Occidental director granted 3,734 OXY shares

Occidental Petroleum director Carlos M. Gutierrez received an equity award of 3,734 shares of Common Stock on May 4, 2026.

Rhea-AI Filing Summary

Occidental Petroleum director Carlos M. Gutierrez received an equity award of 3,734 shares of Common Stock on May 4, 2026. The Form 4 classifies this as a grant or award acquisition with no cash price per share reported.

Following this award, Gutierrez directly owns 82,651 shares of Occidental Petroleum common stock. A footnote explains that the grant consists of common stock units awarded under Occidental Petroleum Corporation's Amended and Restated 2015 Long-Term Incentive Plan, indicating it is part of the company’s long-term equity compensation program for insiders.

Insider Trade Summary

Grant/Award: 3,734 shares

Grant/Award 1 txn

Insider GUTIERREZ CARLOS M

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	3,734	$0.00	$0.00

Holdings After Transaction: Common Stock — 82,651 shares (Direct)

Footnotes (1)

1. F1. Award of common stock units under Occidental Petroleum Corporation's Amended and Restated 2015 Long-Term Incentive Plan.

Key Figures

Equity award: 3,734 shares Post-grant holdings: 82,651 shares Grant price: $0.00 per share

3 metrics

Equity award 3,734 shares Common Stock granted on May 4, 2026

Post-grant holdings 82,651 shares Total Common Stock directly owned after transaction

Grant price $0.00 per share Reported transaction price for awarded shares

Key Terms

common stock units, Amended and Restated 2015 Long-Term Incentive Plan, Grant, award, or other acquisition, Common Stock

4 terms

common stock units financial

"Award of common stock units under Occidental Petroleum Corporation's Amended and Restated 2015 Long-Term Incentive Plan"

A common stock unit is a tradable ownership interest that represents one or more ordinary shares in a company, giving the holder a stake in profits, a claim on assets after creditors, and usually voting rights on corporate matters. For investors it matters because these units determine how much of the company you own, how much influence you have, and how returns or losses are shared—think of owning slices of a pie that can be increased or diluted by the company’s actions.

Amended and Restated 2015 Long-Term Incentive Plan financial

"under Occidental Petroleum Corporation's Amended and Restated 2015 Long-Term Incentive Plan"

Grant, award, or other acquisition financial

"transaction_code_description": "Grant, award, or other acquisition"

Common Stock financial

""security_title": "Common Stock""

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

FAQ

What insider transaction did OXY director Carlos M. Gutierrez report?

Carlos M. Gutierrez reported receiving an award of 3,734 shares of Occidental Petroleum Common Stock. The transaction is coded as a grant or award acquisition and carries a reported price per share of $0.00, reflecting equity compensation rather than an open-market purchase.

How many OXY shares does Carlos M. Gutierrez hold after this grant?

After the award, Carlos M. Gutierrez directly holds 82,651 shares of Occidental Petroleum Common Stock. This figure comes from the post-transaction ownership reported in the Form 4 and reflects his direct beneficial ownership following the May 4, 2026 equity grant.

Was the OXY insider grant to Carlos M. Gutierrez an open-market purchase?

No, the transaction was not an open-market purchase. The filing lists transaction code A, described as a grant, award, or other acquisition, with a transaction price per share of $0.00, indicating shares were granted as compensation under a company incentive plan.

Under what plan was the OXY equity awarded to Carlos M. Gutierrez?

The award was made under Occidental Petroleum Corporation's Amended and Restated 2015 Long-Term Incentive Plan. A footnote to the Form 4 states that the transaction is an award of common stock units granted pursuant to this long-term incentive plan for company participants.

What does transaction code A mean in the OXY Form 4 filing?

In this Form 4, transaction code A identifies a grant, award, or other acquisition of securities. For Carlos M. Gutierrez, it reflects 3,734 shares of Occidental Petroleum Common Stock awarded at a reported price of $0.00 per share as part of an equity compensation arrangement.

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Accepted by SEC EDGAR 05/06/2026 - 07:04 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

GUTIERREZ CARLOS M

(Last) (First) (Middle)

OCCIDENTAL PETROLEUM CORPORATION

5 GREENWAY PLAZA, STE. 110

(Street)

HOUSTON TEXAS 77046

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
OCCIDENTAL PETROLEUM CORP /DE/ [ OXY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/04/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/04/2026		A(1)		3,734	A	$0	82,651	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Award of common stock units under Occidental Petroleum Corporation's Amended and Restated 2015 Long-Term Incentive Plan.

Remarks:

	/s/ Brittany A. Smith, Attorney-in-Fact for Carlos M. Gutierrez	05/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)