Director Carlos Gutierrez receives 3,656 Occidental (OXY) shares from GRAT

Rhea-AI Filing Summary

GUTIERREZ CARLOS M reported disposition transactions in this Form 4 filing.

Occidental Petroleum director Carlos M. Gutierrez reported an estate-planning related share transfer. On February 23, 2026, he received 3,656 shares of Occidental common stock from a grantor retained annuity trust in satisfaction of the trust’s annuity obligation, at a reported price of $0.00 per share. After this non-cash transfer, he directly owned 78,917 common shares.

Insider Trade Summary

3,656 shares gifted

Mixed 1 txn

Insider GUTIERREZ CARLOS M

Role Director

Type	Security	Shares	Price	Value
Gift	Common Stock	3,656	$0.00	--

Holdings After Transaction: Common Stock — 78,917 shares (Direct)

Footnotes (1)

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Form 4 Insider Transactions: What Each Field Means →

Accepted by SEC EDGAR 02/24/2026 - 07:50 PM Learn about SEC filing dates

FAQ

What insider transaction did Occidental Petroleum (OXY) report for Carlos M. Gutierrez?

Occidental Petroleum director Carlos M. Gutierrez reported receiving 3,656 common shares. The transfer came from a grantor retained annuity trust as satisfaction of an annuity obligation, reflecting an estate-planning transaction rather than an open-market stock purchase or sale.

How many Occidental Petroleum (OXY) shares does Carlos M. Gutierrez own after this Form 4?

After the reported transaction, Carlos M. Gutierrez directly owns 78,917 Occidental Petroleum common shares. This figure reflects his holdings following the 3,656-share transfer from the grantor retained annuity trust described in the Form 4 filing and related footnote.

Was cash involved in Carlos M. Gutierrez’s latest Occidental Petroleum (OXY) share transfer?

No cash was involved; the reported price per share is $0.00. The 3,656 Occidental Petroleum shares were transferred from a grantor retained annuity trust to Carlos M. Gutierrez to satisfy the trust’s annuity obligation, consistent with prior estate-planning arrangements.

What is the role of the grantor retained annuity trust in this Occidental Petroleum (OXY) Form 4?

The grantor retained annuity trust previously received 30,625 Occidental shares from Gutierrez in 2021. On February 23, 2026, the trust transferred 3,656 shares back to him in satisfaction of its annuity obligation, which is the transaction disclosed in this Form 4.

Is Carlos M. Gutierrez buying or selling Occidental Petroleum (OXY) stock in this Form 4?

The Form 4 reflects a non-cash transfer of 3,656 shares to Gutierrez, not an open-market buy or sell. The shares were distributed from a grantor retained annuity trust as part of a previously established estate-planning structure.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

GUTIERREZ CARLOS M

(Last) (First) (Middle)

OCCIDENTAL PETROLEUM CORPORATION

5 GREENWAY PLAZA, STE. 110

(Street)

HOUSTON TX 77046

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
OCCIDENTAL PETROLEUM CORP /DE/ [ OXY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
02/23/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/23/2026		G(1)	V	3,656	A	$0	78,917	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. As reported on that certain Form 4 filed on behalf of the reporting person on May 20, 2021, the reporting person gifted 30,625 shares of common stock of the Issuer to a grantor retained annuity trust (the "GRAT") with an independent trustee on May 19, 2021 for tax and estate planning purposes. On February 23, 2026, in satisfaction of the GRAT's annuity obligation, the reporting person received 3,656 shares of the Issuer's common stock.

Remarks:

Exhibit List Exhibit 24 - Power of Attorney

	/s/ Brittany A. Smith, Attorney-in-Fact for Carlos M. Gutierrez	02/24/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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