it as a company’s set limit on how many pieces of its ownership it can distribute to investors. This number helps investors understand the potential for future growth or change in the company's ownership structure.

capital stock financial

"increase the total number of authorized shares of capital stock of the Company"

Capital stock is the total set of shares that represent ownership in a company, including different classes such as common and preferred stock. Think of it as the number and types of slices in a company’s ownership pie: it matters to investors because it determines voting power, entitlement to dividends, and how a company’s value is divided per share, so changes in capital stock can dilute holdings or alter per‑share metrics.

par value financial

"300,000,000 shares of common stock, par value $0.01 per share"

Par value is the fixed amount printed on a bond or stock that represents its original value when issued. It’s like the face value of a coin or bill—what the issuer promises to pay back or the starting price of a stock—though it often doesn’t change with market prices. It matters because it helps determine certain financial details, like how much the company will pay back at maturity.

Emerging growth company regulatory

"Emerging growth company Item 5.03 Amendment to Articles of Incorporation or Bylaws."

An emerging growth company is a recently public or smaller public firm that qualifies for temporary, lighter regulatory and disclosure rules to reduce the cost and effort of being public. For investors, it means the company may provide less historical financial detail and face fewer reporting requirements than larger firms, so it can grow more quickly but also carries higher uncertainty—like buying a promising early-stage product with fewer user reviews.

NASDAQ Global Select Market market

"NASDAQ Global Select Market LLC 7.75% Notes due 2030 | | OXSQH | | NASDAQ Global Select Market LLC"

A Nasdaq Global Select Market listing is the highest tier of stocks on the Nasdaq exchange, reserved for companies that meet the strictest financial, reporting and governance standards. For investors, it acts like a premium quality label—signaling larger, more transparent and better-governed companies that tend to offer greater liquidity and lower perceived risk compared with lower-tier listings, making it easier to buy, sell and evaluate shares.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Oxford Square Capital Corp. (OXSQ) change in this 8-K filing?

Oxford Square Capital Corp. amended its charter to increase total authorized capital stock from 100,000,000 to 300,000,000 common shares. The change became effective immediately upon filing Articles of Amendment with the Maryland State Department of Assessments and Taxation.

How many authorized shares does OXSQ have after the amendment?

After the amendment, Oxford Square Capital Corp. is authorized to issue 300,000,000 shares of common stock. Previously, the charter allowed 100,000,000 shares, so the filing triples the company’s authorized share capacity for potential future issuances.

Does Oxford Square’s increase in authorized shares mean new stock was issued?

The increase in authorized shares does not by itself mean new stock was issued. It changes the maximum number of shares the company may issue under its charter. Any actual issuances would require separate decisions and related documentation in the future.

What type of shares did OXSQ authorize in the charter amendment?

The amendment authorizes 300,000,000 shares of common stock, each with a par value of $0.01 per share. No preferred stock classes are described in this excerpt; the entire authorized amount is designated as common stock in the amendment.

When did Oxford Square’s Articles of Amendment become effective?

The Articles of Amendment became effective immediately upon filing with the Maryland State Department of Assessments and Taxation on May 8, 2026. This timing means the increased authorized share count applied as of the filing date.

Which securities of OXSQ are listed on the NASDAQ Global Select Market?

Oxford Square Capital Corp. lists three securities on the NASDAQ Global Select Market: its common stock under the symbol OXSQ, 5.50% Notes due 2028 under OXSQG, and 7.75% Notes due 2030 under OXSQH.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Understanding 8-K Material Events →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google

Accepted by SEC EDGAR 05/08/2026 - 05:42 PM

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): May 8, 2026

OXFORD SQUARE CAPITAL CORP.

(Exact name of registrant as specified in charter)

Maryland

814-00638

20-0188736

(State or Other Jurisdiction

of Incorporation)

(Commission

File Number)

(I.R.S. Employer

Identification No.)

8 Sound Shore Drive, Suite 255

Greenwich, CT

06830

(Address of Principal Executive Offices)

(Zip Code)

(203) 983-5275

(Registrant’s telephone number, including area code)

N/A

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class	Trading Symbol(s)	Name of each exchange on which registered
Common Stock, par value $0.01 per share	OXSQ	NASDAQ Global Select Market LLC
5.50% Notes due 2028	OXSQG	NASDAQ Global Select Market LLC
7.75% Notes due 2030	OXSQH	NASDAQ Global Select Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934.

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 5.03 Amendment to Articles of Incorporation or Bylaws.

On May 8, 2026, Oxford Square Capital Corp., a Maryland corporation (the “Company”), filed an Articles of Amendment (the “Articles of Amendment”) to its charter with the State Department of Assessments and Taxation of Maryland (“SDAT”) to increase the total number of authorized shares of capital stock of the Company from 100,000,000 shares to 300,000,000 shares, initially consisting of 300,000,000 shares of common stock, par value $0.01 per share. The Articles of Amendment became immediately effective upon filing.

The foregoing description of the Articles of Amendment does not purport to be complete and is qualified in its entirety by reference to the full text of the Articles of Amendment, which is filed as Exhibit 3.1 hereto and incorporated herein by reference.

Item 9.01 - Financial Statements and Exhibits.

(d) Exhibits:

Exhibit Number		Description

3.1		Articles of Amendment, dated May 8, 2026.

104		Cover Page Interactive Data File (embedded within the Inline XBRL document).

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

	OXFORD SQUARE CAPITAL CORP.

Date: May 8, 2026	By:	/s/ Saul B. Rosenthal
	Name:	Saul B. Rosenthal
	Title:	President

Source: View Original Filing on SEC EDGAR

Filing Exhibits & Attachments

5 documents

Oxford Square triples authorized common shares

Rhea-AI Filing Summary

Positive

Negative