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Occidental Petroleum (NYSE: OXY) awards 26,284 RSUs to SVP & General Counsel

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

POLLACK BRAD reported acquisition or exercise transactions in this Form 4 filing.

Occidental Petroleum executive Brad Pollack, SVP & General Counsel, received an award of 26,284 RSUs under the Amended and Restated 2015 Long-Term Incentive Plan, each representing a contingent right to one share of common stock. The RSUs vest in three equal annual installments beginning on July 31, 2027. Following this award, Pollack is reported as directly owning 42,660 shares of common stock and indirectly holding 2,425 shares through the OPC Savings Plan, based on a plan statement dated July 31, 2026.

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Insider POLLACK BRAD
Role SVP & General Counsel
Type Security Shares Price Value
Grant/Award Common Stock F1 26,284 $0.00 $0.00
holding Common Stock F2 -- -- --
Holdings After Transaction: Common Stock — 42,660 shares (Direct); Common Stock — 2,425 shares (Indirect, By OPC Savings Plan)
Footnotes (2)
  1. F1. Award of RSUs pursuant to the Issuer's Amended and Restated 2015 Long-Term Incentive Plan. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting. The RSUs will vest in three equal annual installments beginning on July 31, 2027.
  2. F2. Based on a plan statement dated July 31, 2026.
RSUs granted 26,284 RSUs Award to Brad Pollack on 2026-08-01 under Amended and Restated 2015 Long-Term Incentive Plan
Direct holdings after award 42,660 shares Total direct Occidental Petroleum common stock reported following the RSU award
Indirect holdings via OPC Savings Plan 2,425 shares Indirect ownership based on OPC Savings Plan statement dated July 31, 2026
Vesting installments 3 annual installments RSUs vest in three equal annual installments beginning July 31, 2027
Vesting start date July 31, 2027 First of three equal annual vesting dates for the RSU award
RSUs financial
"Award of RSUs pursuant to the Issuer's Amended and Restated 2015 Long-Term Incentive Plan."
RSUs, or restricted stock units, are a form of company shares given to employees as part of their compensation. They are typically awarded with certain restrictions, such as a waiting period before they can be fully owned or sold, similar to earning a gift that becomes fully yours over time. For investors, RSUs can impact a company's stock offerings and reflect how much the company relies on stock-based incentives to attract and retain talent.
Long-Term Incentive Plan financial
"Award of RSUs pursuant to the Issuer's Amended and Restated 2015 Long-Term Incentive Plan."
A long-term incentive plan is a company program that pays executives or employees with stock, options, or cash tied to multi-year performance goals, where the rewards become theirs only after meeting conditions over time. Think of it as a delayed bonus or retirement-style reward that aligns employees’ interests with shareholders by encouraging them to boost long-term value; investors watch these plans because they affect pay costs, share dilution and management incentives.
contingent right financial
"Each RSU represents a contingent right to receive one share of the Issuer's common stock"
OPC Savings Plan financial
"Indirect ownership nature described as By OPC Savings Plan in the holding entry."

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did OXY report for Brad Pollack?

Occidental Petroleum reported that Brad Pollack, SVP & General Counsel, received an award of 26,284 RSUs. These restricted stock units were granted under the company’s Amended and Restated 2015 Long-Term Incentive Plan as part of his executive compensation.

How many RSUs did Brad Pollack of OXY receive and when do they vest?

Brad Pollack received 26,284 RSUs. The RSUs will vest in three equal annual installments, with the first installment beginning on July 31, 2027, providing a multi-year equity incentive tied to continued service.

What are Brad Pollack’s OXY shareholdings after this Form 4 transaction?

After the reported award, Brad Pollack is shown as directly owning 42,660 shares of Occidental Petroleum common stock. In addition, he has an indirect holding of 2,425 shares through the OPC Savings Plan, based on a plan statement dated July 31, 2026.

What plan governs the RSU grant to Brad Pollack at OXY?

The RSU grant to Brad Pollack was made under Occidental Petroleum’s Amended and Restated 2015 Long-Term Incentive Plan. Each RSU represents a contingent right to receive one share of the company’s common stock upon vesting over three years.

Does the OXY Form 4 indicate any stock sales by Brad Pollack?

The Form 4 shows an acquisition of 26,284 RSUs by Brad Pollack and no reported sales or dispositions. It also discloses updated direct and indirect holdings, including shares held through the OPC Savings Plan as of July 31, 2026.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
POLLACK BRAD

(Last)(First)(Middle)
OCCIDENTAL PETROLEUM CORPORATION
5 GREENWAY PLAZA, SUITE 110

(Street)
HOUSTON TEXAS 77046

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
OCCIDENTAL PETROLEUM CORP /DE/ [ OXY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
SVP & General Counsel
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/01/2026A(1)26,284A$042,660D
Common Stock2,425(2)IBy OPC Savings Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Award of RSUs pursuant to the Issuer's Amended and Restated 2015 Long-Term Incentive Plan. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting. The RSUs will vest in three equal annual installments beginning on July 31, 2027.
2. Based on a plan statement dated July 31, 2026.
Remarks:
/s/ Brittany A. Smith, Attorney-in-Fact for Brad Pollack08/04/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)