Every Form 4 that Oxford Square Capital Corp. (OXSQ) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow OXSQ and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full OXSQ filings page.
Oxford Square Capital Corp. (OXSQ) director Steven P. Novak reported selling 5,000 shares of common stock on September 3, 2026 in an open-market or private transaction at $1.355 per share. The sold shares were held indirectly in his capacity as executor of his spouse’s estate. After this sale, he reports 15,000.7586 shares held indirectly as executor and 10,000 shares held directly. No transactions in this filing are reported as made under a Rule 10b5-1 trading plan.
Oxford Square Capital Corp. President and COO Saul B. Rosenthal bought shares of the company in the open market. On May 20, 2026, he purchased 144,703 shares of common stock at a weighted average price of $1.1517 per share in an open-market transaction.
The purchased shares were acquired into a joint tenants in common account in which Rosenthal has a 50% pecuniary interest, with CEO Jonathan H. Cohen holding the other 50%. After this transaction, Rosenthal directly owned 2,201,479 common shares and indirectly held 1,898 shares through Oxford Funds, LLC, which may be deemed beneficially owned by him.
Oxford Square Capital Corp. Chief Executive Officer Jonathan H. Cohen reported an open-market purchase of 144,704 shares of common stock at a weighted average price of $1.1517 per share on May 20, 2026. The shares were bought into a joint tenants in common account in which Cohen has a 50% pecuniary interest and President and COO Saul B. Rosenthal holds the other 50%. Following this transaction, Cohen directly owns 2,417,193 common shares and indirectly holds 1,898 additional shares through Oxford Funds, LLC, which may be deemed beneficially owned by him.