Oxford Square president buys 144,703 shares
Oxford Square Capital Corp. President and COO Saul B. Rosenthal bought shares of the company in the open market.
Rhea-AI Filing Summary
Oxford Square Capital Corp. President and COO Saul B. Rosenthal bought shares of the company in the open market. On May 20, 2026, he purchased 144,703 shares of common stock at a weighted average price of $1.1517 per share in an open-market transaction.
The purchased shares were acquired into a joint tenants in common account in which Rosenthal has a 50% pecuniary interest, with CEO Jonathan H. Cohen holding the other 50%. After this transaction, Rosenthal directly owned 2,201,479 common shares and indirectly held 1,898 shares through Oxford Funds, LLC, which may be deemed beneficially owned by him.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Buyer: 144,703 shares
Net Buy
2 txns
Insider
ROSENTHAL SAUL B
Role
President and COO
Bought
144,703 shs ($167K)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Purchase | Common Stock, par value $0.01 per share | 144,703 | $1.1517 | $167K |
| holding | Common Stock, par value $0.01 per share | -- | -- | -- |
Holdings After Transaction:
Common Stock, par value $0.01 per share — 2,201,479 shares (Direct);
Common Stock, par value $0.01 per share — 1,898 shares (Indirect, See Footnote)
Footnotes (3)
- F1. The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account.
- F2. The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $1.06 to $1.17, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- F3. Shares held by Oxford Funds, LLC, which may be deemed to be beneficially owned by Mr. Rosenthal by virtue of his ownership interest therein.
Key Figures
Shares purchased: 144,703 shares
Weighted average price: $1.1517 per share
Direct holdings after transaction: 2,201,479 shares
+3 more
6 metrics
Shares purchased
144,703 shares
Open-market purchase on May 20, 2026
Weighted average price
$1.1517 per share
Price for purchased common stock
Direct holdings after transaction
2,201,479 shares
Common stock directly owned after purchase
Indirect holdings after transaction
1,898 shares
Common stock held indirectly via Oxford Funds, LLC
Price range of trades
$1.06–$1.17 per share
Range of individual trade prices on May 20, 2026
Net buy shares
144,703 shares
Net buy direction per transactionSummary
Key Terms
open-market purchase, weighted average price, joint tenants in common, pecuniary interest, +1 more
5 terms
open-market purchase financial
"Purchase in open market or private transaction"
An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.
weighted average price financial
"The price reported is a weighted average price."
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
joint tenants in common financial
"purchased into a joint tenants in common account"
pecuniary interest financial
"Mr. Rosenthal has a 50% pecuniary interest in such account."
beneficially owned financial
"which may be deemed to be beneficially owned by Mr. Rosenthal"
Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What did Oxford Square Capital (OXSQ) President Saul B. Rosenthal do in this Form 4?
Saul B. Rosenthal reported an open-market purchase of Oxford Square Capital common stock. He bought 144,703 shares at a weighted average price of $1.1517 per share, increasing his direct holdings to 2,201,479 shares after the transaction.
What is the significance of the joint tenants in common account in the OXSQ Form 4?
The purchased shares were held in a joint tenants in common account. Rosenthal has a 50% pecuniary interest in that account, and CEO Jonathan H. Cohen holds the other 50%. The reported 144,703 shares reflect only Rosenthal’s 50% interest.
What indirect Oxford Square (OXSQ) holdings does Saul B. Rosenthal report?
Rosenthal reports indirect ownership of 1,898 Oxford Square shares held by Oxford Funds, LLC. The filing states these shares may be deemed beneficially owned by him due to his ownership interest in Oxford Funds, LLC, and they are listed as indirect holdings.
Was this Oxford Square (OXSQ) insider transaction a buy or a sell?
The filing shows a net-buy transaction. Rosenthal executed an open-market purchase coded “P,” acquiring 144,703 common shares and increasing his total position. The transactionSummary in the filing characterizes the net direction as “net-buy.”
AI-generated analysis. How Rhea-AI works. Not financial advice.
