Oxford Square Capital (OXSQZ) investors approve director and PwC for 2025

Rhea-AI Filing Summary

Oxford Square Capital Corp. reported the results of its Annual Meeting of Stockholders held on August 20, 2025. Stockholders elected Barry A. Osherow as director for a three-year term ending at the 2028 annual meeting, with 15,651,247 votes for and 5,088,965 withheld, and 25,443,974 broker non-votes. Stockholders also ratified PricewaterhouseCoopers LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2025, with 42,458,441 votes for, 2,871,599 against, and 854,146 abstentions. A quorum was present, with 76,027,372 shares entitled to vote as of the June 25, 2025 record date.

8-K Event Classification

Item 5.07 — Submission of Matters to a Vote of Security Holders

1 item

Item 5.07 Submission of Matters to a Vote of Security Holders Governance

Results of a shareholder vote on proposals at an annual or special meeting.

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Accepted by SEC EDGAR 08/21/2025 - 04:15 PM Learn about SEC filing dates

FAQ

What did Oxford Square Capital Corp. (OXSQZ) report in this 8-K?

The company reported the final voting results from its August 20, 2025 Annual Meeting of Stockholders, including director election and auditor ratification outcomes.

Who was elected to the Oxford Square Capital Corp. (OXSQZ) board in 2025?

Stockholders elected Barry A. Osherow as a director for a three-year term expiring at the 2028 Annual Meeting of Stockholders.

What were the vote totals for Barry A. Osherow’s election at Oxford Square Capital Corp.?

Barry A. Osherow received 15,651,247 votes for and 5,088,965 votes withheld, with 25,443,974 broker non-votes.

Which auditing firm did Oxford Square Capital Corp. (OXSQZ) stockholders ratify for 2025?

Stockholders ratified PricewaterhouseCoopers LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2025.

How did Oxford Square Capital Corp. stockholders vote on the auditor ratification?

The vote to ratify PricewaterhouseCoopers LLP received 42,458,441 votes for, 2,871,599 against, and 854,146 abstentions.

How many Oxford Square Capital Corp. shares were entitled to vote at the 2025 meeting?

A total of 76,027,372 shares of common stock were entitled to vote at the Annual Meeting as of the June 25, 2025 record date, and a quorum was present.

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

Current Report Pursuant to Section 13 or 15(d) of

the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):

August 20, 2025

OXFORD SQUARE CAPITAL CORP.

(Exact name of registrant as specified in its charter)

Maryland		814-00638		20-0188736
(State or other jurisdiction		(Commission File Number)		(I.R.S. Employer
of incorporation)				Identification No.)

8 Sound Shore Drive, Suite 255

Greenwich, CT 06830

(Address of principal executive offices and zip code)

Registrant’s telephone number, including area code: (203) 983-5275

Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class		Trading Symbol(s)		Name of each exchange on which registered
Common stock, par value $0.01 per share		OXSQ		NASDAQ Global Select Market LLC
6.25% Notes due 2026		OXSQZ		NASDAQ Global Select Market LLC
5.50% Notes due 2028		OXSQG		NASDAQ Global Select Market LLC
7.75% Notes due 2030		OXSQH		NASDAQ Global Select Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 5.07. Submission of Matters to a Vote of Security Holders

On August 20, 2025, Oxford Square Capital Corp. (the “Company”) held its Annual Meeting of Stockholders (the “Meeting”). Set forth below are the proposals voted upon at the Meeting, as set forth in the Company’s Definitive Proxy Statement on Schedule 14A, filed with the U.S. Securities and Exchange Commission on July 8, 2025, and the final voting tabulation reported by the Company’s inspector of elections.

The Company’s Board of Directors fixed the close of business on June 25, 2025 as the record date for identifying those stockholders entitled to notice of, and to vote at, the Meeting. A total of  76,027,372 shares of the Company’s common stock were entitled to vote at the Meeting. A quorum of the stockholders was present at the Meeting. The final voting results for each of the proposals were as follows:

Proposal 1. Stockholders elected one nominee for director, who will serve for a three-year term to expire at the 2028 Annual Meeting of Stockholders based on the following votes:

Name		For		Withheld		Broker Non-Votes
Barry A. Osherow		15,651,247		5,088,965		25,443,974

Proposal 2. Stockholders ratified the appointment of PricewaterhouseCoopers LLP to serve as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2025 based on the following votes:

For		Against		Abstain		Broker Non-Votes
42,458,441		2,871,599		854,146		-

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SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: August 21, 2025	OXFORD SQUARE CAPITAL CORP.
	By:	/s/ Saul B. Rosenthal
		Saul B. Rosenthal
		President

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