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Occidental Petroleum (NYSE: OXY) GC Pollack reports Form 3 holdings

(Neutral)
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Occidental Petroleum executive Brad Pollack, SVP & General Counsel, reported his holdings of the company’s Common Stock as a reporting person. He listed 16,376 shares held directly and 2,425 shares held indirectly through the OPC Savings Plan, with the plan balance based on a statement dated July 31, 2026.

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Insider POLLACK BRAD
Role SVP & General Counsel
Type Security Shares Price Value
holding Common Stock -- -- --
holding Common Stock F1 -- -- --
Holdings After Transaction: Common Stock — 16,376 shares (Direct); Common Stock — 2,425 shares (Indirect, By OPC Savings Plan)
Footnotes (1)
  1. F1. Based on a plan statement dated July 31, 2026.
Direct common shares held 16,376 shares Reported direct ownership of Occidental Petroleum common stock as of 2026-08-01
Indirect common shares held 2,425 shares Indirect ownership via OPC Savings Plan, based on plan statement dated July 31, 2026
Common stock holding entries 2 holdings Number of common stock holding lines reported for Brad Pollack
OPC Savings Plan financial
"Nature of ownership: By OPC Savings Plan for 2,425 shares"
Power of Attorney regulatory
"Exhibit 24 - Power of Attorney listed in the remarks section"
A power of attorney is a legal document that allows one person to make decisions and act on behalf of another person, often in financial or legal matters. It’s like giving someone a trusted helper or agent the authority to handle important tasks if you are unable to do so yourself. This matters to investors because it can impact how their assets are managed or transferred if they become unable to oversee their affairs.
Common Stock financial
"Security title reported as Common Stock for all holdings"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

Who is the reporting person in Occidental Petroleum (OXY)’s Form 3 filing?

The reporting person is Brad Pollack, who serves as Occidental Petroleum’s SVP & General Counsel. This Form 3 records his initial report of common stock holdings now that he is subject to SEC insider ownership disclosure rules.

How many Occidental Petroleum (OXY) shares does Brad Pollack hold directly?

Brad Pollack reported direct ownership of 16,376 shares of Occidental Petroleum common stock. These shares are recorded as directly held in his name as an executive officer, separate from any positions held through plans or other indirect ownership arrangements.

What indirect Occidental Petroleum (OXY) holdings did Brad Pollack disclose?

He disclosed indirect ownership of 2,425 shares of Occidental Petroleum common stock through the OPC Savings Plan. The amount for this plan-based position is tied to an underlying plan statement dated July 31, 2026, as referenced in a footnote.

What is the OPC Savings Plan referenced in the OXY Form 3?

The OPC Savings Plan is the plan through which Brad Pollack indirectly holds 2,425 shares of Occidental Petroleum common stock. The reported figure reflects the share balance shown on a plan statement, which is specifically cited in the filing’s footnote.

Does Brad Pollack’s Occidental Petroleum (OXY) Form 3 show any stock purchases or sales?

The Form 3 reports shareholdings rather than explicit purchase or sale transactions. It provides share amounts held directly and through the OPC Savings Plan, and the transaction fields do not include codes that would indicate buy or sell activity.

What date underlies the OPC Savings Plan balance in the OXY Form 3?

The 2,425-share balance for the OPC Savings Plan is based on a plan statement dated July 31, 2026. This date appears in a footnote that explains the source of the indirect share count reported for Brad Pollack’s plan-related holdings.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
POLLACK BRAD

(Last)(First)(Middle)
OCCIDENTAL PETROLEUM CORPORATION
5 GREENWAY PLAZA, SUITE 110

(Street)
HOUSTON TEXAS 77046

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
08/01/2026
3. Issuer Name and Ticker or Trading Symbol
OCCIDENTAL PETROLEUM CORP /DE/ [ OXY ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
SVP & General Counsel
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock16,376D
Common Stock2,425(1)IBy OPC Savings Plan
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Based on a plan statement dated July 31, 2026.
Remarks:
Exhibit List Exhibit 24 - Power of Attorney
/s/ Brittany A. Smith, Attorney-in-Fact for Brad Pollack08/04/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)